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相关论文: Optimal Trade Execution with Instantaneous Price I…

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We study a problem of optimal investment/consumption over an infinite horizon in a market consisting of a liquid and an illiquid asset. The liquid asset is observed and can be traded continuously, while the illiquid one can only be traded…

投资组合管理 · 定量金融 2012-11-07 Salvatore Federico , Paul Gassiat

In the seminal paper on optimal execution of portfolio transactions, Almgren and Chriss (2001) define the optimal trading strategy to liquidate a fixed volume of a single security under price uncertainty. Yet there exist situations, such as…

交易与市场微观结构 · 定量金融 2022-12-06 Julien Vaes , Raphael Hauser

In the present work we develop a formalism to tackle the problem of optimal execution when trading market securities. More precisely, we introduce a utility function that balances market impact and timing risk, with this last being modelled…

交易与市场微观结构 · 定量金融 2020-07-17 David Marcos

We propose a price impact model where changes in prices are purely driven by the order flow in the market. The stochastic price impact of market orders and the arrival rates of limit and market orders are functions of the market liquidity…

交易与市场微观结构 · 定量金融 2024-12-18 Peter Bank , Álvaro Cartea , Laura Körber

In this work we study the optimal execution problem with multiplicative price impact in algorithm trading, when an agent holds an initial position of shares of a financial asset. The inter-selling-decision times are modelled by the arrival…

数理金融 · 定量金融 2018-05-04 Daniel Hernández-Hernández , Harold A. Moreno-Franco , José Luis Pérez

We study an optimal execution problem in the presence of market impact where the security price follows a geometric Ornstein-Uhlenbeck process, which implies the mean-reverting property, and show that the optimal strategy is a mixture of…

交易与市场微观结构 · 定量金融 2014-07-30 Takashi Kato

We consider a stochastic optimal control problem in a market model with temporary and permanent price impact, which is related to an expected utility maximization problem under finite fuel constraint. We establish the initial condition…

数理金融 · 定量金融 2015-10-13 Mourad Lazgham

In this manuscript we consider a class optimal control problem for stochastic differential delay equations. First, we rewrite the problem in a suitable infinite-dimensional Hilbert space. Then, using the dynamic programming approach, we…

最优化与控制 · 数学 2023-02-20 Filippo de Feo , Salvatore Federico , Andrzej Święch

In this article, we develop a general framework to study optimal execution and to price block trades. We prove existence of optimal liquidation strategies and we provide regularity results for optimal strategies under very general…

交易与市场微观结构 · 定量金融 2014-12-30 Olivier Guéant

A Backward Stochastic Differential Equation (BSDE) with a Peano-type generator, is known to have infinitely many solutions when the terminal value is vanishing, and is shown to have possibly multiple solutions even when the terminal value…

概率论 · 数学 2025-10-27 Shengjun Fan , Ying Hu , Shanjian Tang

We a controlled system driven by a coupled forward-backward stochastic differential equation (FBSDE) with a non degenerate diffusion matrix. The cost functional is defined by the solution of the controlled backward stochastic differential…

最优化与控制 · 数学 2017-02-02 Khaled Bahlali , Omar Kebiri , Brahim Mezerdi , Ahmed Mtiraoui

We study the existence of a minimal supersolution for backward stochastic differential equations when the terminal data can take the value +$\infty$ with positive probability. We deal with equations on a general filtered probability space…

概率论 · 数学 2015-12-29 T Kruse , A Popier

In this paper, we construct a solution to the optimal contract problem for delegated portfolio management of the fist-best (risk-sharing) type. The novelty of our result is (i) in the robustness of the optimal contract with respect to…

投资组合管理 · 定量金融 2018-02-27 Sergey Nadtochiy , Thaleia Zariphopoulou

This paper studies the utility maximization problem of an agent with non-trivial endowment, and whose preferences are modeled by the maximal subsolution of a BSDE. We prove existence of an optimal trading strategy and relate our existence…

最优化与控制 · 数学 2015-04-16 Gregor Heyne , Michael Kupper , Ludovic Tangpi

This article studies quadratic semimartingale BSDEs arising in power utility maximization when the market price of risk is of BMO type. In a Brownian setting we provide a necessary and sufficient condition for the existence of a solution…

概率论 · 数学 2012-05-10 Christoph Frei , Markus Mocha , Nicholas Westray

We study a problem of optimal investment/consumption over an infinite horizon in a market consisting of two possibly correlated assets: one liquid and one illiquid. The liquid asset is observed and can be traded continuously, while the…

投资组合管理 · 定量金融 2015-03-20 Salvatore Federico , Paul Gassiat , Fausto Gozzi

This article studies the problem of utility maximization in an incomplete market under a class of nonlinear expectations and general constraints on trading strategies. Using a $g$-martingale method, we provide an explicit solution to our…

数理金融 · 定量金融 2025-01-30 Wahid Faidi

The problem of determining the European-style option price in the incomplete market has been examined within the framework of stochastic optimization. An analytic method based on the discrete dynamic programming equation (Bellman equation)…

统计力学 · 物理学 2016-08-31 Sergei Fedotov , Sergei Mikhailov

We study optimal liquidation of a trading position (so-called block order or meta-order) in a market with a linear temporary price impact (Kyle, 1985). We endogenize the pressure to liquidate by introducing a downward drift in the…

投资组合管理 · 定量金融 2018-05-25 Pavol Brunovský , Aleš Černý , Ján Komadel

We consider a dynamic portfolio optimization problem that incorporates predictable returns, instantaneous transaction costs, price impact, and stochastic volatility, extending the classical results of Garleanu and Pedersen (2013), which…

计算金融 · 定量金融 2025-07-24 Patrick Chan , Ronnie Sircar , Iosif Zimbidis