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American options are studied in a general discrete market in the presence of proportional transaction costs, modelled as bid-ask spreads. Pricing algorithms and constructions of hedging strategies, stopping times and martingale…

证券定价 · 定量金融 2008-12-02 Alet Roux , Tomasz Zastawniak

We consider as given a discrete time financial market with a risky asset and options written on that asset and determine both the sub- and super-hedging prices of an American option in the model independent framework of ArXiv:1305.6008. We…

概率论 · 数学 2015-04-07 Erhan Bayraktar , Yu-Jui Huang , Zhou Zhou

An investor with constant absolute risk aversion trades a risky asset with general It\^o-dynamics, in the presence of small proportional transaction costs. In this setting, we formally derive a leading-order optimal trading policy and the…

证券定价 · 定量金融 2012-12-13 Jan Kallsen , Johannes Muhle-Karbe

This article considers the pricing and hedging of a call option when liquidity matters, that is, either for a large nominal or for an illiquid underlying asset. In practice, as opposed to the classical assumptions of a price-taking agent in…

交易与市场微观结构 · 定量金融 2015-04-06 Olivier Guéant , Jiang Pu

The usual theory of asset pricing in finance assumes that the financial strategies, i.e. the quantity of risky assets to invest, are real-valued so that they are not integer-valued in general, see the Black and Scholes model for instance.…

证券定价 · 定量金融 2023-11-16 Dorsaf Cherif , Meriam El Mansour , Emmanuel Lepinette

We consider a portfolio with call option and the corresponding underlying asset under the standard assumption that stock-market price represents a random variable with lognormal distribution. Minimizing the variance (hedging risk) of the…

证券定价 · 定量金融 2010-04-27 Vladimir Nikulin

The problem of stock hedging is reconsidered in this paper, where a put option is chosen from a set of available put options to hedge the market risk of a stock. A formula is proposed to determine the probability that the potential loss…

风险管理 · 定量金融 2011-10-04 Guanghui Huang , Jing Xu , Wenting Xing

The price of a stock will rarely follow the assumed model and a curious investor or a Regulatory Authority may wish to obtain a probability model the prices support. A risk neutral probability ${\cal P}^*$ for the stock's price at time $T$…

综合金融 · 定量金融 2015-06-23 Yannis G. Yatracos

American options in a multi-asset market model with proportional transaction costs are studied in the case when the holder of an option is able to exercise it gradually at a so-called mixed (randomised) stopping time. The introduction of…

证券定价 · 定量金融 2013-08-14 Alet Roux , Tomasz Zastawniak

In this article, we introduce an algorithm called Backward Hedging, designed for hedging European and American options while considering transaction costs. The optimal strategy is determined by minimizing an appropriate loss function, which…

计算金融 · 定量金融 2023-06-26 Ludovic Goudenège , Andrea Molent , Antonino Zanette

It is well-known that using delta hedging to hedge financial options is not feasible in practice. Traders often rely on discrete-time hedging strategies based on fixed trading times or fixed trading prices (i.e., trades only occur if the…

数理金融 · 定量金融 2024-02-06 Cheng Cai , Tiziano De Angelis , Jan Palczewski

We consider the robust pricing and hedging of American options in a continuous time setting. We assume asset prices are continuous semimartingales, but we allow for general model uncertainty specification via adapted closed convex…

数理金融 · 定量金融 2025-10-08 Ivan Guo , Jan Obłój

Proof that under simple assumptions, such as constraints of Put-Call Parity, the probability measure for the valuation of a European option has the mean derived from the forward price which can, but does not have to be the risk-neutral one,…

数理金融 · 定量金融 2016-09-05 Nassim N. Taleb

Theoretical models applied to option pricing should take into account the empirical characteristics of the underlying financial time series. In this paper, we show how to price basket options when assets follow a shifted log-normal process…

证券定价 · 定量金融 2013-12-17 Tommaso Paletta , Arturo Leccadito , Radu Tunaru

We study pricing and (super)hedging for American options in an imperfect market model with default, where the imperfections are taken into account via the nonlinearity of the wealth dynamics. The payoff is given by an RCLL adapted process…

证券定价 · 定量金融 2017-08-30 Roxana Dumitrescu , Marie-Claire Quenez , Agnès Sulem

This paper starts by defining the criteria where the early-exercise of an American option is never optimal, under positive, or negative rates. It follows with a short analysis of the various shapes of the exercise region under negative…

证券定价 · 定量金融 2021-10-01 Jherek Healy

We consider the pricing of American put options in a model-independent setting: that is, we do not assume that asset prices behave according to a given model, but aim to draw conclusions that hold in any model. We incorporate market…

证券定价 · 定量金融 2013-01-24 Alexander M. G. Cox , Christoph Hoeggerl

The virtue of an American option is that it can be exercised at any time. This right is particularly valuable when there is model uncertainty. Yet almost all the extensive literature on American options assumes away model uncertainty. This…

数理金融 · 定量金融 2016-04-11 David Hobson , Anthony Neuberger

In this paper we introduce a deep learning method for pricing and hedging American-style options. It first computes a candidate optimal stopping policy. From there it derives a lower bound for the price. Then it calculates an upper bound, a…

计算金融 · 定量金融 2021-03-23 Sebastian Becker , Patrick Cheridito , Arnulf Jentzen

A well known result in stochastic analysis reads as follows: for an $\mathbb{R}$-valued super-martingale $X = (X_t)_{0\leq t \leq T}$ such that the terminal value $X_T$ is non-negative, we have that the entire process $X$ is non-negative.…

证券定价 · 定量金融 2014-05-27 Walter Schachermayer
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