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Risk measures for multivariate financial positions are studied in a utility-based framework. Under a certain incomplete preference relation, shortfall and divergence risk measures are defined as the optimal values of specific set…

风险管理 · 定量金融 2017-09-12 Çağın Ararat , Andreas H. Hamel , Birgit Rudloff

Motivation for this paper is to understand the impact of information on asset price bubbles and perceived arbitrage opportunities. This boils down to study optional projections of $\mathbb{G}$-adapted strict local martingales into a smaller…

数理金融 · 定量金融 2020-03-24 Francesca Biagini , Andrea Mazzon , Ari-Pekka Perkkiö

It is shown that delta hedging provides the optimal trading strategy in terms of minimal required initial capital to replicate a given terminal payoff in a continuous-time Markovian context. This holds true in market models where no…

证券定价 · 定量金融 2012-10-10 Johannes Ruf

In this paper we present a Bayesian competing risk proportional hazards model to describe mortgage defaults and prepayments. We develop Bayesian inference for the model using Markov chain Monte Carlo methods. Implementation of the model is…

应用统计 · 统计学 2017-06-26 Arnab Bhattacharya , Simon P. Wilson , Refik Soyer

We revisit mean-risk portfolio selection in a one-period financial market where risk is quantified by a positively homogeneous risk measure $\rho$. We first show that under mild assumptions, the set of optimal portfolios for a fixed return…

数理金融 · 定量金融 2021-07-20 Martin Herdegen , Nazem Khan

In this paper we use a hybrid Monte Carlo-Optimal quantization method to approximate the conditional survival probabilities of a firm, given a structural model for its credit defaul, under partial information. We consider the case when the…

计算金融 · 定量金融 2009-07-07 Giorgia Callegaro , Abass Sagna

We explore credit risk pricing by modeling equity as a call option and debt as the difference between the firm's asset value and a put option, following the structural framework of the Merton model. Our approach proceeds in two stages:…

风险管理 · 定量金融 2025-06-17 Jagdish Gnawali , Abootaleb Shirvani , Svetlozar T. Rachev

We characterize absence of arbitrage with simple trading strategies in a discounted market with a constant bond and several risky assets. We show that if there is a simple arbitrage, then there is a 0-admissible one or an obvious one, that…

证券定价 · 定量金融 2012-10-22 Christian Bender

The main result of this paper that a martingale evolution can be chosen for Libor such that all the Libor interest rates have a common market measure; the drift is fixed such that each Libor has the martingale property. Libor is described…

物理与社会 · 物理学 2008-12-02 Belal E. Baaquie

The duality between the robust (or equivalently, model independent) hedging of path dependent European options and a martingale optimal transport problem is proved. The financial market is modeled through a risky asset whose price is only…

概率论 · 数学 2013-06-19 Yan Dolinsky , H. Mete Soner

A well known result in stochastic analysis reads as follows: for an $\mathbb{R}$-valued super-martingale $X = (X_t)_{0\leq t \leq T}$ such that the terminal value $X_T$ is non-negative, we have that the entire process $X$ is non-negative.…

证券定价 · 定量金融 2014-05-27 Walter Schachermayer

We introduce a new model for pricing corporate bonds, which is a modification of the classical model of Merton. In this new model, we drop the liquidity assumption of the firm's asset value process, and assume that there is a liquidly…

证券定价 · 定量金融 2019-10-22 Juan Dong , Lyudmila Korobenko , Deniz Sezer

Risk management is an important practice in the banking industry. In this paper we develop a new methodology to estimate and predict the probability of default (PD) based on the rating transition matrices, which relates the rating…

风险管理 · 定量金融 2018-03-28 Jinghai Shao , Siming Li , Yong Li

Quadratic hedging of option payoffs generates the variance optimal martingale measure. When an option features an exercise policy and its cash flows are hedged according to this approach, it may be tempting to optimize such a policy under…

数理金融 · 定量金融 2022-05-26 Nicola Secomandi

We present two methodologies on the estimation of rating transition probabilities within Markov and non-Markov frameworks. We first estimate a continuous-time Markov chain using discrete (missing) data and derive a simpler expression for…

风险管理 · 定量金融 2020-02-04 Marius Pfeuffer , Goncalo dos Reis , Greig smith

In the "positive interest" models of Flesaker-Hughston, the nominal discount bond system is determined by a one-parameter family of positive martingales. In the present paper we extend this analysis to include a variety of distributions for…

证券定价 · 定量金融 2015-03-17 Dorje C. Brody , Lane P. Hughston , Ewan Mackie

Credit capital requirements in Internal Rating Based approaches require the calibration of two key parameters: the probability of default and the loss-given-default. This letter considers the uncertainty about these two parameters and…

统计金融 · 定量金融 2020-10-19 Roberto Baviera

The classical discrete time model of proportional transaction costs relies on the assumption that a feasible portfolio process has solvent increments at each step. We extend this setting in two directions, allowing for convex transaction…

数理金融 · 定量金融 2021-01-15 Emmanuel Lepinette , Ilya Molchanov

This paper studies an equity market of stochastic dimension, where the number of assets fluctuates over time. In such a market, we develop the fundamental theorem of asset pricing, which provides the equivalence of the following statements:…

数理金融 · 定量金融 2023-09-06 Erhan Bayraktar , Donghan Kim , Abhishek Tilva

This article proposes a novel test for the martingale difference hypothesis based on the martingale difference divergence function, a recently developed dependence measure suitable for measuring the degree of conditional mean dependence of…

应用统计 · 统计学 2023-11-10 Luca Mattia Rolla