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This paper studies the ubiquitous problem of liquidating large quantities of highly correlated stocks, a task frequently encountered by institutional investors and proprietary trading firms. Traditional methods in this setting suffer from…

交易与市场微观结构 · 定量金融 2025-02-13 Moustapha Pemy , Na Zhang

Considering that a trader or a trading algorithm interacting with markets during continuous auctions can be modeled by an iterating procedure adjusting the price at which he posts orders at a given rhythm, this paper proposes a procedure…

交易与市场微观结构 · 定量金融 2012-09-12 Sophie Laruelle , Charles-Albert Lehalle , Gilles Pagès

Financial markets are nonlinear with complexity, where different types of assets are traded between buyers and sellers, each having a view to maximize their Return on Investment (ROI). Forecasting market trends is a challenging task since…

交易与市场微观结构 · 定量金融 2024-11-22 Sahand Hassanizorgabad

Asynchronous trading in high-frequency financial markets introduces significant biases into econometric analysis, distorting risk estimates and leading to suboptimal portfolio decisions. Existing synchronization methods, such as the…

计量经济学 · 经济学 2025-07-17 Xinbing Kong , Cheng Liu , Bin Wu

This paper develops a new dual approach to compute the hedging portfolio of a Bermudan option and its initial value. It gives a "purely dual" algorithm following the spirit of Rogers (2010) in the sense that it only relies on the dual…

数理金融 · 定量金融 2024-10-18 Aurélien Alfonsi , Ahmed Kebaier , Jérôme Lelong

The following game is played on a weighted graph: Alice selects a matching $M$ and Bob selects a number $k$. Alice's payoff is the ratio of the weight of the $k$ heaviest edges of $M$ to the maximum weight of a matching of size at most $k$.…

离散数学 · 计算机科学 2017-05-19 Jannik Matuschke , Martin Skutella , José A. Soto

We consider the hedging error of a derivative due to discrete trading in the presence of a drift in the dynamics of the underlying asset. We suppose that the trader wishes to find rebalancing times for the hedging portfolio which enable him…

概率论 · 数学 2014-07-18 Jiatu Cai , Masaaki Fukasawa , Mathieu Rosenbaum , Peter Tankov

The study seeks to develop an effective strategy based on the novel framework of statistical arbitrage based on graph clustering algorithms. Amalgamation of quantitative and machine learning methods, including the Kelly criterion, and an…

投资组合管理 · 定量金融 2024-06-18 Adam Korniejczuk , Robert Ślepaczuk

Consider betting against a sequence of data in $[0,1]$, where one is allowed to make any bet that is fair if the data have a conditional mean $m_0 \in (0,1)$. Cover's universal portfolio algorithm delivers a worst-case regret of $O(\ln n)$…

机器学习 · 计算机科学 2026-05-12 Shubhada Agrawal , Aaditya Ramdas

In this paper we introduce and study the concept of optimal and surely optimal dual martingales in the context of dual valuation of Bermudan options, and outline the development of new algorithms in this context. We provide a…

计算金融 · 定量金融 2012-02-14 John Schoenmakers , Junbo Huang , Jianing Zhang

We investigate online pricing in two-sided markets where a platform repeatedly posts prices based on binary accept/reject feedback to maximize gains-from-trade (GFT) or profit. We characterize the regret achievable across three mechanism…

计算机科学与博弈论 · 计算机科学 2026-02-13 Yiding Feng , Mengfan Ma , Bo Peng , Zongqi Wan

For $n$ assets and discrete-time rebalancing, the probability to complete a given schedule of investments and withdrawals is maximized over progressively measurable portfolio weight functions. Applications consider two assets, namely the…

投资组合管理 · 定量金融 2024-10-22 Hayden Brown

Optimal reinsurance when Value at Risk and expected surplus is balanced through their ratio is studied, and it is demonstrated how results for risk-adjusted surplus can be utilized. Simplifications for large portfolios are derived, and this…

应用统计 · 统计学 2019-12-10 Erik Bølviken , Yinzhi Wang

This paper studies the robust optimal gain selection problem for financial trading systems, formulated within a \emph{double linear policy} framework, which allocates capital across long and short positions. The key objective is to…

系统与控制 · 电气工程与系统科学 2025-01-20 Chung-Han Hsieh

One-max search is a classic problem in online decision-making, in which a trader acts on a sequence of revealed prices and accepts one of them irrevocably to maximise its profit. The problem has been studied both in probabilistic and in…

数据结构与算法 · 计算机科学 2025-02-11 Ziyad Benomar , Lorenzo Croissant , Vianney Perchet , Spyros Angelopoulos

Robots should be able to learn complex behaviors from human demonstrations. In practice, these human-provided datasets are inevitably imbalanced: i.e., the human demonstrates some subtasks more frequently than others. State-of-the-art…

机器人学 · 计算机科学 2026-01-06 Sagar Parekh , Heramb Nemlekar , Dylan P. Losey

In the seminal paper on optimal execution of portfolio transactions, Almgren and Chriss (2001) define the optimal trading strategy to liquidate a fixed volume of a single security under price uncertainty. Yet there exist situations, such as…

交易与市场微观结构 · 定量金融 2022-12-06 Julien Vaes , Raphael Hauser

In this work we study a finite horizon optimal liquidation problem with multiplicative price impact in algorithmic trading, using market orders. We analyze the case when an agent is trading on a market with two financial assets, whose…

最优化与控制 · 数学 2020-10-07 Riccardo Cesari , Harry Zheng

We extend the framework of trading strategies of Gatheral [2010] from single stocks to a pair of stocks. Our trading strategy with the executions of two round-trip trades can be described by the trading rates of the paired stocks and the…

交易与市场微观结构 · 定量金融 2017-07-10 Shanshan Wang

In this paper, the optimal mean-reverting portfolio (MRP) design problem is considered, which plays an important role for the statistical arbitrage (a.k.a. pairs trading) strategy in financial markets. The target of the optimal MRP design…

投资组合管理 · 定量金融 2018-03-09 Ziping Zhao , Rui Zhou , Zhongju Wang , Daniel P. Palomar