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In this paper, we study optimal liquidation problems in a randomly-terminated horizon. We consider the liquidation of a large single-asset portfolio with the aim of minimizing a combination of volatility risk and transaction costs arising…

交易与市场微观结构 · 定量金融 2017-09-19 Qing-Qing Yang , Wai-Ki Ching , Jia-Wen Gu , Tak Kwong Wong

Stochastic optimal control problems for Hamiltonian dynamics on graphs have wide-ranging applications in mechanics and quantum field theory, particularly in systems with graph-based structures. In this paper, we establish the existence and…

最优化与控制 · 数学 2025-10-01 Jianbo Cui , Tonghe Dang

We study a family of stationary Hamilton-Jacobi-Bellman (HJB) equations in Hilbert spaces arising from stochastic optimal control problems. The main difficulties to treat such problems are: the lack of smoothing properties of the linear…

最优化与控制 · 数学 2025-10-31 Gabriele Bolli , Fausto Gozzi

We prove comparison principle for viscosity solutions of a Hamilton-Jacobi-Bellman equation in a strong coupling regime considering a stationary and a time-dependent version of the equation. We consider a Hamiltonian that has a…

偏微分方程分析 · 数学 2023-10-10 Serena Della Corte , Richard C. Kraaij

In this paper, we study a stochastic recursive optimal control problem in which the system is governed by a functional forward-backward stochastic differential equation. Under standard assumptions, we establish the dynamic programming…

概率论 · 数学 2013-01-03 Shaolin Ji , Shuzhen Yang

We present a simple and easy to implement method for the numerical solution of a rather general class of Hamilton-Jacobi-Bellman (HJB) equations. In many cases, the considered problems have only a viscosity solution, to which, fortunately,…

计算金融 · 定量金融 2011-02-17 Jan Hendrik Witte , Christoph Reisinger

Controlling systems of ordinary differential equations (ODEs) is ubiquitous in science and engineering. For finding an optimal feedback controller, the value function and associated fundamental equations such as the Bellman equation and the…

最优化与控制 · 数学 2021-04-14 Mathias Oster , Leon Sallandt , Reinhold Schneider

We propose a new numerical method for solving the Hamilton-Jacobi-Bellman quasi-variational inequality associated with the combined impulse and stochastic optimal control problem over a finite time horizon. Our method corresponds to an…

数值分析 · 数学 2015-02-05 Masashi Ieda

In this paper, we first establish the dynamic programming principle for stochastic optimal control problems defined on compact Riemannian manifolds without boundary. Subsequently, we derive the associated Hamilton-Jacobi-Bellman (HJB)…

最优化与控制 · 数学 2025-07-03 Dingqian Gao , Qi Lü

We study a problem of optimal investment/consumption over an infinite horizon in a market consisting of a liquid and an illiquid asset. The liquid asset is observed and can be traded continuously, while the illiquid one can only be traded…

投资组合管理 · 定量金融 2012-11-07 Salvatore Federico , Paul Gassiat

A suitable notion of weak solution to infinite-dimensional rate-independent systems, called Inertial Balanced Viscosity (IBV) solution, is introduced. The key feature of such notion is that the energy dissipated at jump discontinuities…

偏微分方程分析 · 数学 2023-06-22 Filippo Riva , Giovanni Scilla , Francesco Solombrino

A Hamilton-Jacobi equation with Caputo's time-fractional derivative of order less than one is considered. The notion of a viscosity solution is introduced to prove unique existence of a solution to the initial value problem under periodic…

偏微分方程分析 · 数学 2017-04-20 Yoshikazu Giga , Tokinaga Namba

In this paper, we consider the stochastic optimal control problem for jump diffusion systems with state constraints. In general, the value function of such problems is a discontinuous viscosity solution of the Hamilton-Jacobi-Bellman (HJB)…

最优化与控制 · 数学 2020-06-11 Jun Moon

We introduce the notion of mean viability for controlled stochastic differential equations and establish counterparts of Nagumo's classical viability theorems (necessary and sufficient conditions for mean viability). As an application, we…

偏微分方程分析 · 数学 2024-03-25 Christian Keller

We address the problem of combined stochastic and impulse control for a market maker operating in a limit order book. The problem is formulated as a Hamilton-Jacobi-Bellman quasi-variational inequality (HJBQVI). We propose an implicit…

数理金融 · 定量金融 2025-12-25 Alexey Meteykin

We characterize the value of swing contracts in continuous time as the unique viscosity solution of a Hamilton-Jacobi-Bellman equation with suitable boundary conditions. The case of contracts with penalties is straightforward, and in that…

最优化与控制 · 数学 2013-07-05 M. Basei , A. Cesaroni , T. Vargiolu

We apply the stochastic Perron method of Bayraktar and S\^irbu to a general infinite horizon optimal control problem, where the state $X$ is a controlled diffusion process, and the state constraint is described by a closed set. We prove…

最优化与控制 · 数学 2014-09-25 Dmitry B. Rokhlin

We introduce a new and efficient numerical method for multicriterion optimal control and single criterion optimal control under integral constraints. The approach is based on extending the state space to include information on a "budget"…

最优化与控制 · 数学 2016-01-06 Ajeet Kumar , Alexander Vladimirsky

We extend the Barles-Perthame procedure of semi-relaxed limits of viscosity solutions of Hamilton-Jacobi equations of the type f - lambda H f = h. The convergence result allows for equations on a `converging sequence of spaces' as well as…

泛函分析 · 数学 2019-05-24 Richard C. Kraaij

A stochastic optimal control problem driven by an abstract evolution equation in a separable Hilbert space is considered. Thanks to the identification of the mild solution of the state equation as $\nu$-weak Dirichlet process, the value…

概率论 · 数学 2017-08-21 Giorgio Fabbri , Francesco Russo