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We show that the value function of a stochastic control problem is the unique solution of the associated Hamilton-Jacobi-Bellman (HJB) equation, completely avoiding the proof of the so-called dynamic programming principle (DPP). Using…

概率论 · 数学 2013-09-25 Erhan Bayraktar , Mihai Sirbu

We use the technique of information relaxation to develop a duality-driven iterative approach to obtaining and improving confidence interval estimates for the true value of finite-horizon stochastic dynamic programming problems. We show…

最优化与控制 · 数学 2020-07-29 Nan Chen , Xiang Ma , Yanchu Liu , Wei Yu

Optimal control problem is typically solved by first finding the value function through Hamilton-Jacobi equation (HJE) and then taking the minimizer of the Hamiltonian to obtain the control. In this work, instead of focusing on the value…

最优化与控制 · 数学 2021-09-10 Alain Bensoussan , Jiayue Han , Sheung Chi Phillip Yam , Xiang Zhou

This study provides a consistent and efficient pricing method for both Standard & Poor's 500 Index (SPX) options and the Chicago Board Options Exchange's Volatility Index (VIX) options under a multiscale stochastic volatility model. To…

数理金融 · 定量金融 2019-09-24 Jaegi Jeon , Geonwoo Kim , Jeonggyu Huh

We consider a kind of stochastic exit time optimal control problems, in which the cost function is defined through a nonlinear backward stochastic differential equation. We study the regularity of the value function for such a control…

概率论 · 数学 2016-03-15 Rainer Buckdahn , Tianyang Nie

In this paper, we consider the portfolio optimization problem in a financial market where the underlying stochastic volatility model is driven by n-dimensional Brownian motions. At first, we derive a Hamilton-Jacobi-Bellman equation…

数理金融 · 定量金融 2024-12-20 Minglian Lin , Indranil SenGupta

We characterize the value of swing contracts in continuous time as the unique viscosity solution of a Hamilton-Jacobi-Bellman equation with suitable boundary conditions. The case of contracts with penalties is straightforward, and in that…

最优化与控制 · 数学 2013-07-05 M. Basei , A. Cesaroni , T. Vargiolu

In this paper, I'll derive the Hamilton-Jacobi (HJ) equation for Merton's problem in Utility Optimization Theory using a Calculus of Variations (CoV) Approach. For stochastic control problems, Dynamic Programming (DP) has been used as a…

最优化与控制 · 数学 2007-08-01 Khoa Tran

Using a collective-mode Monte Carlo method (the Wolff-Swendsen-Wang algorithm), we compute the spin-stiffness of the two-dimensional classical Heisenberg model. We show that it is the relevant physical quantity to investigate the behaviour…

凝聚态物理 · 物理学 2009-10-22 Michel Caffarel , Patrick Azaria , Bertrand Delamotte , Dominique Mouhanna

Merton portfolio management problem is studied in this paper within a stochastic volatility, non constant time discount rate, and power utility framework. This problem is time inconsistent and the way out of this predicament is to consider…

投资组合管理 · 定量金融 2024-02-09 Oumar Mbodji , Traian A. Pirvu

This paper explores the application of nonsmooth analysis in the Wasserstein space to finite-horizon optimal control problems for nonlocal continuity equations. We characterize the value function as a strict viscosity solution of the…

最优化与控制 · 数学 2025-04-28 Yurii Averboukh , Aleksei Volkov

In this paper we consider a variation of the Merton's problem with added stochastic volatility and finite time horizon. It is known that the corresponding optimal control problem may be reduced to a linear parabolic boundary problem under…

数理金融 · 定量金融 2015-05-28 Elena Boguslavskaya , Dmitry Muravey

The Heston stochastic volatility model is a standard model for valuing financial derivatives, since it can be calibrated using semi-analytical formulas and captures the most basic structure of the market for financial derivatives with…

证券定价 · 定量金融 2019-01-29 Daniel Guterding , Wolfram Boenkost

In the day-to-day operation of a power system, the system operator repeatedly solves short-term generation planning problems. When formulating these problems the operators have to weigh the risk of costly failures against increased…

最优化与控制 · 数学 2015-12-31 Magnus Perninge

We study a problem of optimal investment/consumption over an infinite horizon in a market consisting of a liquid and an illiquid asset. The liquid asset is observed and can be traded continuously, while the illiquid one can only be traded…

投资组合管理 · 定量金融 2012-11-07 Salvatore Federico , Paul Gassiat

This paper deals with numerical solutions of maximizing expected utility from terminal wealth under a non-bankruptcy constraint. The wealth process is subject to shocks produced by a general marked point process. The problem of the agent is…

计算金融 · 定量金融 2010-09-06 Mohamed Mnif

This paper presents a study using the Bayesian approach in stochastic volatility models for modeling financial time series, using Hamiltonian Monte Carlo methods (HMC). We propose the use of other distributions for the errors in the…

应用统计 · 统计学 2017-12-07 David S. Dias , Ricardo S. Ehlers

We study the problem of utility maximization from terminal wealth in which an agent optimally builds her portfolio by investing in a bond and a risky asset. The asset price dynamics follow a diffusion process with regime-switching…

投资组合管理 · 定量金融 2018-04-24 Adriana Ocejo

This paper addresses optimization problems constrained by partial differential equations with uncertain coefficients. In particular, the robust control problem and the average control problem are considered for a tracking type cost…

最优化与控制 · 数学 2017-11-08 Andreas Van Barel , Stefan Vandewalle

In this paper we investigate a path dependent optimal control problem on the process space with both drift and volatility controls, with possibly degenerate volatility. The dynamic value function is characterized by a fully nonlinear second…

最优化与控制 · 数学 2025-07-23 Jianjun Zhou , Nizar Touzi , Jianfeng Zhang