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In this short note, we consider mean-variance optimized portfolios with transaction costs. We show that introducing quadratic transaction costs makes the optimization problem more difficult than using linear transaction costs. The reason…

投资组合管理 · 定量金融 2020-01-07 Pierre Chen , Edmond Lezmi , Thierry Roncalli , Jiali Xu

We consider the problem of option hedging in a market with proportional transaction costs. Since super-replication is very costly in such markets, we replace perfect hedging with an expected loss constraint. Asymptotic analysis for small…

投资组合管理 · 定量金融 2014-09-12 Bruno Bouchard , Ludovic Moreau , Mete H. Soner

Option pricing is an integral part of modern financial risk management. The well-known Black and Scholes (1973) formula is commonly used for this purpose. This paper is an attempt to extend their work to a situation in which the…

证券定价 · 定量金融 2013-04-18 Youssef El-Khatib , Abdulnasser Hatemi-J

The effect of proportional transaction costs on systematically generated portfolios is studied empirically. The performance of several portfolios (the index tracking portfolio, the equally-weighted portfolio, the entropy-weighted portfolio,…

投资组合管理 · 定量金融 2019-04-22 Johannes Ruf , Kangjianan Xie

In the present work we develop a formalism to tackle the problem of optimal execution when trading market securities. More precisely, we introduce a utility function that balances market impact and timing risk, with this last being modelled…

交易与市场微观结构 · 定量金融 2020-07-17 David Marcos

Models to price long term loans in the securities lending business are developed. These longer horizon deals can be viewed as contracts with optionality embedded in them. This insight leads to the usage of established methods from…

证券定价 · 定量金融 2022-03-29 Ravi Kashyap

According to the volatility feedback effect, an unexpected increase in squared volatility leads to an immediate decline in the price-dividend ratio. In this paper, we consider the properties of stock price dynamics and option valuations…

证券定价 · 定量金融 2015-06-11 Juho Kanniainen , Robert Piché

The objective of this paper is to introduce the theory of option pricing for markets with informed traders within the framework of dynamic asset pricing theory. We introduce new models for option pricing for informed traders in complete…

An investor with constant absolute risk aversion trades a risky asset with general It\^o-dynamics, in the presence of small proportional transaction costs. In this setting, we formally derive a leading-order optimal trading policy and the…

证券定价 · 定量金融 2012-12-13 Jan Kallsen , Johannes Muhle-Karbe

The robust option pricing problem is to find upper and lower bounds on fair prices of financial claims using only the most minimal assumptions. It contrasts with the classical, model-based approach and gained prominence in the wake of the…

数理金融 · 定量金融 2023-12-15 Alexander M. G. Cox , Annemarie M. Grass

A common assumption in financial engineering is that the market price for any derivative coincides with an objectively defined risk-neutral price - a plausible assumption only if traders collectively possess objective knowledge about the…

证券定价 · 定量金融 2013-10-08 Kerry W. Fendick

Duality for robust hedging with proportional transaction costs of path dependent European options is obtained in a discrete time financial market with one risky asset. Investor's portfolio consists of a dynamically traded stock and a static…

投资组合管理 · 定量金融 2013-08-30 Yan Dolinsky , H. Mete Soner

American options are studied in a general discrete market in the presence of proportional transaction costs, modelled as bid-ask spreads. Pricing algorithms and constructions of hedging strategies, stopping times and martingale…

证券定价 · 定量金融 2008-12-02 Alet Roux , Tomasz Zastawniak

Perpetual American options are financial instruments that can be readily exercised and do not mature. In this paper we study in detail the problem of pricing this kind of derivatives, for the most popular flavour, within a framework in…

证券定价 · 定量金融 2009-07-09 Miquel Montero

This paper studies a finite-horizon portfolio selection problem with non-concave terminal utility and proportional transaction costs, in which the commonly used concavification principle for terminal value is no longer applicable. We…

数理金融 · 定量金融 2025-06-04 Shuaijie Qian , Chen Yang

In this note, we develop stock option price approximations for a model which takes both the risk o default and the stochastic volatility into account. We also let the intensity of defaults be influenced by the volatility. We show that it…

计算工程、金融与科学 · 计算机科学 2007-12-21 Erhan Bayraktar

Recent empirical studies suggest that the volatilities associated with financial time series exhibit short-range correlations. This entails that the volatility process is very rough and its autocorrelation exhibits sharp decay at the…

证券定价 · 定量金融 2018-04-17 Josselin Garnier , Knut Solna

The aim of this paper is to present a simple stochastic model that accounts for the effects of a long-memory in volatility on option pricing. The starting point is the stochastic Black-Scholes equation involving volatility with long-range…

其他凝聚态物理 · 物理学 2008-12-02 Sergei Fedotov , Abby Tan

In a market with one safe and one risky asset, an investor with a long horizon, constant investment opportunities, and constant relative risk aversion trades with small proportional transaction costs. We derive explicit formulas for the…

投资组合管理 · 定量金融 2013-01-15 Stefan Gerhold , Paolo Guasoni , Johannes Muhle-Karbe , Walter Schachermayer

It is well-known that, in the Bachelier model, when asset prices and volatilities are uncorrelated, the implied volatility coincides with the fair value of the volatility swap. In this paper, via classical It\^o calculus and Taylor…

计算金融 · 定量金融 2026-05-12 Elisa Alòs , Òscar Burés