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It is shown that the axioms for coherent risk measures imply that whenever there is an asset in a portfolio that dominates the others in a given sample (which happens with finite probability even for large samples), then this portfolio…

Risk Management · Quantitative Finance 2009-09-29 Imre Kondor , Istvan Varga-Haszonits

We introduce a framework for quantifying propagation of uncertainty arising in a dynamic setting. Specifically, we define dynamic uncertainty sets designed explicitly for discrete stochastic processes over a finite time horizon. These…

Risk Management · Quantitative Finance 2024-02-05 Marlon Moresco , Mélina Mailhot , Silvana M. Pesenti

We introduce new forecast encompassing tests for the risk measure Expected Shortfall (ES). The ES currently receives much attention through its introduction into the Basel III Accords, which stipulate its use as the primary market risk…

Risk Management · Quantitative Finance 2020-08-31 Timo Dimitriadis , Julie Schnaitmann

We study the problem of excess risk evaluation for empirical risk minimization (ERM) under convex losses. We show that by leveraging the idea of wild refitting, one can upper bound the excess risk through the so-called "wild optimism,"…

Machine Learning · Computer Science 2026-03-26 Haichen Hu , David Simchi-Levi

We study the concept of financial bubble in a market model endowed with a set of probability measures, typically mutually singular to each other. In this setting we introduce the notions of robust bubble and robust fundamental value in a…

Mathematical Finance · Quantitative Finance 2016-02-18 Francesca Biagini , Jacopo Mancin

In this paper, we consider a generic interest rate market in the presence of roll-over risk, which generates spreads in spot/forward term rates. We do not require classical absence of arbitrage and rely instead on a minimal market viability…

Pricing of Securities · Quantitative Finance 2023-10-06 Claudio Fontana , Simone Pavarana , Wolfgang J. Runggaldier

The Expected Shortfall (ES) is one of the most important regulatory risk measures in finance, insurance, and statistics, which has recently been characterized via sets of axioms from perspectives of portfolio risk management and statistics.…

Theoretical Economics · Economics 2021-09-09 Qiuqi Wang , Ruodu Wang , Ricardas Zitikis

SOFR derivatives market remains illiquid and incomplete so it is not amenable to classical risk-neutral term structure models which are based on the assumption of perfect liquidity and completeness. This paper develops a statistical SOFR…

Statistical Finance · Quantitative Finance 2026-02-18 Teemu Pennanen , Waleed Taoum

In the paper we develop mathematical tools of quantile hedging in incomplete market. Those could be used for two significant applications: o calculating the \textbf{optimal capital requirement imposed by Solvency II} (Directive 2009/138/EC…

Risk Management · Quantitative Finance 2016-03-27 Przemysław Klusik

This paper is on developing stochastic analysis simultaneously under a general family of probability measures that are not dominated by a single probability measure. The interest in this question originates from the probabilistic…

Probability · Mathematics 2012-02-29 H. Mete Soner , Nizar Touzi , Jianfeng Zhang

Recently, financial industry and regulators have enhanced the debate on the good properties of a risk measure. A fundamental issue is the evaluation of the quality of a risk estimation. On the one hand, a backtesting procedure is desirable…

Risk Management · Quantitative Finance 2017-02-07 Matteo Burzoni , Ilaria Peri , Chiara Maria Ruffo

Under general multivariate regular variation conditions, the extreme Value-at-Risk of a portfolio can be expressed as an integral of a known kernel with respect to a generally unknown spectral measure supported on the unit simplex. The…

Statistics Theory · Mathematics 2020-03-09 Robert Yuen , Stilian Stoev , Dan Cooley

We study dynamic risk measures in a very general framework enabling to model uncertainty and processes with jumps. We previously showed the existence of a canonical equivalence class of probability measures hidden behind a given set of…

Probability · Mathematics 2010-12-30 Jocelyne Bion-Nadal , Magali Kervarec

We revisit the recently introduced concept of return risk measures (RRMs) and extend it by incorporating risk management via multiple so-called eligible assets. The resulting new class of risk measures, termed multi-asset return risk…

Mathematical Finance · Quantitative Finance 2025-10-08 Christian Laudagé , Felix-Benedikt Liebrich , Jörn Sass

We study a continuous-time financial market with continuous price processes under model uncertainty, modeled via a family $\mathcal{P}$ of possible physical measures. A robust notion ${\rm NA}_{1}(\mathcal{P})$ of no-arbitrage of the first…

Mathematical Finance · Quantitative Finance 2015-07-21 Sara Biagini , Bruno Bouchard , Constantinos Kardaras , Marcel Nutz

We develop a framework for regularly varying measures on complete separable metric spaces $\mathbb{S}$ with a closed cone $\mathbb{C}$ removed, extending material in Hult & Lindskog (2006), Das, Mitra & Resnick (2013). Our framework…

Probability · Mathematics 2013-07-23 Filip Lindskog , Sidney I. Resnick , Joyjit Roy

In this paper we study the thermodynamic formalism of strongly transitive endomorphisms $f$, focusing on the set all expanding measures. In case $f$ is a non-flat $C^{1+}$ map defined on a Riemannian manifold, these are invariant…

Dynamical Systems · Mathematics 2023-09-27 Vilton Pinheiro , Paulo Varandas

In this paper, we study an extension of the CPE conjecture to manifolds $M$ which support a structure relating curvature to the geometry of a smooth map $\varphi : M \to N$. The resulting system, denoted by $(\varphi-\mathrm{CPE})$, is…

Differential Geometry · Mathematics 2024-01-17 Giulio Colombo , Luciano Mari , Marco Rigoli

The family of admissible positions in a transaction costs model is a random closed set, which is convex in case of proportional transaction costs. However, the convexity fails, e.g. in case of fixed transaction costs or when only a finite…

Risk Management · Quantitative Finance 2021-01-15 Andreas Haier , Ilya Molchanov

When estimating the risk of a financial position with empirical data or Monte Carlo simulations via a tail-dependent law invariant risk measure such as the Conditional Value-at-Risk (CVaR), it is important to ensure the robustness of the…

Risk Management · Quantitative Finance 2020-06-30 Wei Wang , Huifu Xu , Tiejun Ma
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