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We consider the problem of portfolio optimization in a simple incomplete market and under a general utility function. By working with the associated Hamilton-Jacobi-Bellman partial differential equation (HJB PDE), we obtain a closed-form…

概率论 · 数学 2018-02-22 Rohini Kumar , Hussein Nasralah

In this paper we study the optimal stochastic control problem for stochastic differential systems reflected in a domain. The cost functional is a recursive one, which is defined via generalized backward stochastic differential equations…

概率论 · 数学 2013-08-26 Juan Li , Shanjian Tang

We study optimal portfolio choice under Epstein-Zin recursive utility in the presence of general leverage constraints. We first establish that the optimal value function is the unique viscosity solution to the associated…

投资组合管理 · 定量金融 2025-10-24 Dejian Tian , Weidong Tian , Jianjun Zhou , Zimu Zhu

We determine the optimal robust investment strategy of an individual who targets at a given rate of consumption and seeks to minimize the probability of lifetime ruin when she does not have perfect confidence in the drift of the risky…

最优化与控制 · 数学 2014-11-04 Erhan Bayraktar , Yuchong Zhang

The geometric formulation of Hamilton--Jacobi theory for systems with nonholonomic constraints is developed, following the ideas of the authors in previous papers. The relation between the solutions of the Hamilton--Jacobi problem with the…

数学物理 · 物理学 2015-12-15 J. F. Cariñena , X. Gracia , G. Marmo , E. Martinez , M. C. Muñoz-Lecanda , N. Roman-Roy

The aim of this work is to deal with a discontinuous Hamilton-Jacobi equation in the whole euclidian N-dimensional space, associated to a possibly unbounded optimal control problem. Here, the discontinuities are located on a hyperplane and…

最优化与控制 · 数学 2024-05-16 Emmanuel Chasseigne , Robson Carlos Reis , Silvia Sastre-Gomez

In this paper, we consider set optimization problems where the solution concept is given by the set approach. Specifically, we deal with the lower less and the upper less set relations. First, we derive the convexity and Lipschitzianity of…

最优化与控制 · 数学 2021-07-28 Gemayqzel Bouza , Ernest Quintana , Christiane Tammer , Vu Anh Tuan

A learning based method for obtaining feedback laws for nonlinear optimal control problems is proposed. The learning problem is posed such that the open loop value function is its optimal solution. This infinite dimensional, function space,…

最优化与控制 · 数学 2022-10-26 Karl Kunisch , Donato Vásquez-Varas , Daniel Walter

Merton portfolio management problem is studied in this paper within a stochastic volatility, non constant time discount rate, and power utility framework. This problem is time inconsistent and the way out of this predicament is to consider…

投资组合管理 · 定量金融 2024-02-09 Oumar Mbodji , Traian A. Pirvu

We formulate a path-dependent stochastic optimal control problem under general conditions, for which weprove rigorously the dynamic programming principle and that the value function is the unique Crandall-Lions viscosity solution of the…

概率论 · 数学 2023-08-04 Andrea Cosso , Fausto Gozzi , Mauro Rosestolato , Francesco Russo

Optimization problems with convex quadratic cost and polyhedral constraints are ubiquitous in signal processing, automatic control and decision-making. We consider here an enlarged problem class that allows to encode logical conditions and…

最优化与控制 · 数学 2026-04-09 Alberto De Marchi

This paper presents a new approach and algorithm for solving a class of constrained Bi-Level Optimization (BLO) problems in which the lower-level problem involves constraints coupling both upper-level and lower-level variables. Such…

机器学习 · 计算机科学 2024-01-30 Wei Yao , Chengming Yu , Shangzhi Zeng , Jin Zhang

This paper is concerned with the directional derivative of the value function for a very general set-constrained optimization problem under perturbation. Under reasonable assumptions, we obtain upper and lower estimates for the upper and…

最优化与控制 · 数学 2023-11-08 Kuang Bai , Jane Ye

From the Hamilton-Jacobi-Bellman equation for the value function we derive a non-linear partial differential equation for the optimal portfolio strategy (the dynamic control). The equation is general in the sense that it does not depend on…

投资组合管理 · 定量金融 2013-11-20 Mads Nielsen

This paper is the first attempt to systematically study properties of the effective Hamiltonian $\overline{H}$ arising in the periodic homogenization of some coercive but nonconvex Hamilton-Jacobi equations. Firstly, we introduce a new and…

偏微分方程分析 · 数学 2017-01-05 Jianliang Qian , Hung V. Tran , Yifeng Yu

The paper studies a system of first order Hamilton-Jacobi equations with discontinuous coefficients, arising from a model of deterministic optimal debt management in infinite time horizon, with exponential discount and currency devaluation.…

最优化与控制 · 数学 2021-02-09 Antonio Marigonda , Khai T. Nguyen

Hamilton-Jacobi partial differential equations (HJ PDEs) have deep connections with a wide range of fields, including optimal control, differential games, and imaging sciences. By considering the time variable to be a higher dimensional…

机器学习 · 计算机科学 2023-12-12 Paula Chen , Tingwei Meng , Zongren Zou , Jérôme Darbon , George Em Karniadakis

In this work, we consider the local Cahn-Hilliard-Navier-Stokes equation with regular potential in two dimensional bounded domain. We formulate distributed optimal control problem as the minimization of a suitable cost functional subject to…

偏微分方程分析 · 数学 2024-03-08 Sheetal Dharmatti , Perisetti Lakshmi Naga Mahendranath

We prove a representation formula of intrinsic Hopf-Lax type for subsolutions to Hamilton-Jacobi equations involving a Caputo time-fractional derivative.

度量几何 · 数学 2025-01-13 Daniela Di Donato

In this paper we investigate a kind of optimal control problem of coupled forward-backward stochastic system with jumps whose cost functional is defined through a coupled forward-backward stochastic differential equation with Brownian…

概率论 · 数学 2020-09-15 Qian Lin