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This paper develops a method to derive optimal portfolios and risk premia explicitly in a general diffusion model for an investor with power utility and a long horizon. The market has several risky assets and is potentially incomplete.…

概率论 · 数学 2012-03-08 Paolo Guasoni , Scott Robertson

We study the problem of optimal dividend payout from a surplus process governed by Brownian motion with drift under the additional constraint of ratcheting, i.e. the dividend rate can never decrease. We solve the resulting two-dimensional…

概率论 · 数学 2020-12-22 Hansjoerg Albrecher , Pablo Azcue , Nora Muler

In this paper, we introduce a modification of the free boundary problem related to optimal stopping problems for diffusion processes. This modification allows the application of this PDE method in cases where the usual regularity…

概率论 · 数学 2008-12-18 Ludger Rüschendorf , Mikhail A. Urusov

In the last few years there has been renewed interest in the classical control problem of de Finetti for the case that underlying source of randomness is a spectrally negative Levy process. In particular a significant step forward is made…

概率论 · 数学 2010-08-16 Andreas E. Kyprianou , Ronnie Loeffen , Jose-Luis Perez

We study optimal risk sharing among $n$ agents endowed with distortion risk measures. Our model includes market frictions that can either represent linear transaction costs or risk premia charged by a clearing house for the agents. Risk…

最优化与控制 · 数学 2012-05-07 M. Ludkovski , V. R. Young

In this paper we solve the dividend optimization problem for a corporation or a financial institution when the managers of the corporation are facing (regulatory) implementation delays. We consider several cash reservoir models for the firm…

最优化与控制 · 数学 2009-01-21 Erhan Bayraktar , Masahiko Egami

We consider the performance of non-optimal hedging strategies in exponential L\'evy models. Given that both the payoff of the contingent claim and the hedging strategy admit suitable integral representations, we use the Laplace transform…

计算金融 · 定量金融 2011-05-18 Stephan Denkl , Martina Goy , Jan Kallsen , Johannes Muhle-Karbe , Arnd Pauwels

This paper considers an insurance company that faces two key constraints: a ratcheting dividend constraint and an irreversible reinsurance constraint. The company allocates part of its reserve to pay dividends to its shareholders while…

最优化与控制 · 数学 2025-12-22 Tim J. Boonen , Engel John C. Dela Vega

Motivated by classical considerations from risk theory, we investigate boundary crossing problems for refracted L\'evy processes. The latter is a L\'evy process whose dynamics change by subtracting off a fixed linear drift (of suitable…

概率论 · 数学 2008-05-12 Andreas E. Kyprianou , Ronnie Loeffen

In this paper, we study the optimal capital structure model with endogenous bankruptcy when the firm's asset value follows an exponential L\'evy process with positive jumps. In the Leland-Toft framework \cite{LelandToft96}, we obtain the…

概率论 · 数学 2020-08-26 Dante Mata López , José Luis Pérez , Kazutoshi Yamazaki

In this paper, we study a version of the perpetual American call/put option where exercise opportunities arrive only periodically. Focusing on the exponential L\'evy models with i.i.d. exponentially-distributed exercise intervals, we show…

概率论 · 数学 2017-12-27 José Luis Pérez , Kazutoshi Yamazaki

We discuss an impact of various (path-wise) reflection-from-the barrier scenarios upon confining properties of a paradigmatic family of symmetric $\alpha $-stable L\'{e}vy processes, whose permanent residence in a finite interval on a line…

统计力学 · 物理学 2022-07-19 Piotr Garbaczewski , Mariusz Żaba

We study a practical optimization problems for venture capital investments and/or Research and Development (R&D) investments. The first problem is that, given the amount of the initial investment and the reward function at the initial…

最优化与控制 · 数学 2008-12-02 Erhan Bayraktar , Masahiko Egami

The two-dimensional barrier passage is studied in the framework of Langevin statistical reactive dynamics. The optimal incident angle for a particle diffusing in the dissipative non-orthogonal environment with various strengths of coupling…

核理论 · 物理学 2015-05-19 Chun-Yang Wang

We provide, in a general setting, explicit solutions for optimal stopping problems that involve a diffusion process and its running maximum. Besides, a new feature includes absorbing boundaries that vary with the value of the running…

最优化与控制 · 数学 2016-02-16 Masahiko Egami , Tadao Oryu

In this paper we continue investigating the optimal dividend and investment problems under the Sparre Andersen model. More precisely, we assume that the claim frequency is a renewal process instead of a standard compound Poisson process,…

概率论 · 数学 2019-09-02 Lihua Bai , Jin Ma

In this paper the robust utility maximization problem for a market model based on L\'evy processes is analyzed. The interplay between the form of the utility function and the penalization function required to have a well posed problem is…

投资组合管理 · 定量金融 2012-06-05 Daniel Hernández-Hernández , Leonel Pérez-Hernández

This paper considers a newly delayed reinsurance and investment optimization problem incorporating random risk aversion, in which an insurer pursues maximization of the expected certainty equivalent of her/his terminal wealth and the…

最优化与控制 · 数学 2026-01-23 Jian-hao Kang , Zhun Gou , Nan-jing Huang

This paper studies convex duality in optimal investment and contingent claim valuation in markets where traded assets may be subject to nonlinear trading costs and portfolio constraints. Under fairly general conditions, the dual expressions…

数理金融 · 定量金融 2016-03-10 Teemu Pennanen , Ari-Pekka Perkkiö

Dual risk models are popular for modeling a venture capital or high tech company, for which the running cost is deterministic and the profits arrive stochastically over time. Most of the existing literature on dual risk models concentrated…

风险管理 · 定量金融 2023-02-14 Arash Fahim , Lingjiong Zhu