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This paper addresses the portfolio selection problem for nonlinear law-dependent preferences in continuous time, which inherently exhibit time inconsistency. Employing the method of stochastic maximum principle, we establish verification…

数理金融 · 定量金融 2023-11-15 Zongxia Liang , Jianming Xia , Fengyi Yuan

We propose a consumption-investment decision model where past consumption peak $h$ plays a crucial role. There are two important consumption levels: the lowest constrained level and a reference level, at which the risk aversion in terms of…

投资组合管理 · 定量金融 2022-11-23 Zongxia Liang , Xiaodong Luo , Fengyi Yuan

We consider a robust consumption-investment problem under CRRA and CARA utilities. The time-varying confidence sets are specified by $\Theta$, a correspondence from $[0,T]$ to the space of L\'{e}vy triplets, and describe priori information…

最优化与控制 · 数学 2018-11-30 Zongxia Liang , Ming Ma

The aim of this work consists in the study of the optimal investment strategy for a behavioural investor, whose preference towards risk is described by both a probability distortion and an S-shaped utility function. Within a continuous-time…

投资组合管理 · 定量金融 2013-04-30 Miklos Rasonyi , Andrea M. Rodrigues

We introduce an extension to Merton's famous continuous time model of optimal consumption and investment, in the spirit of previous works by Pliska and Ye, to allow for a wage earner to have a random lifetime and to use a portion of the…

投资组合管理 · 定量金融 2011-02-14 I. Duarte , D. Pinheiro , A. A. Pinto , S. R. Pliska

The classical optimal investment and consumption problem with infinite horizon is studied in the presence of transaction costs. Both proportional and fixed costs as well as general utility functions are considered. Weak dynamic programming…

投资组合管理 · 定量金融 2016-10-14 Albert Altarovici , Max Reppen , H. Mete Soner

We consider the problem of optimal investment with intermediate consumption in a general semimartingale model of an incomplete market, with preferences being represented by a utility stochastic field. We show that the key conclusions of the…

投资组合管理 · 定量金融 2017-09-20 Huy N. Chau , Andrea Cosso , Claudio Fontana , Oleksii Mostovyi

This paper studies dynamic asset allocation with interest rate risk and several sources of ambiguity. The market consists of a risk-free asset, a zero-coupon bond (both determined by a Vasicek model), and a stock. There is ambiguity about…

投资组合管理 · 定量金融 2023-10-30 Julian Hölzermann

In an arbitrage-free simple market, we demonstrate that for a class of state-dependent exponential utilities, there exists a unique prediction of the random risk aversion that ensures the consistency of optimal strategies across any time…

数理金融 · 定量金融 2025-01-06 Edoardo Berton , Marzia De Donno , Marco Maggis

This paper studies the robust portfolio selection problem under a state-dependent confidence set. The investor invests in a financial market with a risk-free asset and a risky asset. The ambiguity-averse investor faces uncertainty over the…

最优化与控制 · 数学 2024-10-01 Guohui Guan , Yuting Jia , Zongxia Liang

Under mean-variance-utility framework, we propose a new portfolio selection model, which allows wealth and time both have influences on risk aversion in the process of investment. We solved the model under a game theoretic framework and…

投资组合管理 · 定量金融 2020-08-11 Ben-Zhang Yang , Xin-Jiang He , Song-Ping Zhu

We consider the problem of optimal consumption from labor income and investment in a general incomplete semimartingale market. The economic agent cannot borrow against future income, so the total wealth is required to be positive at (all or…

概率论 · 数学 2019-01-29 Oleksii Mostovyi , Mihai Sîrbu

We study a continuous-time portfolio choice problem for an investor whose state-dependent preferences are determined by an exogenous factor that evolves as an It\^o diffusion process. Since risk attitudes at the end of the investment…

数理金融 · 定量金融 2025-12-25 Luca De Gennaro Aquino , Sascha Desmettre , Yevhen Havrylenko , Mogens Steffensen

In this article we solve the problem of maximizing the expected utility of future consumption and terminal wealth to determine the optimal pension or life-cycle fund strategy for a cohort of pension fund investors. The setup is strongly…

数理金融 · 定量金融 2020-08-03 Andreas Lichtenstern , Pavel V. Shevchenko , Rudi Zagst

This paper studies an optimal consumption problem for a loss-averse agent with reference to past consumption maximum. To account for loss aversion on relative consumption, an S-shaped utility is adopted that measures the difference between…

最优化与控制 · 数学 2024-03-11 Xun Li , Xiang Yu , Qinyi Zhang

We study a robust utility maximization problem in a general discrete-time frictionless market under quasi-sure no-arbitrage. The investor is assumed to have a random and concave utility function defined on the whole real-line. She also…

数理金融 · 定量金融 2024-02-28 Laurence Carassus , Massinissa Ferhoune

We study an intertemporal consumption and portfolio choice problem under Knightian uncertainty in which agent's preferences exhibit local intertemporal substitution. We also allow for market frictions in the sense that the pricing…

最优化与控制 · 数学 2020-11-10 Giorgio Ferrari , Hanwu Li , Frank Riedel

Portfolio diversification is a cornerstone of modern finance, while risk aversion is central to decision theory; both concepts are long-standing and foundational. We investigate their connections by studying how different forms of…

理论经济学 · 经济学 2026-03-26 Xiangxin He , Fangda Liu , Ruodu Wang

We extend the lifecycle model (LCM) of consumption over a random horizon (a.k.a. the Yaari model) to a world in which (i.) the force of mortality obeys a diffusion process as opposed to being deterministic, and (ii.) a consumer can adapt…

风险管理 · 定量金融 2012-05-23 Huaxiong Huang , Moshe A. Milevsky , Thomas S. Salisbury

This paper studies an optimal forward investment problem in an incomplete market with model uncertainty, in which the underlying stocks depend on the correlated stochastic factors. The uncertainty stems from the probability measure chosen…

投资组合管理 · 定量金融 2021-05-05 Juan Li , Wenqiang Li , Gechun Liang