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We study the optimal execution of market and limit orders with permanent and temporary price impacts as well as uncertainty in the filling of limit orders. Our continuous-time model incorporates a trade speed limiter and a trader director…

数理金融 · 定量金融 2017-04-13 Brian Bulthuis , Julio Concha , Tim Leung , Brian Ward

We investigate pricing-hedging duality for American options in discrete time financial models where some assets are traded dynamically and others, e.g. a family of European options, only statically. In the first part of the paper we…

最优化与控制 · 数学 2017-04-11 Anna Aksamit , Shuoqing Deng , Jan Obłój , Xiaolu Tan

We consider an investor who wants to hedge a path-dependent option with maturity $T$ using a static hedging portfolio using cash, the underlying, and vanilla put/call options on the same underlying with maturity $ t_1$, where $0 < t_1 < T$.…

数理金融 · 定量金融 2025-11-04 Purba Banerjee , Srikanth Iyer , Shashi Jain

We consider the robust exponential utility maximization problem in discrete time: An investor maximizes the worst case expected exponential utility with respect to a family of nondominated probabilistic models of her endowment by…

投资组合管理 · 定量金融 2019-02-12 Daniel Bartl

We develop a method to solve, theoretically and numerically, general optimal stopping problems. Our general setting allows for multiple exercise rights, i.e., optimal multiple stopping, for a robust evaluation that accounts for model…

This paper focuses on martingale optimal transport problems when the martingales are assumed to have bounded quadratic variation. First, we give a result that characterizes the existence of a probability measure satisfying some convex…

概率论 · 数学 2020-03-18 Erhan Bayraktar , Xin Zhang , Zhou Zhou

While many questions in robust finance can be posed in the martingale optimal transport framework or its weak extension, others like the subreplication price of VIX futures, the robust pricing of American options or the construction of…

概率论 · 数学 2023-04-20 Benjamin Jourdain , Gudmund Pammer

We introduce a price impact model which accounts for finite market depth, tightness and resilience. Its coupled bid- and ask-price dynamics induce convex liquidity costs. We provide existence of an optimal solution to the classical problem…

数理金融 · 定量金融 2018-04-23 Peter Bank , Moritz Voß

This paper studies the parabolic free boundary problem arising from pricing American-style put options on an asset whose index follows a geometric Brownian motion process. The contribution is to propose a condition for that the early…

计算金融 · 定量金融 2017-04-11 Hsuan-Ku Liu

We study an American option pricing problem with liquidity risks and transaction fees. As endogenous transaction costs, liquidity risks of the underlying asset are modeled by a mean-reverting process. Transaction fees are exogenous…

数理金融 · 定量金融 2025-09-08 Dong Yan , Xin-Jie Huang , Guiyuan Ma , Xin-Jiang He

The paper studies sub and super-replication price bounds for contingent claims defined on general trajectory based market models. No prior probabilistic or topological assumptions are placed on the trajectory space, trading is assumed to…

数理金融 · 定量金融 2018-02-22 Ivan Degano , Sebastian Ferrando , Alfredo Gonzalez

We find the variance-optimal equivalent martingale measure when multivariate assets are modeled by a regime-switching geometric Brownian motion, and the regimes are represented by a homogeneous continuous time Markov chain. Under this new…

概率论 · 数学 2023-09-14 Bruno Remillard , Sylvain Rubenthaler

We study the problem of bounding path-dependent expectations (within any finite time horizon $d$) over the class of discrete-time martingales whose marginal distributions lie within a prescribed tolerance of a given collection of benchmark…

概率论 · 数学 2021-12-01 Zhengqing Zhou , Jose Blanchet , Peter W. Glynn

We study the optimal timing of derivative purchases in incomplete markets. In our model, an investor attempts to maximize the spread between her model price and the offered market price through optimally timing her purchase. Both the…

证券定价 · 定量金融 2011-10-12 Tim Leung , Michael Ludkovski

The calibration of volatility models from observable option prices is a fundamental problem in quantitative finance. The most common approach among industry practitioners is based on the celebrated Dupire's formula [6], which requires the…

数理金融 · 定量金融 2019-06-25 Ivan Guo , Grégoire Loeper , Shiyi Wang

This paper studies the problem of maximizing the expected utility of terminal wealth for a financial agent with an unbounded random endowment, and with a utility function which supports both positive and negative wealth. We prove the…

投资组合管理 · 定量金融 2008-12-10 Mark Owen , Gordan Zitkovic

We consider the superhedging price of an exotic option under nondominated model uncertainty in discrete time in which the option buyer chooses some action from an (uncountable) action space at each time step. By introducing an enlarged…

数理金融 · 定量金融 2023-11-03 Anna Aksamit , Ivan Guo , Shidan Liu , Zhou Zhou

We provide a model-free pricing-hedging duality in continuous time. For a frictionless market consisting of $d$ risky assets with continuous price trajectories, we show that the purely analytic problem of finding the minimal superhedging…

数理金融 · 定量金融 2019-07-29 Daniel Bartl , Michael Kupper , David J. Prömel , Ludovic Tangpi

Pricing financial or real options with arbitrary payoffs in regime-switching models is an important problem in finance. Mathematically, it is to solve, under certain standard assumptions, a general form of optimal stopping problems in…

数理金融 · 定量金融 2018-09-11 Masahiko Egami , Rusudan Kevkhishvili

A make-your-mind-up option is an American derivative with delivery lags. We show that its put option can be decomposed as a European put and a new type of American-style derivative. The latter is an option for which the investor receives…

证券定价 · 定量金融 2021-01-01 Gechun Liang , Zhou Yang