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We find a maximum principle for general non-Markovian semi-martingales. We do so by describing the adjoint processes with non-anticipating stochastic derivatives in a martingale random field setting. In the case of the L\'evy processes this…

最优化与控制 · 数学 2014-12-09 Steffen Sjursen

We study the numerical solution of nonlinear partially observed optimal stopping problems. The system state is taken to be a multi-dimensional diffusion and drives the drift of the observation process, which is another multi-dimensional…

最优化与控制 · 数学 2010-01-20 Mike Ludkovski

In a fixed time horizon, appropriately executing a large amount of a particular asset -- meaning a considerable portion of the volume traded within this frame -- is challenging. Especially for illiquid or even highly liquid but also highly…

数理金融 · 定量金融 2023-08-15 David Evangelista , Yuri Thamsten

This paper investigates the finite horizon risk-sensitive portfolio optimization in a regime-switching credit market with physical and information-induced default contagion. It is assumed that the underlying regime-switching process has…

投资组合管理 · 定量金融 2021-07-28 Lijun Bo , Huafu Liao , Xiang Yu

A seller sells an object over time but is uncertain how the buyer learns their willingness-to-pay. We consider informational robustness under \textit{limited commitment}, where the seller offers a price \textit{each period} to maximize…

理论经济学 · 经济学 2025-09-10 Zihao Li , Jonathan Libgober , Xiaosheng Mu

Managing insurance and financial risk when data is limited is a key task in the insurance industry. In this paper, we focus on cases where the risk distribution is modeled as a mixture with some components estimable to high precision or…

最优化与控制 · 数学 2026-03-03 N. D. Shyamalkumar , Tianrun Wang

While absence of arbitrage in frictionless financial markets requires price processes to be semimartingales, non-semimartingales can be used to model prices in an arbitrage-free way, if proportional transaction costs are taken into account.…

数理金融 · 定量金融 2016-08-30 Christoph Czichowsky , Walter Schachermayer

No-arbitrage asset pricing characterizes valuation through the existence of equivalent martingale measures relative to a filtration and a class of admissible trading strategies. In practice, pricing is performed across multiple asset…

数理金融 · 定量金融 2026-01-21 Alejandro Rodriguez Dominguez

If a financial asset's price movement impacts a firm's product demand, the firm can respond to the impact by adjusting its operational decisions. For example, in the automotive industry, car makers decrease the selling prices of…

风险管理 · 定量金融 2023-06-22 Liao Wang , Jin Yao , Xiaowei Zhang

In this research, we present an analysis of the optimal investment, consumption, and life insurance acquisition problem for a wage earner with partial information. Our study considers the non-linear filter case where risky asset prices are…

最优化与控制 · 数学 2023-04-25 Woundjiagué Apollinaire , Rodwell Kufakunesu , Julius Esunge

We consider rate swaps which pay a fixed rate against a floating rate in presence of bid-ask spread costs. Even for simple models of bid-ask spread costs, there is no explicit strategy optimizing an expected function of the hedging error.…

计算金融 · 定量金融 2016-04-13 Christophe Michel , Victor Reutenauer , Denis Talay , Etienne Tanré

In this paper, we consider a class of stochastic optimal control problems with risk constraints that are expressed as bounded probabilities of failure for particular initial states. We present here a martingale approach that diffuses a risk…

系统与控制 · 计算机科学 2015-07-09 Vu Anh Huynh , Leonid Kogan , Emilio Frazzoli

We consider the problem of maximising expected utility from terminal wealth in a semimartingale setting, where the semimartingale is written as a sum of a time-changed Brownian motion and a finite variation process. To solve this problem,…

概率论 · 数学 2024-07-04 Giulia Di Nunno , Hannes Haferkorn , Asma Khedher , Michèle Vanmaele

We consider the numerical approximation of the quantile hedging price in a non-linear market. In a Markovian framework, we propose a numerical method based on a Piecewise Constant Policy Timestepping (PCPT) scheme coupled with a monotone…

计算金融 · 定量金融 2021-02-17 Cyril Bénézet , Jean-François Chassagneux , Christoph Reisinger

We shall study backward stochastic differential equations and we will present a new approach for the existence of the solution. This type of equation appears very often in the valuation of financial derivatives in complete markets.…

最优化与控制 · 数学 2013-10-11 Eduard Rotenstein

Duality for robust hedging with proportional transaction costs of path dependent European options is obtained in a discrete time financial market with one risky asset. Investor's portfolio consists of a dynamically traded stock and a static…

投资组合管理 · 定量金融 2013-08-30 Yan Dolinsky , H. Mete Soner

We consider a fractional version of the Heston volatility model which is inspired by [16]. Within this model we treat portfolio optimization problems for power utility functions. Using a suitable representation of the fractional part,…

投资组合管理 · 定量金融 2019-05-17 Nicole Bäuerle , Sascha Desmettre

This paper revisits the classical Merton portfolio choice problem over infinite horizon for high risk aversion, addressing technical challenges related to establishing the existence and identification of optimal strategies. Traditional…

最优化与控制 · 数学 2025-08-05 Enrico Biffis , Cristina Di Girolami , Salvatore Federico , Fausto Gozzi

The aim of this work consists in the study of the optimal investment strategy for a behavioural investor, whose preference towards risk is described by both a probability distortion and an S-shaped utility function. Within a continuous-time…

投资组合管理 · 定量金融 2013-04-30 Miklos Rasonyi , Andrea M. Rodrigues

In the past decades, advanced probabilistic methods have had significant impact on the field of finance, both in academia and in the financial industry. Conversely, financial questions have stimulated new research directions in probability.…

证券定价 · 定量金融 2013-10-01 Hans Föllmer , Alexander Schied
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