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Cryptocurrency markets exhibit pronounced momentum effects and regime-dependent volatility, presenting both opportunities and challenges for systematic trading strategies. We propose AdaptiveTrend, a multi-component algorithmic trading…

计算工程、金融与科学 · 计算机科学 2026-02-13 Duc Bui , Thanh Nguyen

This paper investigates the large sample properties of the variance, weights, and risk of high-dimensional portfolios where the inverse of the covariance matrix of excess asset returns is estimated using a technique called nodewise…

统计理论 · 数学 2019-10-16 Laurent Callot , Mehmet Caner , Esra Ulasan , A. Özlem Önder

Portfolio optimization emerged with the seminal paper of Markowitz (1952). The original mean-variance framework is appealing because it is very efficient from a computational point of view. However, it also has one well-established failing…

投资组合管理 · 定量金融 2019-09-24 Sarah Perrin , Thierry Roncalli

We propose an alternative linearization to the classical Markowitz quadratic portfolio optimization model, based on maximum drawdown. This model, which minimizes maximum portfolio drawdown, is particularly appealing during times of…

投资组合管理 · 定量金融 2024-01-08 Albert Dorador

We investigate an application of network centrality measures to portfolio optimization, by generalizing the method in [Pozzi, Di Matteo and Aste, \emph{Spread of risks across financial markets: better to invest in the peripheries},…

投资组合管理 · 定量金融 2024-04-02 Bahar Arslan , Vanni Noferini , Spyridon Vrontos

The popularity of modern portfolio theory has decreased among practitioners because of its unfavorable out-of-sample performance. Estimation errors tend to affect the optimal weight calculation noticeably, especially when a large number of…

投资组合管理 · 定量金融 2019-10-28 Sven Husmann , Antoniya Shivarova , Rick Steinert

We introduce a new approach for prudent risk evaluation based on stochastic dominance, which will be called the model aggregation (MA) approach. In contrast to the classic worst-case risk (WR) approach, the MA approach produces not only a…

风险管理 · 定量金融 2024-06-11 Tiantian Mao , Ruodu Wang , Qinyu Wu

This study develops and evaluates a deep reinforcement learning framework for dynamic portfolio allocation across global equity markets. The Soft Actor-Critic algorithm is used to learn continuous portfolio weights within a Markov Decision…

投资组合管理 · 定量金融 2026-05-19 Kamil Kashif , Robert Ślepaczuk

In this paper, we propose a new class of optimization problems, which maximize the terminal wealth and accumulated consumption utility subject to a mean variance criterion controlling the final risk of the portfolio. The multiple-objective…

数理金融 · 定量金融 2020-11-30 Ben-Zhang Yang , Xin-Jiang He , Song-Ping Zhu

Portfolio optimisation is essential in quantitative investing, but its implementation faces several practical difficulties. One particular challenge is converting optimal portfolio weights into real-life trades in the presence of realistic…

投资组合管理 · 定量金融 2024-10-01 Cristiano Arbex Valle

Estimation error has plagued quantitative finance since Harry Markowitz launched modern portfolio theory in 1952. Using random matrix theory, we characterize a source of bias in the sample eigenvectors of financial covariance matrices.…

统计方法学 · 统计学 2018-02-16 Lisa Goldberg , Alex Papanicolaou , Alex Shkolnik

Artificial intelligence is transforming financial investment decision-making frameworks, with deep reinforcement learning demonstrating substantial potential in robo-advisory applications. This paper addresses the limitations of traditional…

投资组合管理 · 定量金融 2025-02-24 Gang Huang , Xiaohua Zhou , Qingyang Song

Markowitz's celebrated mean--variance portfolio optimization theory assumes that the means and covariances of the underlying asset returns are known. In practice, they are unknown and have to be estimated from historical data. Plugging the…

应用统计 · 统计学 2011-08-05 Tze Leung Lai , Haipeng Xing , Zehao Chen

Optimal portfolio selection problems are determined by the (unknown) parameters of the data generating process. If an investor wants to realise the position suggested by the optimal portfolios, he/she needs to estimate the unknown…

投资组合管理 · 定量金融 2023-04-19 Taras Bodnar , Holger Dette , Nestor Parolya , Erik Thorsén

Modern portfolio theory has provided for decades the main framework for optimizing portfolios. Because of its sensitivity to small changes in input parameters, especially expected returns, the mean-variance framework proposed by Markowitz…

投资组合管理 · 定量金融 2023-09-06 Adil Rengim Cetingoz , Jean-David Fermanian , Olivier Guéant

This paper considers the mean-reverting portfolio design problem arising from statistical arbitrage in the financial markets. The problem is formulated by optimizing a criterion characterizing the mean-reversion strength of the portfolio…

投资组合管理 · 定量金融 2016-11-28 Ziping Zhao , Daniel P. Palomar

We consider the portfolio optimization with risk measured by conditional value-at-risk, based on the stress event of chosen asset being equal to the opposite of its value-at-risk level, under the normality assumption. Solvability conditions…

最优化与控制 · 数学 2017-03-07 Anna Zalewska

In financial markets marked by inherent volatility, extreme events can result in substantial investor losses. This paper proposes a portfolio strategy designed to mitigate extremal risks. By applying extreme value theory, we evaluate the…

投资组合管理 · 定量金融 2024-09-20 Qian Hui , Tiandong Wang

We propose a novel machine learning approach for forecasting the distribution of stock returns using a rich set of firm-level and market predictors. Our method combines a two-stage quantile neural network with spline interpolation to…

综合金融 · 定量金融 2025-08-05 Jozef Barunik , Martin Hronec , Ondrej Tobek

It is well known that the out-of-sample performance of Markowitz's mean-variance portfolio criterion can be negatively affected by estimation errors in the mean and covariance. In this paper we address the problem by regularizing the…

投资组合管理 · 定量金融 2015-10-16 Michael Ho , Zheng Sun , Jack Xin
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