English

Almost all orbits of the Collatz map attain almost bounded values

Probability 2022-02-17 v5 Dynamical Systems Number Theory

Abstract

Define the \emph{Collatz map} Col:N+1N+1\mathrm{Col} : \mathbb{N}+1 \to \mathbb{N}+1 on the positive integers N+1={1,2,3,}\mathbb{N}+1 = \{1,2,3,\dots\} by setting Col(N)\mathrm{Col}(N) equal to 3N+13N+1 when NN is odd and N/2N/2 when NN is even, and let Colmin(N):=infnNColn(N)\mathrm{Col}_{\min}(N) := \inf_{n \in \mathbb{N}} \mathrm{Col}^n(N) denote the minimal element of the Collatz orbit N,Col(N),Col2(N),N, \mathrm{Col}(N), \mathrm{Col}^2(N), \dots. The infamous \emph{Collatz conjecture} asserts that Colmin(N)=1\mathrm{Col}_{\min}(N)=1 for all NN+1N \in \mathbb{N}+1. Previously, it was shown by Korec that for any θ>log3log40.7924\theta > \frac{\log 3}{\log 4} \approx 0.7924, one has Colmin(N)Nθ\mathrm{Col}_{\min}(N) \leq N^\theta for almost all NN+1N \in \mathbb{N}+1 (in the sense of natural density). In this paper we show that for \emph{any} function f:N+1Rf : \mathbb{N}+1 \to \mathbb{R} with limNf(N)=+\lim_{N \to \infty} f(N)=+\infty, one has Colmin(N)f(N)\mathrm{Col}_{\min}(N) \leq f(N) for almost all NN+1N \in \mathbb{N}+1 (in the sense of logarithmic density). Our proof proceeds by establishing an approximate transport property for a certain first passage random variable associated with the Collatz iteration (or more precisely, the closely related Syracuse iteration), which in turn follows from estimation of the characteristic function of a certain skew random walk on a 33-adic cyclic group at high frequencies. This estimation is achieved by studying how a certain two-dimensional renewal process interacts with a union of triangles associated to a given frequency.

Cite

@article{arxiv.1909.03562,
  title  = {Almost all orbits of the Collatz map attain almost bounded values},
  author = {Terence Tao},
  journal= {arXiv preprint arXiv:1909.03562},
  year   = {2022}
}

Comments

58 pages, 4 figures. Submitted, Forum of Math, Pi. This is the second revision, incorporating further suggestions from the referee

R2 v1 2026-06-23T11:09:08.779Z