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We study a utility maximization problem in a financial market with a stochastic drift process, combining a worst-case approach with filtering techniques. Drift processes are difficult to estimate from asset prices, and at the same time…

投资组合管理 · 定量金融 2021-11-04 Jörn Sass , Dorothee Westphal

We consider a problem of an optimal consumption strategy on the infinite time horizon when the short-rate is a diffusion process. General existence and uniqueness theorem is illustrated by the Vasicek and so-called invariant interval…

最优化与控制 · 数学 2009-10-05 Daniel Synowiec

In this paper, we study the portfolio utility maximization in the case where the risky asset is driven by a Brownian motion and an independent homogeneous Poisson measure, with strategies that may include jump signals. This means that the…

最优化与控制 · 数学 2026-05-21 Lokmane Abbas Turki , Sigui Brice Dro , Idris Kharroubi

When evaluating policies that affect future generations, the most commonly used criterion is the discounted utilitarian rule. However, in terms of intergenerational fairness, it is difficult to justify prioritizing the current generation…

理论经济学 · 经济学 2025-02-10 Kensei Nakamura

We develop a continuous-time general equilibrium framework for economies with a heterogeneous population -- modeled as a continuum -- that repeatedly optimizes over short horizons under relative-income (Duesenberry-type) criteria. The…

数理金融 · 定量金融 2026-03-19 Jaime Alberto Londoño

The problem of robust utility maximization in an incomplete market with volatility uncertainty is considered, in the sense that the volatility of the market is only assumed to lie between two given bounds. The set of all possible models…

概率论 · 数学 2015-04-07 Anis Matoussi , Dylan Possamaï , Chao Zhou

The paper generalizes the construction by stochastic flows of consistent utility processes introduced by M. Mrad and N. El Karoui in (2010). The utilities random fields are defined from a general class of processes denoted by $\GX$. Making…

计算金融 · 定量金融 2013-04-08 N. El Karoui , Mohamed M'Rad

Decision theory does not traditionally include uncertainty over utility functions. We argue that the a person's utility value for a given outcome can be treated as we treat other domain attributes: as a random variable with a density…

人工智能 · 计算机科学 2013-01-18 Urszula Chajewska , Daphne Koller

We study a robust maximization problem from terminal wealth and consumption under a convex constraints on the portfolio. We state the existence and the uniqueness of the consumption-investment strategy by studying the associated quadratic…

概率论 · 数学 2014-09-23 Anis Matoussi , Hanen Mezghani , Mohamed Mnif

We consider a generalization of the recursive utility model by adding a new component that represents utility of investment gains and losses. We also study the utility process in this generalized model with constant elasticity of…

综合金融 · 定量金融 2021-07-13 Jing Guo , Xue Dong He

We study a discrete-time consumption-based capital asset pricing model under expectations-based reference-dependent preferences. More precisely, we consider an endowment economy populated by a representative agent who derives utility from…

数理金融 · 定量金融 2024-01-24 Luca De Gennaro Aquino , Xuedong He , Moris Simon Strub , Yuting Yang

A celebrated financial application of convex duality theory gives an explicit relation between the following two quantities: (i) The optimal terminal wealth $X^*(T) : = X_{\varphi^*}(T)$ of the problem to maximize the expected $U$-utility…

投资组合管理 · 定量金融 2015-09-08 Bernt Øksendal , Agnès Sulem

We study the analyticity of the value function in optimal investment with expected utility from terminal wealth and the relation to stochastically dominant financial models. We identify both a class of utilities and a class of…

概率论 · 数学 2021-06-07 Oleskii Mostovyi , Mihai Sîrbu , Thaleia Zariphopoulou

We study an optimal investment problem under contagion risk in a financial model subject to multiple jumps and defaults. The global market information is formulated as a progressive enlargement of a default-free Brownian filtration, and the…

概率论 · 数学 2013-02-22 Ying Jiao , Idris Kharroubi , Huyên Pham

We give explicit solutions for utility maximization of terminal wealth problem $u(X_T)$ in the presence of Knightian uncertainty in continuous time $[0,T]$ in a complete market. We assume there is uncertainty on both drift and volatility of…

数理金融 · 定量金融 2019-09-13 Kerem Ugurlu

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

数理金融 · 定量金融 2018-04-23 Peter Bank , Moritz Voß

The sum-utility maximization problem is known to be important in the energy systems literature. The conventional assumption to address this problem is that the utility is concave. But for some key applications, such an assumption is not…

计算机科学与博弈论 · 计算机科学 2021-12-07 Chao Zhang , Samson Lasaulce , Li Wang , Lucas Saludjian , H. Vincent Poor

We examine the issue of sensitivity with respect to model parameters for the problem of utility maximization from final wealth in an incomplete Samuelson model and mainly, but not exclusively, for utility functions of positive power-type.…

数理金融 · 定量金融 2017-02-20 Julio Backhoff Veraguas , Francisco Silva

The paper investigates the consumption-investment problem for an investor with Epstein-Zin utility in an incomplete market. Closed, not necessarily convex, constraints are imposed on strategies. The optimal consumption and investment…

数理金融 · 定量金融 2023-05-25 Zixin Feng , Dejian Tian

We study optimal investment problem for a diffusion market consisting of a finite number of risky assets (for example, bonds, stocks and options). Risky assets evolution is described by Ito's equation, and the number of risky assets can be…

概率论 · 数学 2008-12-02 Nikolai Dokuchaev