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This paper studies an $\alpha$-robust utility maximization problem where an investor faces an intractable claim -- an exogenous contingent claim with known marginal distribution but unspecified dependence structure with financial market…

投资组合管理 · 定量金融 2026-04-07 Xinyu Chen , Zuo Quan Xu

We investigate the growth optimal strategy over a finite time horizon for a stock and bond portfolio in an analytically solvable multiplicative Markovian market model. We show that the optimal strategy consists in holding the amount of…

统计力学 · 物理学 2011-06-24 E. Aurell , P. Muratore-Ginanneschi

This paper studies a continuous-time optimal portfolio selection problem in the complete market for a behavioral investor whose preference is of the prospect type with probability distortion. The investor concerns about the terminal…

投资组合管理 · 定量金融 2022-11-11 Jing Peng , Pengyu Wei , Zuo Quan Xu

We consider a two-sided singular stochastic control problem with a risk-sensitive ergodic criterion. In particular, we consider a stochastic system whose uncontrolled dynamics are modelled by a linear diffusion. The control that can be…

最优化与控制 · 数学 2025-09-15 Justin Gwee , Mihail Zervos

For a stochastic process $(X_t)_{t\geq 0}$ we establish conditions under which the inverse first-passage time problem has a solution for any random variable $\xi >0$. For Markov processes we give additional conditions under which the…

概率论 · 数学 2023-05-19 Alexander Klump , Mladen Savov

This paper studies the problem of maximizing the expected utility of terminal wealth for a financial agent with an unbounded random endowment, and with a utility function which supports both positive and negative wealth. We prove the…

投资组合管理 · 定量金融 2008-12-10 Mark Owen , Gordan Zitkovic

We consider a structural stochastic volatility model for the loss from a large portfolio of credit risky assets. Both the asset value and the volatility processes are correlated through systemic Brownian motions, with default determined by…

概率论 · 数学 2026-03-24 Ben Hambly , Nikolaos Kolliopoulos

We derive the optimal investment decision in a project where both demand and investment costs are stochastic processes, eventually subject to shocks. We extend the approach used in Dixit and Pindyck (1994), chapter 6.5, to deal with two…

最优化与控制 · 数学 2015-09-16 Cláudia Nunes , Rita Pimentel

The paper investigates the consumption-investment problem for an investor with Epstein-Zin utility in an incomplete market. A non-Markovian environment with unbounded parameters is considered, which is more realistic in practical financial…

数理金融 · 定量金融 2025-10-27 Zixin Feng , Dejian Tian , Harry Zheng

This paper investigates an infinite-horizon problems in the one-dimensional calculus of variations, arising from the Ramsey model of endogeneous economic growth. Following Chichilnisky, we introduce an additional term, which models concern…

经济学 · 定量金融 2015-11-03 Ivar Ekeland , Yiming Long , Qinglong Zhou

We study the optimal excess-of-loss reinsurance problem when both the intensity of the claims arrival process and the claim size distribution are influenced by an exogenous stochastic factor. We assume that the insurer's surplus is governed…

数理金融 · 定量金融 2019-04-12 Matteo Brachetta , Claudia Ceci

We consider a control problem constrained by the unsteady stochastic Stokes equations with nonhomogeneous boundary conditions in connected and bounded domains. In this paper, controls are defined inside the domain as well as on the…

最优化与控制 · 数学 2018-09-05 Peter Benner , Christoph Trautwein

Banks must optimize risky investments, dividend payouts, and capital structure under tight Basel III solvency and liquidity constraints, while costly equity issuance serves as a distress-recovery tool. We formulate this as a stochastic…

最优化与控制 · 数学 2026-03-17 Erhan Bayraktar , Etienne Chevalier , Vathana Ly Vath , Yuqiong Wang

We propose a formulation of the stochastic cutting stock problem as a discounted infinite-horizon Markov decision process. At each decision epoch, given current inventory of items, an agent chooses in which patterns to cut objects in stock…

最优化与控制 · 数学 2022-06-29 Anselmo R. Pitombeira-Neto , Arthur H. Fonseca Murta

This paper investigates the optimal harvesting strategy for a single species living in random environments whose growth is given by a regime-switching diffusion. Harvesting acts as a (stochastic) control on the size of the population. The…

最优化与控制 · 数学 2016-08-02 Qingshuo Song , Richard Stockbridge , Chao Zhu

We consider an irreversible investment problem under incomplete information, where the investor decides whether and when to make investments in a project. Upon investment, the investor acquires previously hidden information from the…

最优化与控制 · 数学 2025-10-01 Topias Tolonen-Weckström

We solve two stochastic control problems in which a player tries to minimize or maximize the exit time from an interval of a Brownian particle, by controlling its drift. The player can change from one drift to another but is subject to a…

概率论 · 数学 2014-08-19 Robert C. Dalang , Laura Vinckenbosch

This paper solves the consumption-investment problem under Epstein-Zin preferences on a random horizon. In an incomplete market, we take the random horizon to be a stopping time adapted to the market filtration, generated by all observable,…

数理金融 · 定量金融 2024-01-09 Joshua Aurand , Yu-Jui Huang

A continuous-time financial portfolio selection model with expected utility maximization typically boils down to solving a (static) convex stochastic optimization problem in terms of the terminal wealth, with a budget constraint. In…

投资组合管理 · 定量金融 2022-01-07 Hanqing Jin , Zuo Quan Xu , Xun Yu Zhou

This paper studies the problem of optimal investment in incomplete markets, robust with respect to stopping times. We work on a Brownian motion framework and the stopping times are adapted to the Brownian filtration. Robustness can only be…

概率论 · 数学 2008-12-02 Traian A Pirvu , Ulrich G Haussmann
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