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This paper concerns the numerical solution of a fully nonlinear parabolic double obstacle problem arising from a finite portfolio selection with proportional transaction costs. We consider the optimal allocation of wealth among multiple…

投资组合管理 · 定量金融 2017-11-06 Arash Fahim , Wan-Yu Tsai

We study a problem of optimal investment/consumption over an infinite horizon in a market consisting of a liquid and an illiquid asset. The liquid asset is observed and can be traded continuously, while the illiquid one can only be traded…

投资组合管理 · 定量金融 2012-11-07 Salvatore Federico , Paul Gassiat

We study a stochastic control problem on a bounded domain, which arises from a continuous-time optimal management model. Via the corresponding Hamilton-Jacobi-Bellman equation the value function is shown to be jointly continuous and to…

概率论 · 数学 2017-10-24 Ruoting Gong , Christian Houdré

We characterize the value of swing contracts in continuous time as the unique viscosity solution of a Hamilton-Jacobi-Bellman equation with suitable boundary conditions. The case of contracts with penalties is straightforward, and in that…

最优化与控制 · 数学 2013-07-05 M. Basei , A. Cesaroni , T. Vargiolu

In this paper, we study the optimal singular controls for stochastic recursive systems, in which the control has two components: the regular control, and the singular control. Under certain assumptions, we establish the dynamic programming…

最优化与控制 · 数学 2018-11-06 Liangquan Zhang

In this manuscript we consider a class optimal control problem for stochastic differential delay equations. First, we rewrite the problem in a suitable infinite-dimensional Hilbert space. Then, using the dynamic programming approach, we…

最优化与控制 · 数学 2023-02-20 Filippo de Feo , Salvatore Federico , Andrzej Święch

We study the problem of minimizing the discounted probability of exponential Parisian ruin, that is, the discounted probability that an insurer's surplus exhibits an excursion below zero in excess of an exponentially distributed clock. The…

最优化与控制 · 数学 2020-07-07 Xiaoqing Liang , Virginia R. Young

We study an optimal investment and consumption problem over a finite-time horizon, in which an individual invests in a risk-free asset and a risky asset, and evaluate utility using a general utility function that exhibits loss aversion with…

最优化与控制 · 数学 2025-07-08 Chonghu Guan , Xinfeng Gu , Wenhao Zhang , Xun Li

This paper studies the stochastic optimal control of jump-diffusion processes and the associated fully nonlinear backward stochastic Hamilton--Jacobi--Bellman (BSHJB) equations. We establish the dynamic programming principle (DPP) via…

最优化与控制 · 数学 2026-05-21 Dunxiang Liang , Qingxin Meng

We consider a singular control problem with regime switching that arises in problems of optimal investment decisions of cash-constrained firms. The value function is proved to be the unique viscosity solution of the associated…

计算金融 · 定量金融 2016-10-07 Erwan Pierre , Stéphane Villeneuve , Xavier Warin

We study a single risky financial asset model subject to price impact and transaction cost over an finite time horizon. An investor needs to execute a long position in the asset affecting the price of the asset and possibly incurring in…

交易与市场微观结构 · 定量金融 2015-03-19 Mauricio Junca

The Merton investment-consumption problem is fundamental, both in the field of finance, and in stochastic control. An important extension of the problem adds transaction costs, which is highly relevant from a financial perspective but also…

综合经济学 · 经济学 2024-02-14 Martin Herdegen , David Hobson , Alex S. L. Tse

We consider stochastic impulse control problems when the impulses cost functions are arbitrary. We use the dynamic programming principle and viscosity solutions approach to show that the value function is a unique viscosity solution for the…

最优化与控制 · 数学 2019-01-17 Brahim El Asri , Sehail Mazid

We consider the valuation problem of an (insurance) company under partial information. Therefore we use the concept of maximizing discounted future dividend payments. The firm value process is described by a diffusion model with constant…

数理金融 · 定量金融 2016-02-16 Gunther Leobacher , Michaela Szölgyenyi , Stefan Thonhauser

We study a stochastic optimal control problem for a partially observed diffusion. By using the control randomization method in [4], we prove a corresponding randomized dynamic programming principle (DPP) for the value function, which is…

概率论 · 数学 2016-09-12 Elena Bandini , Andrea Cosso , Marco Fuhrman , Huyên Pham

In this paper, we investigate a portfolio selection problem with transaction costs under a two-factor stochastic volatility structure, where volatility follows a mean-reverting process with a stochastic mean-reversion level. The model…

数理金融 · 定量金融 2025-11-18 Dong Yan , Ke Zhou , Zirun Wang , Xin-Jiang He

We study the optimal investment-consumption problem for a member of defined contribution plan during the decumulation phase. For a fixed annuitization time, to achieve higher final annuity, we consider a variable consumption rate. Moreover,…

投资组合管理 · 定量金融 2020-08-18 Hassan Dadashi

In this paper we study the fully nonlinear stochastic Hamilton-Jacobi-Bellman (HJB) equation for the optimal stochastic control problem of stochastic differential equations with random coefficients. The notion of viscosity solution is…

最优化与控制 · 数学 2018-07-16 Jinniao Qiu

In this paper, we explore a new class of stochastic control problems characterized by specific control constraints. Specifically, the admissible controls are subject to the ratcheting constraint, meaning they must be non-decreasing over…

最优化与控制 · 数学 2024-12-17 Mingxin Guo , Zuo Quan Xu

We consider the Merton problem of optimizing expected power utility of terminal wealth in the case of an unobservable Markov-modulated drift. What makes the model special is that the agent is allowed to purchase costly expert opinions of…

投资组合管理 · 定量金融 2024-09-19 Christoph Knochenhauer , Alexander Merkel , Yufei Zhang