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We study a singular stochastic control problem faced by the owner of an insurance company that dynamically pays dividends and raises capital in the presence of the restriction that the surplus process must be above a given dividend payout…

最优化与控制 · 数学 2019-02-19 Kristoffer Lindensjö , Filip Lindskog

In this paper, we study the optimal control problem for a company whose surplus process evolves as an upward jump diffusion with random return on investment. Three types of practical optimization problems faced by a company that can control…

投资组合管理 · 定量金融 2016-11-04 Chuancun Yin , Kam Chuen Yuen

In this paper we consider the De Finetti's optimal dividend and capital injection problem under a Markov additive model. We assume that the surplus process before dividends and capital injections follows a spectrally positive Markov…

最优化与控制 · 数学 2022-10-28 Lijun Bo , Wenyuan Wang , Kaixin Yan

This paper studies the optimal dividend problem with capital injection under the constraint that the cumulative dividend strategy is absolutely continuous. We consider an open problem of the general spectrally negative case and derive the…

数理金融 · 定量金融 2018-06-12 José-Luis Pérez , Kazutoshi Yamazaki , Xiang Yu

We study a practical optimization problems for venture capital investments and/or Research and Development (R&D) investments. The first problem is that, given the amount of the initial investment and the reward function at the initial…

最优化与控制 · 数学 2008-12-02 Erhan Bayraktar , Masahiko Egami

Adopting a probabilistic approach we determine the optimal dividend payout policy of a firm whose surplus process follows a controlled arithmetic Brownian motion and whose cash-flows are discounted at a stochastic dynamic rate. Dividends…

最优化与控制 · 数学 2021-06-22 Elena Bandini , Tiziano De Angelis , Giorgio Ferrari , Fausto Gozzi

This paper considers nonlinear regular-singular stochastic optimal control of large insurance company. The company controls the reinsurance rate and dividend payout process to maximize the expected present value of the dividend pay-outs…

风险管理 · 定量金融 2010-08-31 Zongxia Liang , Jicheng Yao

This paper considers an insurer with two collaborating business lines, and the risk exposure of each line follows a diffusion risk model. The manager of the insurer makes three decisions for each line: (i) dividend payout, (ii)…

最优化与控制 · 数学 2025-08-12 Tim J. Boonen , Engel John C. Dela Vega , Bin Zou

We consider a two-dimensional optimal dividend problem in the context of two insurance companies with compound Poisson surplus processes, who collaborate by paying each other's deficit when possible. We solve the stochastic control problem…

最优化与控制 · 数学 2015-05-18 Hansjoerg Albrecher , Pablo Azcue , Nora Muler

In this paper we address the problem of optimal dividend payout strategies from a surplus process governed by Brownian motion with drift under a drawdown constraint, i.e. the dividend rate can never decrease below a given fraction $a$ of…

最优化与控制 · 数学 2022-06-27 Hansjoerg Albrecher , Pablo Azcue , Nora Muler

We study a De Finetti's optimal dividend and capital injection problem under a Markov additive model. The surplus process without dividend and capital injection is assumed to follow a spectrally positive Markov additive process (MAP).…

最优化与控制 · 数学 2025-01-28 Lijun Bo , Wenyuan Wang , Kaixin Yan

We consider a mixed stochastic control problem that arises in Mathematical Finance literature with the study of interactions between dividend policy and investment. This problem combines features of both optimal switching and singular…

概率论 · 数学 2008-12-18 Vathana Ly Vath , Huyên Pham , Stéphane Villeneuve

Based on a point of view that solvency and security are first, this paper considers regular-singular stochastic optimal control problem of a large insurance company facing positive transaction cost asked by reinsurer under solvency…

风险管理 · 定量金融 2010-12-22 Zongxia Liang , Jicheng Yao

We study the optimal financing and dividend distribution problem with restricted dividend rates in a diffusion type surplus model where the drift and volatility coefficients are general functions of the level of surplus and the external…

最优化与控制 · 数学 2015-06-30 Jinxia Zhu , Hailiang Yang

This paper considers an insurer with two collaborating business lines that must make three critical decisions: (1) dividend payout, (2) a combination of proportional and excess-of-loss reinsurance coverage, and (3) capital injection between…

最优化与控制 · 数学 2025-11-17 Tim J. Boonen , Engel John C. Dela Vega

We propose a model in which dividend payments occur at regular, deterministic intervals in an otherwise continuous model. This contrasts traditional models where either the payment of continuous dividends is controlled or the dynamics are…

最优化与控制 · 数学 2019-07-24 Jussi Keppo , Max Reppen , H. Mete Soner

We consider a two-dimensional optimal dividend problem in the context of two branches of an insurance company with compound Poisson surplus processes dividing claims and premia in some specified proportions. We solve the stochastic control…

最优化与控制 · 数学 2018-04-12 Pablo Azcue , Nora Muler , Zbigniew Palmowski

This paper considers optimal control problem of a large insurance company under a fixed insolvency probability. The company controls proportional reinsurance rate, dividend pay-outs and investing process to maximize the expected present…

风险管理 · 定量金融 2010-06-01 Zongxia Liang , Jianping Huang

This paper considers an optimal control of a big financial company with debt liability under bankrupt probability constraints. The company, which faces constant liability payments and has choices to choose various production/business…

风险管理 · 定量金融 2010-08-11 Zongxia Liang , Bin Sun

We revisit the optimization problem solved in L{\o}kka & Zervos (2008), i.e., the maximization of dividends, in a Brownian risk model, with the possibility (not the obligation) of making capital injections. Following the approach introduced…

最优化与控制 · 数学 2026-04-20 Tommy Mastromonaco , Nacer Fendri , Jean-François Renaud , Clarence Simard
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