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相关论文: Unified Framework of Mean-Field Formulations for O…

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In this paper we study a class of time-inconsistent terminal Markovian control problems in discrete time subject to model uncertainty. We combine the concept of the sub-game perfect strategies with the adaptive robust stochastic to tackle…

最优化与控制 · 数学 2020-09-10 Tomasz R. Bielecki , Tao Chen , Igor Cialenco

Mean field limits are an important tool in the context of large-scale dynamical systems, in particular, when studying multiagent and interacting particle systems. While the continuous-time theory is well-developed, few works have considered…

系统与控制 · 电气工程与系统科学 2023-12-12 Christian Fiedler , Michael Herty , Sebastian Trimpe

Given a set of assets and an investment capital, the classical portfolio selection problem consists in determining the amount of capital to be invested in each asset in order to build the most profitable portfolio. The portfolio…

投资组合管理 · 定量金融 2019-07-17 Justo Puerto , Moises Rodríguez-Madrena , Andrea Scozzari

This paper investigates the optimization problem of an infinite stage discrete time Markov decision process (MDP) with a long-run average metric considering both mean and variance of rewards together. Such performance metric is important…

最优化与控制 · 数学 2020-08-11 Li Xia

In this study, we address the challenge of portfolio optimization, a critical aspect of managing investment risks and maximizing returns. The mean-CVaR portfolio is considered a promising method due to today's unstable financial market…

投资组合管理 · 定量金融 2023-09-22 Kei Nakagawa , Masaya Abe , Seiichi Kuroki

We present a parsimonious neural network approach, which does not rely on dynamic programming techniques, to solve dynamic portfolio optimization problems subject to multiple investment constraints. The number of parameters of the…

计算金融 · 定量金融 2023-03-17 Pieter M. van Staden , Peter A. Forsyth , Yuying Li

In this paper, we attempt to introduce the Bellman principle for a discrete time multi-period mean-variance model. Based on this new take on the Bellman principle, we obtain a dynamic time-consistent optimal strategy and related efficient…

数理金融 · 定量金融 2020-11-24 Shuzhen Yang

We study the optimal control of discrete time mean filed dynamical systems under partial observations. We express the global law of the filtered process as a controlled system with its own dynamics. Following a dynamic programming approach,…

最优化与控制 · 数学 2023-03-13 Jeremy Chichportich , Idris Kharroubi

In this article, we propose a new unifying framework for the investigation of multi-agent control problems in the mean-field setting. Our approach is based on a new definition of differential inclusions for continuity equations formulated…

最优化与控制 · 数学 2020-09-15 Benoît Bonnet , Hélène Frankowska

Multi-period portfolio optimization is important for real portfolio management, as it accounts for transaction costs, path-dependent risks, and the intertemporal structure of trading decisions that single-period models cannot capture.…

计算工程、金融与科学 · 计算机科学 2025-12-16 Yuxuan Linghu , Zhiyuan Liu , Qi Deng

In this paper, we study the mean-variance portfolio selection problem under partial information with drift uncertainty. First we show that the market model is complete even in this case while the information is not complete and the drift is…

投资组合管理 · 定量金融 2020-10-27 Jie Xiong , Zuo quan Xu , Jiayu Zheng

The mean and variance of portfolio returns are the standard quantities to measure the expected return and risk of a portfolio. Efficient portfolios that provide optimal trade-offs between mean and variance warrant consideration. To express…

信号处理 · 电气工程与系统科学 2022-12-15 Shengjie Xiu , Xiwen Wang , Daniel P. Palomar

The cardinality-constrained mean-variance portfolio problem has garnered significant attention within contemporary finance due to its potential for achieving low risk while effectively managing risks and transaction costs. Instead of…

最优化与控制 · 数学 2024-07-15 Ahmad Mousavi , George Michailidis

This paper concerns a continuous time mean-variance (MV) portfolio selection problem in a jump-diffusion financial model with no-shorting trading constraint. The problem is reduced to two subproblems: solving a stochastic linear-quadratic…

最优化与控制 · 数学 2024-06-07 Xiaomin Shi , Zuo Quan Xu

This paper introduces Bayesian frameworks for tackling various aspects of multi-criteria decision-making (MCDM) problems, leveraging a probabilistic interpretation of MCDM methods and challenges. By harnessing the flexibility of Bayesian…

人工智能 · 计算机科学 2025-08-08 Majid Mohammadi

The portfolio optimisation problem, first raised by Harry Markowitz in 1952, has been a fundamental and central topic to understanding the stock market and making decisions. There has been plenty of works contributing to development of the…

投资组合管理 · 定量金融 2019-07-09 Xiang Meng

We consider a data-driven formulation of the classical discrete-time stochastic control problem. Our approach exploits the natural structure of many such problems, in which significant portions of the system are uncontrolled. Employing the…

最优化与控制 · 数学 2025-08-25 Boris Baros , Samuel N. Cohen , Christoph Reisinger

Model-based clustering integrated with variable selection is a powerful tool for uncovering latent structures within complex data. However, its effectiveness is often hindered by challenges such as identifying relevant variables that define…

This paper presents how the most recent improvements made on covariance matrix estimation and model order selection can be applied to the portfolio optimisation problem. The particular case of the Maximum Variety Portfolio is treated but…

应用统计 · 统计学 2018-04-03 Emmanuelle Jay , Eugénie Terreaux , Jean-Philippe Ovarlez , Frédéric Pascal

This paper studies the dynamic programming principle using the measurable selection method for stochastic control of continuous processes. The novelty of this work is to incorporate intermediate expectation constraints on the canonical…

最优化与控制 · 数学 2020-04-22 Yuk-Loong Chow , Xiang Yu , Chao Zhou