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We study the expected utility portfolio optimization problem in an incomplete financial market where the risky asset dynamics depend on stochastic factors and the portfolio allocation is constrained to lie within a given convex set. We…

投资组合管理 · 定量金融 2023-03-20 Marcos Escobar-Anel , Michel Kschonnek , Rudi Zagst

In this paper we study a continuous time stochastic inventory model for a commodity traded in the spot market and whose supply purchase is affected by price and demand uncertainty. A firm aims at meeting a random demand of the commodity at…

最优化与控制 · 数学 2015-06-12 Maria B. Chiarolla , Giorgio Ferrari , Gabriele Stabile

In a reinforcement learning (RL) framework, we study the exploratory version of the continuous time expected utility (EU) maximization problem with a portfolio constraint that includes widely-used financial regulations such as short-selling…

数理金融 · 定量金融 2024-12-17 Huy Chau , Duy Nguyen , Thai Nguyen

In this paper, we study the portfolio optimization problem with general utility functions and when the return and volatility of underlying asset are slowly varying. An asymptotic optimal strategy is provided within a specific class of…

数理金融 · 定量金融 2016-11-08 Jean-Pierre Fouque , Ruimeng Hu

We consider a dynamic portfolio optimization problem that incorporates predictable returns, instantaneous transaction costs, price impact, and stochastic volatility, extending the classical results of Garleanu and Pedersen (2013), which…

计算金融 · 定量金融 2025-07-24 Patrick Chan , Ronnie Sircar , Iosif Zimbidis

This paper considers a portfolio optimization problem in which asset prices are represented by SDEs driven by Brownian motion and a Poisson random measure, with drifts that are functions of an auxiliary diffusion factor process. The…

投资组合管理 · 定量金融 2010-11-16 Mark Davis , Sebastien Lleo

The problem of robust utility maximization in an incomplete market with volatility uncertainty is considered, in the sense that the volatility of the market is only assumed to lie between two given bounds. The set of all possible models…

概率论 · 数学 2015-04-07 Anis Matoussi , Dylan Possamaï , Chao Zhou

We study an optimal investment control problem for an insurance company. The surplus process follows the Cramer-Lundberg process with perturbation of a Brownian motion. The company can invest its surplus into a risk free asset and a…

投资组合管理 · 定量金融 2015-02-10 Tatiana Belkina , Shangzhen Luo

Given the increasing importance of environmental, social and governance (ESG) factors, particularly carbon emissions, we investigate optimal proportional portfolio insurance (PPI) strategies accounting for carbon footprint reduction. PPI…

投资组合管理 · 定量金融 2026-03-25 Katia Colaneri , Federico D'Amario , Daniele Mancinelli

This paper compares the optimal investment problems based on monotone mean-variance (MMV) and mean-variance (MV) preferences in the L\'{e}vy market with an untradable stochastic factor. It is an open question proposed by Trybu{\l}a and…

最优化与控制 · 数学 2023-11-08 Yuchen Li , Zongxia Liang , Shunzhi Pang

Optimal reinsurance when Value at Risk and expected surplus is balanced through their ratio is studied, and it is demonstrated how results for risk-adjusted surplus can be utilized. Simplifications for large portfolios are derived, and this…

应用统计 · 统计学 2019-12-10 Erik Bølviken , Yinzhi Wang

In this article we consider the surplus process of an insurance company within the Cramer-Lundberg framework. We study the optimal reinsurance strategy and dividend distribution of an insurance company under proportional reinsurance, in…

最优化与控制 · 数学 2026-05-22 Zakaria Aljaberi , Asma Khedher , Mohamed Mnif

We consider a stochastic factor financial model where the asset price process and the process for the stochastic factor depend on an observable Markov chain and exhibit an affine structure. We are faced with a finite time investment horizon…

投资组合管理 · 定量金融 2014-03-21 Marcos Escobar , Daniela Neykova , Rudi Zagst

This paper considers an insurance company that faces two key constraints: a ratcheting dividend constraint and an irreversible reinsurance constraint. The company allocates part of its reserve to pay dividends to its shareholders while…

最优化与控制 · 数学 2025-12-22 Tim J. Boonen , Engel John C. Dela Vega

We study the problem of optimal inside control of a stochastic Volterra equation driven by a Brownian motion and a Poisson random measure. We prove a sufficient and a necessary maximum principle for the optimal control when the trader has…

最优化与控制 · 数学 2017-03-28 Olfa Draouil

We study a robust utility maximization problem in a general discrete-time frictionless market under quasi-sure no-arbitrage. The investor is assumed to have a random and concave utility function defined on the whole real-line. She also…

数理金融 · 定量金融 2024-02-28 Laurence Carassus , Massinissa Ferhoune

We consider a financial market model driven by an R^n-valued Gaussian process with stationary increments which is different from Brownian motion. This driving noise process consists of $n$ independent components, and each component has…

概率论 · 数学 2008-12-02 Akihiko Inoue , Yumiharu Nakano

I analyze long-term contracting in insurance markets with asymmetric information. The buyer privately observes her risk type, which evolves stochastically over time. A long-term contract specifies a menu of insurance policies, contingent on…

理论经济学 · 经济学 2022-09-01 Vitor Farinha Luz

We present analytical investigations of a multiplicative stochastic process that models a simple investor dynamics in a random environment. The dynamics of the investor's budget, $x(t)$, depends on the stochasticity of the return on…

投资组合管理 · 定量金融 2009-11-13 Emeterio Navarro , Ruben Cantero , Joao Rodrigues , Frank Schweitzer

For a stochastic factor model we maximize the long-term growth rate of robust expected power utility with parameter $\lambda\in(0,1)$. Using duality methods the problem is reformulated as an infinite time horizon, risk-sensitive control…

概率论 · 数学 2012-03-07 Thomas Knispel
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