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This paper studies an optimal forward investment problem in an incomplete market with model uncertainty, in which the underlying stocks depend on the correlated stochastic factors. The uncertainty stems from the probability measure chosen…

投资组合管理 · 定量金融 2021-05-05 Juan Li , Wenqiang Li , Gechun Liang

We consider the problem of optimal portfolio selection under forward investment performance criteria in an incomplete market. The dynamics of the prices of the traded assets depend on a pair of stochastic factors, namely, a slow factor…

数理金融 · 定量金融 2015-09-25 Mykhaylo Shkolnikov , Ronnie Sircar , Thaleia Zariphopoulou

In this paper we study a class of infinite horizon fully coupled forward-backward stochastic differential equations (FBSDEs), that are stimulated by various continuous time future expectations models with random coefficients. Under standard…

We provide a verification and characterization result of optimal maximal sub-solutions of BSDEs in terms of fully coupled forward backward stochastic differential equations. We illustrate the application thereof in utility optimization with…

数理金融 · 定量金融 2019-10-01 Samuel Drapeau , Peng Luo , Dewen Xiong

This paper introduces a new recursive stochastic optimal control problem driven by a forward-backward stochastic differential equations (FBSDEs), where the ter?minal time varies according to the constraints of the state of the forward…

最优化与控制 · 数学 2023-04-17 Jiaqi Wang , Shuzhen Yang

Accounting for model uncertainty in risk management and option pricing leads to infinite dimensional optimization problems which are both analytically and numerically intractable. In this article we study when this hurdle can be overcome…

风险管理 · 定量金融 2020-01-16 Daniel Bartl , Samuel Drapeau , Ludovic Tangpi

Two novel numerical estimators are proposed for solving forward-backward stochastic differential equations (FBSDEs) appearing in the Feynman-Kac representation of the value function in stochastic optimal control problems. In contrast to the…

最优化与控制 · 数学 2021-10-01 Kelsey P. Hawkins , Ali Pakniyat , Panagiotis Tsiotras

We provide a stochastic analysis of an overlapping-generations model under incomplete markets. By casting individual optimisation with idiosyncratic income risk into a forward-backward stochastic differential equation (FBSDE) system, we (i)…

We propose a numerical method for the computation of the forward-backward stochastic differential equations (FBSDE) appearing in the Feynman-Kac representation of the value function in stochastic optimal control problems. By the use of the…

最优化与控制 · 数学 2021-03-29 Kelsey P. Hawkins , Ali Pakniyat , Evangelos Theodorou , Panagiotis Tsiotras

This article constructs a forward exponential utility in a market with multiple defaultable risks. Using the Jacod-Pham decomposition for random fields, we first characterize forward performance processes in a defaultable market under the…

数理金融 · 定量金融 2026-01-06 Wing Fung Chong , Roxana Dumitrescu , Gechun Liang , Kenneth Tsz Hin Ng

In a Markovian stochastic volatility model, we consider financial agents whose investment criteria are modelled by forward exponential performance processes. The problem of contingent claim indifference valuation is first addressed and a…

投资组合管理 · 定量金融 2016-11-26 Michail Anthropelos

Ben-Tal and Teboulle \cite{BTT86} introduce the concept of optimized certainty equivalent (OCE) of an uncertain outcome as the maximum present value of a combination of the cash to be taken out from the uncertain income at present and the…

最优化与控制 · 数学 2022-03-22 Qiong Wu , Huifu Xu

This paper is devoted to proposing a new asymmetric risk-sensitive criterion involving different risk attitudes toward varying risk sources. The criterion can only be defined through the initial value of the minimal solutions of quadratic…

最优化与控制 · 数学 2025-06-23 Mingshang Hu , Shaolin Ji , Rundong Xu , Xiaole Xue

We study the optimal investment and proportional reinsurance problem of an insurance company, whose investment preferences are described via a forward dynamic utility of exponential type in a stochastic factor model allowing for a possible…

数理金融 · 定量金融 2022-10-20 Katia Colaneri , Alessandra Cretarola , Benedetta Salterini

Many real-world optimization problems involve uncertain parameters with probability distributions that can be estimated using contextual feature information. In contrast to the standard approach of first estimating the distribution of…

机器学习 · 统计学 2023-08-03 Meng Qi , Paul Grigas , Zuo-Jun Max Shen

We study the portfolio problem of maximizing the outperformance probability over a random benchmark through dynamic trading with a fixed initial capital. Under a general incomplete market framework, this stochastic control problem can be…

投资组合管理 · 定量金融 2015-03-19 Tim Leung , Qingshuo Song , Jie Yang

Optimized certainty equivalents (OCEs) is a family of risk measures widely used by both practitioners and academics. This is mostly due to its tractability and the fact that it encompasses important examples, including entropic risk…

最优化与控制 · 数学 2022-06-07 Julio Backhoff Veraguas , A. Max Reppen , Ludovic Tangpi

In this paper we present a novel sampling-based numerical scheme designed to solve a certain class of stochastic optimal control problems, utilizing forward and backward stochastic differential equations (FBSDEs). By means of a nonlinear…

系统与控制 · 计算机科学 2020-06-18 Ioannis Exarchos , Evangelos A. Theodorou

In safety-critical applications such as medical image segmentation, prediction systems must provide reliability guarantees that extend beyond conventional expected loss control. While risk-controlling prediction sets (RCPS) offer…

机器学习 · 计算机科学 2026-02-17 Jiayi Huang , Amirmohammad Farzaneh , Osvaldo Simeone

We consider the problem of optimal portfolio selection under forward investment performance criteria in an incomplete market. Given multiple traded assets, the prices of which depend on multiple observable stochastic factors, we construct a…

数理金融 · 定量金融 2018-05-15 Levon Avanesyan , Mykhaylo Shkolnikov , Ronnie Sircar
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