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We investigate the possibility of completing financial markets in a model with no exogenous probability measure and market imperfections. A necessary and sufficient condition is obtained for such extension to be possible.

Mathematical Finance · Quantitative Finance 2021-09-15 Gianluca Cassese

We characterize when a convex risk measure associated to a law-invariant acceptance set in $L^\infty$ can be extended to $L^p$, $1\leq p<\infty$, preserving finiteness and continuity. This problem is strongly connected to the statistical…

Risk Management · Quantitative Finance 2014-01-15 Pablo Koch-Medina , Cosimo Munari

Optimization of distortion riskmetrics with distributional uncertainty has wide applications in finance and operations research. Distortion riskmetrics include many commonly applied risk measures and deviation measures, which are not…

Optimization and Control · Mathematics 2022-02-25 Silvana Pesenti , Qiuqi Wang , Ruodu Wang

We show how risk measures originally defined in a model free framework in terms of acceptance sets and reference assets imply a meaningful underlying probability structure. Hereafter we construct a maximal domain of definition of the risk…

Risk Management · Quantitative Finance 2017-11-27 Felix-Benedikt Liebrich , Gregor Svindland

Consider a financial market in which an agent trades with utility-induced restrictions on wealth. By introducing a general convex-analytic framework which includes the class of umbrella wedges in certain Riesz spaces and faces of convex…

Probability · Mathematics 2008-12-10 Frank Oertel , Mark P. Owen

We review the nature of some well-known phenomena such as volatility smiles, convexity adjustments and parallel derivative markets. We propose that the market is incomplete and postulate the existence of intrinsic risks in every contingent…

Pricing of Securities · Quantitative Finance 2014-08-19 Truc Le

In the paper we investigate automatic Fatou property of law-invariant risk measures on a rearrangement-invariant function space $\mathcal{X}$ other than $L^\infty$. The main result is the following characterization: Every real-valued,…

Risk Management · Quantitative Finance 2022-01-27 Shengzhong Chen , Niushan Gao , Denny Leung , Lei Li

This study develops a framework for testing hypotheses on structural parameters in incomplete models. Such models make set-valued predictions and hence do not generally yield a unique likelihood function. The model structure, however,…

Econometrics · Economics 2019-12-03 Hiroaki Kaido , Yi Zhang

In this paper, by proposing two new kinds of distributional uncertainty sets, we explore robustness of distortion risk measures against distributional uncertainty. To be precise, we first consider a distributional uncertainty set which is…

Risk Management · Quantitative Finance 2025-08-15 Xiangyu Han , Yijun Hu , Ran Wang , Linxiao Wei

This paper investigates the problem of maximizing expected terminal utility in a (generically incomplete) discrete-time financial market model with finite time horizon. In contrast to the standard setting, a possibly non-concave utility…

Portfolio Management · Quantitative Finance 2014-09-04 Laurence Carassus , Miklos Rasonyi

This paper introduces the Lambda extension of the R\'{e}nyi entropic value-at-risk ($\Lambda$-EVaR), a novel family of risk measures that unifies the flexible confidence level structure of the $\Lambda$-framework with the higher-moment…

Risk Management · Quantitative Finance 2026-04-14 Zhenfeng Zou

The risk of a financial position is usually summarized by a risk measure. As this risk measure has to be estimated from historical data, it is important to be able to verify and compare competing estimation procedures. In statistical…

Risk Management · Quantitative Finance 2014-04-01 Johanna F. Ziegel

Risk-neutral pricing dictates that the discounted derivative price is a martingale in a measure equivalent to the economic measure. The residual ambiguity for incomplete markets is here resolved by minimising the entropy of the price…

Mathematical Finance · Quantitative Finance 2020-07-01 Paul McCloud

Volatility, as a primary indicator of financial risk, forms the foundation of classical frameworks such as Markowitz's Portfolio Theory and the Efficient Market Hypothesis (EMH). However, its conventional use rests on assumptions-most…

General Finance · Quantitative Finance 2025-08-19 Sergio Bianchi , Daniele Angelini , Massimiliano Frezza , Augusto Pianese

In this paper, we study convex risk measures with weak optimal transport penalties. In a first step, we show that these risk measures allow for an explicit representation via a nonlinear transform of the loss function. In a second step, we…

Mathematical Finance · Quantitative Finance 2023-12-12 Michael Kupper , Max Nendel , Alessandro Sgarabottolo

The use of non-translation invariant risk measures within the equal risk pricing (ERP) methodology for the valuation of financial derivatives is investigated. The ability to move beyond the class of convex risk measures considered in…

Computational Finance · Quantitative Finance 2021-07-26 Alexandre Carbonneau , Frédéric Godin

Due to their heterogeneity, insurance risks can be properly described as a mixture of different fixed models, where the weights assigned to each model may be estimated empirically from a sample of available data. If a risk measure is…

Risk Management · Quantitative Finance 2018-02-12 Valeria Bignozzi , Claudio Macci , Lea Petrella

This paper studies the identification, estimation, and hypothesis testing problem in complete and incomplete economic models with testable assumptions. Testable assumptions ($A$) give strong and interpretable empirical content to the models…

Econometrics · Economics 2022-03-11 Moyu Liao

We prove that for some manifolds $M$ the set of robustly transitive partially hyperbolic diffeomorphisms of $M$ with one-dimensional nonhyperbolic centre direction contains a $C^1$-open and dense subset of diffeomorphisms with nonhyperbolic…

Dynamical Systems · Mathematics 2018-10-08 Christian Bonatti , Lorenzo J. Díaz , Dominik Kwietniak

Backtesting risk measures is a central task in financial regulation. While standard backtests evaluate whether a forecasting model is statistically consistent with observed losses, regulatory practice often requires assessing the…

Methodology · Statistics 2026-03-06 Zhanyi Jiao , Qiuqi Wang , Yimiao Zhao
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