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In this paper, we present an artificial neural network framework for portfolio compression of a large portfolio of European options with varying maturities (target portfolio) by a significantly smaller portfolio of European options with…

投资组合管理 · 定量金融 2024-02-29 Vikranth Lokeshwar Dhandapani , Shashi Jain

Deep hedging uses recurrent neural networks to hedge financial products that cannot be fully hedged in incomplete markets. Previous work in this area focuses on minimizing some measure of quadratic hedging error by calculating pathwise…

数理金融 · 定量金融 2025-10-21 Alok Das , Kiseop Lee

We propose a multi-factor polynomial framework to model and hedge long-term electricity contracts with delivery period. This framework has several advantages: the computation of forwards, risk premium and correlation between different…

数理金融 · 定量金融 2020-06-11 Xi Kleisinger-Yu , Vlatka Komaric , Martin Larsson , Markus Regez

This work studies the dynamic risk management of the risk-neutral value of the potential credit losses on a portfolio of derivatives. Sensitivities-based hedging of such liability is sub-optimal because of bid-ask costs, pricing models…

计算金融 · 定量金融 2023-12-22 Roberto Daluiso , Marco Pinciroli , Michele Trapletti , Edoardo Vittori

Portfolio optimization is a critical area in finance, aiming to maximize returns while minimizing risk. Metaheuristic algorithms were shown to solve complex optimization problems efficiently, with Genetic Algorithms and Particle Swarm…

投资组合管理 · 定量金融 2025-03-21 Hang Kin Poon

The research presented in this work is motivated by some recent papers regarding hedging and valuation of financial securities subject to funding costs, collateralization and counterparty credit risk. Our goal is to provide a sound…

证券定价 · 定量金融 2013-06-24 Tomasz R. Bielecki , Marek Rutkowski

This study presents a deep reinforcement learning approach for global hedging of long-term financial derivatives. A similar setup as in Coleman et al. (2007) is considered with the risk management of lookback options embedded in guarantees…

风险管理 · 定量金融 2020-07-31 Alexandre Carbonneau

How to price and hedge claims on nontraded assets are becoming increasingly important matters in option pricing theory today. The most common practice to deal with these issues is to use another similar or "closely related" asset or index…

证券定价 · 定量金融 2014-01-28 Marcelo J. Villena , Axel A. Araneda

Options are contingent claims regarding the value of underlying assets. The Black-Scholes formula provides a road map for pricing these options in a risk-neutral setting, justified by a delta hedging argument in which countervailing…

数理金融 · 定量金融 2026-05-26 Erina Nanyonga , Matt Davison

We investigate model risk and distributionally robust optimization (DRO) under marginal and martingale constraints. Building on our previous work, we address the previously open case of static hedging with second-period maturity vanilla…

概率论 · 数学 2026-01-29 Nathan Sauldubois

We price and replicate a variety of claims written on the log price $X$ and quadratic variation $[X]$ of a risky asset, modeled as a positive semimartingale, subject to stochastic volatility and jumps. The pricing and hedging formulas do…

数理金融 · 定量金融 2021-07-02 Peter Carr , Roger Lee , Matthew Lorig

The presence of variable renewable energy resources with uncertain outputs in day-ahead electricity markets results in additional balancing needs in real-time. Addressing those needs cost-effectively and reliably within a competitive market…

系统与控制 · 电气工程与系统科学 2025-01-23 Elina Spyrou , Qiwei Zhang , Robin B. Hytowitz , Ben F. Hobbs , Siddharth Tyagi , Mengmeng Cai , Michael Blonsky

We study logistical investment flexibility provided by modular processing technologies for mitigating risk. Specifically, we propose a multi-stage stochastic programming formulation that determines optimal capacity expansion plans that…

最优化与控制 · 数学 2021-02-10 Yue Shao , Yicheng Hu , Victor M. Zavala

By employing the technique of enlargement of filtrations, we demonstrate how to incorporate information about the future trend of the stochastic interest rate process into a financial model. By modeling the interest rate as an affine…

证券定价 · 定量金融 2025-04-25 Bernardo D'Auria , José Antonio Salmerón

We consider the problem of hedging a European interest rate contingent claim with a portfolio of zero-coupon bonds and show that an HJM type Markovian model driven by an infinite number of sources of randomness does not have some of the…

概率论 · 数学 2008-12-10 Rene Carmona , Michael Tehranchi

Recent developments in deep learning techniques have motivated intensive research in machine learning-aided stock trading strategies. However, since the financial market has a highly non-stationary nature hindering the application of…

投资组合管理 · 定量金融 2020-12-15 Kentaro Imajo , Kentaro Minami , Katsuya Ito , Kei Nakagawa

We propose a pricing technique based on coherent risk measures, which enables one to get finer price intervals than in the No Good Deals pricing. The main idea consists in splitting a liability into several parts and selling these parts to…

概率论 · 数学 2008-12-02 Alexander S. Cherny , Dilip B. Madan

We consider a non-stochastic online learning approach to price financial options by modeling the market dynamic as a repeated game between the nature (adversary) and the investor. We demonstrate that such framework yields analogous…

数据结构与算法 · 计算机科学 2014-06-25 Henry Lam , Zhenming Liu

A risk-neutral valuation framework is developed for pricing and hedging in-play football bets based on modelling scores by independent Poisson processes with constant intensities. The Fundamental Theorems of Asset Pricing are applied to…

交易与市场微观结构 · 定量金融 2018-11-12 Sebastian del Bano Rollin , Zsolt Bihari , Tomaso Aste

Much research in systemic risk is focused on default contagion. While this demands an understanding of valuation, fewer articles specifically deal with the existence, the uniqueness, and the computation of equilibrium prices in structural…

计算金融 · 定量金融 2015-01-30 Johannes Hain , Tom Fischer