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We study a combination of the refracted and reflected L\'evy processes. Given a spectrally negative L\'evy process and two boundaries, it is reflected at the lower boundary while, whenever it is above the upper boundary, a linear drift at a…

概率论 · 数学 2017-06-13 José-Luis Pérez , Kazutoshi Yamazaki

In this paper we consider a multivariate risk model with common renewal process, while the logarithmic returns of the insurers investment portfolio, are described by a Levy process. In the two main results are established an asymptotic…

概率论 · 数学 2025-10-21 Dimitrios G. Konstantinides , Charalampos D. Passalidis

In this paper, we model the cash surplus (or equity) of a risky business with a Brownian motion. Owners can take cash out of the surplus in the form of "dividends", subject to transaction costs. However, if the surplus hits 0 then ruin…

风险管理 · 定量金融 2021-08-19 Benjamin Avanzi , Hayden Lau , Bernard Wong

We show how spectral filters can improve the convergence of numerical schemes which use discrete Hilbert transforms based on a sinc function expansion, and thus ultimately on the fast Fourier transform. This is relevant, for example, for…

计算金融 · 定量金融 2020-01-17 Carolyn E. Phelan , Daniele Marazzina , Gianluca Fusai , Guido Germano

In this paper, we consider the optimal dividend problem for a company. We describe the surplus process of the company by a diffusion model with regime switching. The aim of the company is to choose a dividend policy to maximize the expected…

数理金融 · 定量金融 2014-07-01 Xiaoxiao Zheng , Xin Zhang

Given a sample from a discretely observed L\'evy process $X=(X_t)_{t\geq 0}$ of the finite jump activity, the problem of nonparametric estimation of the L\'evy density $\rho$ corresponding to the process $X$ is studied. An estimator of…

统计理论 · 数学 2018-04-17 Shota Gugushvili

We study the problem of optimal risk policies and dividend strategies for an insurance company operating under the constraint that the timing of shareholder payouts is governed by the arrival times of a Poisson process. Concurrently, risk…

最优化与控制 · 数学 2025-02-19 Mark Kelbert , Harold A. Moreno-Franco

We propose a double obstacle phase field approach to the recovery of piece-wise constant diffusion coefficients for elliptic partial differential equations. The approach to this inverse problem is that of optimal control in which we have a…

数值分析 · 数学 2016-04-20 Klaus Deckelnick , Charles M. Elliott , Vanessa Styles

We formulate and solve a finite horizon full balance sheet two-modes optimal switching problem related to trade-off strategies between expected profit and cost yields. Given the current mode, this model allows for either a switch to the…

概率论 · 数学 2014-11-24 Boualem Djehiche , Ali Hamdi

We consider the problem of optimal portfolio selection under forward investment performance criteria in an incomplete market. Given multiple traded assets, the prices of which depend on multiple observable stochastic factors, we construct a…

数理金融 · 定量金融 2018-05-15 Levon Avanesyan , Mykhaylo Shkolnikov , Ronnie Sircar

We study a version of the stochastic control problem of minimizing the sum of running and controlling costs, where control opportunities are restricted to independent Poisson arrival times. Under a general setting driven by a general L\'evy…

最优化与控制 · 数学 2024-11-19 Kei Noba , Kazutoshi Yamazaki

We consider a finite horizon optimal stopping problem related to trade-off strategies between expected profit and cost cash-flows of an investment under uncertainty. The optimal problem is first formulated in terms of a system of Snell…

投资组合管理 · 定量金融 2010-01-25 Boualem Djehiche , Said Hamadène , Marie Amélie Morlais

This paper studies an optimal dividend problem for a company that aims to maximize the mean-variance (MV) objective of the accumulated discounted dividend payments up to its ruin time. The MV objective involves an integral form over a…

最优化与控制 · 数学 2025-08-19 Jingyi Cao , Dongchen Li , Virginia R. Young , Bin Zou

Portfolio selection problems that optimize expected utility are usually difficult to solve. If the number of assets in the portfolio is large, such expected utility maximization problems become even harder to solve numerically. Therefore,…

投资组合管理 · 定量金融 2026-02-17 Nuerxiati Abudurexiti , Erhan Bayraktar , Takaki Hayashi , Hasanjan Sayit

We consider a diffusive model for optimally distributing dividends, while allowing for Knightian model ambiguity concerning the drift of the surplus process. We show that the value function is the unique solution of a non-linear…

最优化与控制 · 数学 2021-09-21 Prakash Chakraborty , Asaf Cohen , Virginia R. Young

In this note we find a formula for the supremum distribution of spectrally positive or negative L\'evy processes with a broken linear drift. This gives formulas for ruin probabilities in the case when two insurance companies (or two…

概率论 · 数学 2019-01-01 Zbigniew Michna

Aiming for more realistic optimal dividend policies, we consider a stochastic control problem with linearly bounded control rates using a performance function given by the expected present value of dividend payments made up to ruin. In a…

概率论 · 数学 2020-07-14 Jean-François Renaud , Clarence Simard

Banks must optimize risky investments, dividend payouts, and capital structure under tight Basel III solvency and liquidity constraints, while costly equity issuance serves as a distress-recovery tool. We formulate this as a stochastic…

最优化与控制 · 数学 2026-03-17 Erhan Bayraktar , Etienne Chevalier , Vathana Ly Vath , Yuqiong Wang

We consider the optimal prediction problem of stopping a spectrally negative L\'evy process as close as possible to a given distance $b \geq 0$ from its ultimate supremum, under a squared error penalty function. Under some mild conditions,…

概率论 · 数学 2020-08-04 Mónica B. Carvajal Pinto , Kees van Schaik

This paper studies a dynamic optimal reinsurance and dividend-payout problem for an insurance company in a finite time horizon. The goal of the company is to maximize the expected cumulative discounted dividend payouts until bankruptcy or…

数理金融 · 定量金融 2022-06-28 Chonghu Guan , Zuo Quan Xu , Rui Zhou
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