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This paper studies a portfolio optimization problem in a discrete-time Markovian model of a financial market, in which asset price dynamics depend on an external process of economic factors. There are transaction costs with a structure that…

投资组合管理 · 定量金融 2008-12-02 Jan Palczewski , Lukasz Stettner

We analyze a nonlinear equation proposed by F. Black (1968) for the optimal portfolio function in a log-normal model. We cast it in terms of the risk tolerance function and provide, for general utility functions, existence, uniqueness and…

投资组合管理 · 定量金融 2017-05-23 Sigrid Källblad , Thaleia Zariphopoulou

We focus on a behavioral model, that has been recently proposed in the literature, whose rational can be traced back to the Half-Full/Half-Empty glass metaphor. More precisely, we generalize the Half-Full/Half-Empty approach to the context…

投资组合管理 · 定量金融 2023-12-19 Francesco Cesarone , Massimiliano Corradini , Lorenzo Lampariello , Jessica Riccioni

In a pathbreaking paper, Cover and Ordentlich (1998) solved a max-min portfolio game between a trader (who picks an entire trading algorithm, $\theta(\cdot)$) and "nature," who picks the matrix $X$ of gross-returns of all stocks in all…

证券定价 · 定量金融 2022-10-24 Alex Garivaltis

The paper is motivated by a problem concerning the monotonicity of insurance premiums with respect to their loading parameter: the larger the parameter, the larger the insurance premium is expected to be. This property, usually called…

风险管理 · 定量金融 2010-08-23 Hristo S. Sendov , Ying Wang , Ricardas Zitikis

We study the maximization of the logarithmic utility for an insider with different anticipating techniques. Our aim is to compare the utilization of Russo-Vallois forward and Skorokhod integrals in this context. Theoretical analysis and…

最优化与控制 · 数学 2025-09-16 Mauricio Elizalde , Carlos Escudero , Tomoyuki Ichiba

We consider the problem of optimal investment and consumption in a class of multidimensional jump-diffusion models in which asset prices are subject to mutually exciting jump processes. This captures a type of contagion where each downward…

投资组合管理 · 定量金融 2012-10-08 Yacine Aït-Sahalia , T. R. Hurd

This paper analyzes the robust long-term growth rate of expected utility and expected return from holding a leveraged exchange-traded fund (LETF). When the Markovian model parameters in the reference asset are uncertain, the robust…

数理金融 · 定量金融 2023-10-04 Tim Leung , Hyungbin Park , Heejun Yeo

This paper studies a continuous-time market {under stochastic environment} where an agent, having specified an investment horizon and a target terminal mean return, seeks to minimize the variance of the return with multiple stocks and a…

投资组合管理 · 定量金融 2013-02-28 Wan-Kai Pang , Yuan-Hua Ni , Xun Li , Ka-Fai Cedric Yiu

The Kelly criterion provides a general framework for optimizing the growth rate of an investment portfolio over time by maximizing the expected logarithmic utility of wealth. However, the optimality condition of the Kelly criterion is…

数理金融 · 定量金融 2025-11-04 Fabrizio Lillo , Piero Mazzarisi , Ioanna-Yvonni Tsaknaki

We find the optimal investment strategy for an individual who seeks to minimize one of four objectives: (1) the probability that his wealth reaches a specified ruin level {\it before} death, (2) the probability that his wealth reaches that…

最优化与控制 · 数学 2008-12-10 Erhan Bayraktar

In this paper, we consider an informational market model with two flows of informations. The smallest flow F, which is available to all agents, is the filtration of the initial market model(S,F,P), where S is the assets' prices and P is a…

投资组合管理 · 定量金融 2022-04-11 Ferdoos Alharbi , Tahir Choulli

This paper focuses on num\'eraire portfolio and log-optimal portfolio (portfolio with finite expected utility that maximizes the expected logarithm utility from terminal wealth), when a market model $(S,\mathbb F)$ -specified by its assets'…

数理金融 · 定量金融 2020-08-18 Tahir Choulli , Sina Yansori

Market timing is an investment technique that tries to continuously switch investment into assets forecast to have better returns. What is the likelihood of having a successful market timing strategy? With an emphasis on modeling…

投资组合管理 · 定量金融 2018-07-20 Guy Metcalfe

Designing an optimum portfolio that allocates weights to its constituent stocks in a way that achieves the best trade-off between the return and the risk is a challenging research problem. The classical mean-variance theory of portfolio…

投资组合管理 · 定量金融 2021-07-26 Jaydip Sen , Sidra Mehtab

This paper investigates the dependence of functional portfolio generation, introduced by Fernholz (1999), on an extra finite variation process. The framework of Karatzas and Ruf (2017) is used to formulate conditions on trading strategies…

数理金融 · 定量金融 2018-01-25 Johannes Ruf , Kangjianan Xie

Leveraged Exchange Traded Funds (LETFs), while extremely controversial in the literature, remain stubbornly popular with both institutional and retail investors in practice. While the criticisms of LETFs are certainly valid, we argue that…

计算金融 · 定量金融 2025-03-25 Pieter van Staden , Peter Forsyth , Yuying Li

The mathematical problem concerning intrinsic storage optimisation is formulated and solved by means of variational analysis. The solution, though obtained in implicit form, still sheds light on many important features of the optimal…

最优化与控制 · 数学 2015-06-24 Dmitry Lesnik

In our previous studies we have investigated the structural complexity of time series describing stock returns on New York's and Warsaw's stock exchanges, by employing two estimators of Shannon's entropy rate based on Lempel-Ziv and Context…

统计金融 · 定量金融 2014-08-19 Paweł Fiedor

Reward-Weighted Regression (RWR) belongs to a family of widely known iterative Reinforcement Learning algorithms based on the Expectation-Maximization framework. In this family, learning at each iteration consists of sampling a batch of…