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We develop a new stock market index that captures the chaos existing in the market by measuring the mutual changes of asset prices. This new index relies on a tensor-based embedding of the stock market information, which in turn frees it…

统计金融 · 定量金融 2021-06-09 Masoud Ataei , Shengyuan Chen , Zijiang Yang , M. Reza Peyghami

Consider an investor trading dynamically to maximize expected utility from terminal wealth. Our aim is to study the dependence between her risk aversion and the distribution of the optimal terminal payoff. Economic intuition suggests that…

综合金融 · 定量金融 2011-09-15 Mathias Beiglboeck , Johannes Muhle-Karbe , Johannes Temme

Major events like natural catastrophes or the COVID-19 crisis have impact both on the financial market and on claim arrival intensities and claim sizes of insurers. Thus, when optimal investment and reinsurance strategies have to be…

投资组合管理 · 定量金融 2025-10-16 Nicole Bäuerle , Gregor Leimcke

How information transmits through prices -- and why this transmission breaks down -- remains poorly understood. We combine regularized deconvolution with Hawkes process analysis to study the impulse response structure of investor flows in…

统计金融 · 定量金融 2026-02-25 Sungwoo Kang

As a firm varies the price of a product, consumers exhibit reference effects, making purchase decisions based not only on the prevailing price but also the product's price history. We consider the problem of learning such behavioral…

计算机科学与博弈论 · 计算机科学 2017-08-31 Abbas Kazerouni , Benjamin Van Roy

We propose a mathematical model for the word-of-mouth communications among stock investors through social networks and explore how the changes of the investors' social networks influence the stock price dynamics and vice versa. An investor…

交易与市场微观结构 · 定量金融 2016-02-22 Li-Xin Wang

We study a discrete-time consumption-based capital asset pricing model under expectations-based reference-dependent preferences. More precisely, we consider an endowment economy populated by a representative agent who derives utility from…

数理金融 · 定量金融 2024-01-24 Luca De Gennaro Aquino , Xuedong He , Moris Simon Strub , Yuting Yang

Growth-optimal portfolios are guaranteed to accumulate higher wealth than any other investment strategy in the long run. However, they tend to be risky in the short term. For serially uncorrelated markets, similar portfolios with more…

投资组合管理 · 定量金融 2016-09-20 Byung-Geun Choi , Napat Rujeerapaiboon , Ruiwei Jiang

This paper examines wage returns to labor-market experience with a focus on immigrant assimilation and the portability of foreign-acquired human capital. Using U.S. Census and American Community Survey microdata from IPUMS, I study a sample…

综合经济学 · 经济学 2025-12-23 Farhad Vasheghanifarahani

Predicting panic is of critical importance in many areas of human and animal behavior, notably in the context of economics. The recent financial crisis is a case in point. Panic may be due to a specific external threat, or self-generated…

This paper delves into financial markets that incorporate a novel form of heterogeneity among investors, specifically in terms of their beliefs regarding the reliability of signals in the business cycle economy model, which may be biased.…

数理金融 · 定量金融 2024-05-16 Zongxia Liang , Qi Ye

In the world of modern financial theory, portfolio construction has traditionally operated under at least one of two central assumptions: the constraints are derived from a utility function and/or the multivariate probability distribution…

风险管理 · 定量金融 2023-07-19 Donald Geman , Hélyette Geman , Nassim Nicholas Taleb

There is substantial empirical evidence showing the fundamental portfolio outperforming the market portfolio. Here a theoretical foundation is laid that supports this empirical research. Assuming stock prices revert around fundamental…

数理金融 · 定量金融 2022-05-25 Hayden Brown

During a financial crisis, the capital markets network frequently exhibits a high correlation between returns. We developed a network analysis framework based on daily returns from 42 countries to determine systemic stability. Our network…

动力系统 · 数学 2022-01-06 Supanat Kamtue , Pongsak Luangaram , Sirawit Woramongkhon

Prediction problems in finance go beyond estimating the unknown parameters of a model (e.g. of expected returns). This is because such a model would have to include parameters governing the market participants' propensity to change their…

综合金融 · 定量金融 2019-08-20 Matthias Feiler , Thibaut Ajdler

Investment herding, a phenomenon where households mimic the decisions of others rather than relying on their own analysis, has significant effects on financial markets and household behavior. Excessive investment herding may reduce…

投资组合管理 · 定量金融 2025-07-15 Huisheng Wang , H. Vicky Zhao

We analyze characteristics' joint predictive information through the lens of out-of-sample power utility functions. Linking weights to characteristics to form optimal portfolios suffers from estimation error which we mitigate by maximizing…

综合金融 · 定量金融 2024-02-05 Christopher G. Lamoureux , Huacheng Zhang

We investigate financial market correlations using random matrix theory and principal component analysis. We use random matrix theory to demonstrate that correlation matrices of asset price changes contain structure that is incompatible…

统计金融 · 定量金融 2015-03-17 Daniel J. Fenn , Mason A. Porter , Stacy Williams , Mark McDonald , Neil F. Johnson , Nick S. Jones

We follow up on the study of correlations between GDP's of rich countries. We analyze web-downloaded data on GDP that we use as individual wealth signatures of the country economical state. We calculate the yearly fluctuations of the GDP.…

物理与社会 · 物理学 2012-09-25 M. Ausloos , R. Lambiotte

Many active funds hold concentrated portfolios. Flow-driven trading in these securities causes price pressure, which pushes up the funds' existing positions resulting in realized returns. We decompose fund returns into a price pressure…

综合金融 · 定量金融 2024-05-22 Philippe van der Beck , Jean-Philippe Bouchaud , Dario Villamaina
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