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In this work, we consider rule-based investment strategies for managing a defined contribution saving scheme under the Dutch pension fund testing model. We found that dynamic rule-based investment can outperform traditional static…

投资组合管理 · 定量金融 2021-06-02 T. R. B. den Haan , K. W. Chau , M. van der Schans , C. W. Oosterlee

This paper proposes a simulation-based framework for assessing and improving the performance of a pension fund management scheme. This framework is modular and allows the definition of customized performance metrics that are used to assess…

We study a fully funded, collective defined-contribution (DC) pension system with multiple overlapping generations. We investigate whether the welfare of participants can be improved by intergenerational risk sharing (IRS) implemented with…

综合经济学 · 经济学 2023-03-24 An Chen , Motonobu Kanagawa , Fangyuan Zhang

The aim of this paper is to propose a realistic and operational model to quantify the systematic risk of mortality included in an engagement of retirement. The model presented is built on the basis of model of Lee-Carter. The stochastic…

综合金融 · 定量金融 2010-01-13 Frédéric Planchet , Laurent Faucillon , Marc Juillard

Pension schemes all over the world are under increasing pressure to efficiently hedge the longevity risk posed by ageing populations. In this work, we study an optimal investment problem for a defined contribution pension scheme which…

风险管理 · 定量金融 2020-05-22 Ankush Agarwal , Christian-Oliver Ewald , Yongjie Wang

The aim of this paper is to propose a realistic and operational model to quantify the systematic risk of mortality included in an engagement of retirement. The model presented is built on the basis of model of Lee-Carter. The stochastic…

综合金融 · 定量金融 2010-01-13 Frédéric Planchet , Marc Juillard

As the developed world replaces Defined Benefit (DB) pension plans with Defined Contribution (DC) plans, there is a need to develop decumulation strategies for DC plan holders. Optimal decumulation can be viewed as a problem in optimal…

最优化与控制 · 数学 2025-02-25 Peter A. Forsyth , Yuying Li

In this paper, we develop a deep neural network approach to solve a lifetime expected mortality-weighted utility-based model for optimal consumption in the decumulation phase of a defined contribution pension system. We formulate this…

综合金融 · 定量金融 2020-07-28 Wen Chen , Nicolas Langrené

This work deals with an optimal asset allocation problem for a defined contribution (DC) pension plan during its accumulation phase. The contribution rate is proportional to the individual's salary, the dynamics of which follows a Heston…

最优化与控制 · 数学 2021-03-04 Xiaoyi Zhang , Linlin Tian

This paper describes a general approach for stochastic modeling of assets returns and liability cash-flows of a typical pensions insurer. On the asset side, we model the investment returns on equities and various classes of fixed-income…

风险管理 · 定量金融 2020-05-27 Sergio Alvares Maffra , John Armstrong , Teemu Pennanen

This research presents an analysis of the demographic risk related to future membership patterns in pension funds with restricted entrance, financed under a pay-as-you-go scheme. The paper, therefore, proposes a stochastic model for…

风险管理 · 定量金融 2011-06-28 Alessandro Fiori Maccioni

This work studies a stochastic optimal control problem for a pension scheme which provides an income-drawdown policy to its members after their retirement. To manage the scheme efficiently, the manager and members agree to share the…

风险管理 · 定量金融 2020-02-14 Ankush Agarwal , Christian-Oliver Ewald , Yongjie Wang

This paper studies the optimal investment problem for a hybrid pension plan under model uncertainty, where both the contribution and the benefit are adjusted depending on the performance of the plan. Furthermore, an age and time-dependent…

最优化与控制 · 数学 2023-02-07 Ke Fu , Ximin Rong , Hui Zhao

Optimal investment strategies of an individual worker during the accumulation phase in the defined contribution pension scheme have been well studied in the literature. Most of them adopted the classical backward model and approach, but any…

投资组合管理 · 定量金融 2023-09-19 Kenneth Tsz Hin Ng , Wing Fung Chong

For the assessment of the financial soundness of a pension fund, it is necessary to take into account mortality forecasting so that longevity risk is consistently incorporated into future cash flows. In this article, we employ machine…

机器学习 · 统计学 2025-04-09 Eduardo Fraga L. de Melo , Helton Graziadei , Rodrigo Targino

Different approaches to defining dynamic market risk measures are available in the literature. Most are focused or derived from probability theory, economic behavior or dynamic programming. Here, we propose an approach to define and…

风险管理 · 定量金融 2013-06-25 Babacar Seck , Robert J. Elliott , Jean-Pierre Gueyie

In this paper, we measure systematic risk with a new nonparametric factor model, the neural network factor model. The suitable factors for systematic risk can be naturally found by inserting daily returns on a wide range of assets into the…

计算金融 · 定量金融 2018-09-14 Jeonggyu Huh

Systematic investment strategies are exposed to a subtle but pervasive vulnerability: the progressive erosion of their effectiveness as market regimes change. Traditional risk measures, designed to capture volatility or drawdowns, overlook…

风险管理 · 定量金融 2026-04-10 Nolan Alexander , Frank Fabozzi

We extend the Annually Recalculated Virtual Annuity (ARVA) spending rule for retirement savings decumulation to include a cap and a floor on withdrawals. With a minimum withdrawal constraint, the ARVA strategy runs the risk of depleting the…

计算金融 · 定量金融 2021-01-11 Peter A. Forsyth , Kenneth R. Vetzal , Graham Westmacott

When generating social policies and pricing annuity at national and subnational levels, it is essential both to forecast mortality accurately and ensure that forecasts at the subnational level add up to the forecasts at the national level.…

应用统计 · 统计学 2020-09-22 Han Lin Shang
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