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Mathematically, the execution of an American-style financial derivative is commonly reduced to solving an optimal stopping problem. Breaking the general assumption that the knowledge of the holder is restricted to the price history of the…

计算金融 · 定量金融 2020-08-25 Bernardo D'Auria , Eduardo García-Portugués , Abel Guada

The problem of optimal stopping with finite horizon in discrete time is considered in view of maximizing the expected gain. The algorithm proposed in this paper is completely nonparametric in the sense that it uses observed data from the…

统计理论 · 数学 2013-07-24 Michael Kohler , Harro Walk

We introduce a new approach for the numerical pricing of American options. The main idea is to choose a finite number of suitable excessive functions (randomly) and to find the smallest majorant of the gain function in the span of these…

计算金融 · 定量金融 2013-10-17 Sören Christensen

Under the assumption of no-arbitrage, the pricing of American and Bermudan options can be casted into optimal stopping problems. We propose a new adaptive simulation based algorithm for the numerical solution of optimal stopping problems in…

概率论 · 数学 2009-09-29 Daniel Egloff , Michael Kohler , Nebojsa Todorovic

In this paper, we investigate an interesting and important stopping problem mixed with stochastic controls and a \textit{nonsmooth} utility over a finite time horizon. The paper aims to develop new methodologies, which are significantly…

最优化与控制 · 数学 2015-07-06 Chonghu Guan , Xun Li , Zuoquan Xu , Fahuai Yi

In this paper we study a utility maximization problem with both optimal control and optimal stopping in a finite time horizon. The value function can be characterized by a variational equation that involves a free boundary problem of a…

数理金融 · 定量金融 2018-10-23 Jingtang Ma , Jie Xing , Harry Zheng

In this paper we study pricing of American put options on the Black and Scholes market with a stochastic interest rate and finite-time maturity. We prove that the option value is a $C^1$ function of the initial time, interest rate and stock…

数理金融 · 定量金融 2024-02-06 Cheng Cai , Tiziano De Angelis , Jan Palczewski

It is known that the decision to purchase an annuity may be associated to an optimal stopping problem. However, little is known about optimal strategies, if the mortality force is a generic function of time and if the `subjective' life…

数理金融 · 定量金融 2018-07-13 Tiziano De Angelis , Gabriele Stabile

In this paper we analyze American style of floating strike Asian call options belonging to the class of financial derivatives whose payoff diagram depends not only on the underlying asset price but also on the path average of underlying…

计算金融 · 定量金融 2011-01-18 Daniel Sevcovic , Martin Takac

In practical work with American put options, it is important to be able to know when to exercise the option, and when not to do so. In computer simulation based on the standard theory of geometric Brownian motion for simulating stock price…

最优化与控制 · 数学 2012-04-10 H. Hedenmalm

We consider a class of exit--time control problems for nonlinear systems with a nonnegative vanishing Lagrangian. In general, the associated PDE may have multiple solutions, and known regularity and stability properties do not hold. In this…

最优化与控制 · 数学 2018-05-10 Monica Motta , Caterina Sartori

We study pricing and (super)hedging for American options in an imperfect market model with default, where the imperfections are taken into account via the nonlinearity of the wealth dynamics. The payoff is given by an RCLL adapted process…

证券定价 · 定量金融 2017-08-30 Roxana Dumitrescu , Marie-Claire Quenez , Agnès Sulem

American options are studied in a general discrete market in the presence of proportional transaction costs, modelled as bid-ask spreads. Pricing algorithms and constructions of hedging strategies, stopping times and martingale…

证券定价 · 定量金融 2008-12-02 Alet Roux , Tomasz Zastawniak

This paper presents a derivation of the explicit price for the perpetual American put option time-capped by the first drawdown epoch beyond a predefined level. We consider the market in which an asset price is described by geometric L\'evy…

概率论 · 数学 2025-09-01 Zbigniew Palmowski , Paweł Stȩpniak

In this paper we provide a theoretical analysis of Variable Annuities with a focus on the holder's right to an early termination of the contract. We obtain a rigorous pricing formula and the optimal exercise boundary for the surrender…

数理金融 · 定量金融 2024-05-06 Tiziano De Angelis , Alessandro Milazzo , Gabriele Stabile

We consider an American put option under the CEV process. This corresponds to a free boundary problem for a PDE. We show that this free bondary satisfies a nonlinear integral equation, and analyze it in the limit of small $\rho$ = $2r/…

偏微分方程分析 · 数学 2010-09-21 Miao Xu , Charles Knessl

We derive explicit formulas for time decay, for the European call and put options at expiry, and use them to calculate analytical approximations to the price of the American put and early exercise boundary near expiry. We show that for many…

其他凝聚态物理 · 物理学 2008-12-02 Sergei Levendorskii

It is well-known that using delta hedging to hedge financial options is not feasible in practice. Traders often rely on discrete-time hedging strategies based on fixed trading times or fixed trading prices (i.e., trades only occur if the…

数理金融 · 定量金融 2024-02-06 Cheng Cai , Tiziano De Angelis , Jan Palczewski

In this article, we study the classical finite-horizon optimal stopping problem for multidimensional diffusions through an approach that differs from what is typically found in the literature. More specifically, we first prove a key…

最优化与控制 · 数学 2025-03-05 Andrea Cosso , Laura Perelli

This paper solves the consumption-investment problem under Epstein-Zin preferences on a random horizon. In an incomplete market, we take the random horizon to be a stopping time adapted to the market filtration, generated by all observable,…

数理金融 · 定量金融 2024-01-09 Joshua Aurand , Yu-Jui Huang