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Grokking in modular arithmetic has established itself as the quintessential fruit fly experiment, serving as a critical domain for investigating the mechanistic origins of model generalization. Despite its significance, existing research…

人工智能 · 计算机科学 2026-04-01 Junjie Zhang , Zhen Shen , Gang Xiong , Xisong Dong

It is important to understand how dropout, a popular regularization method, aids in achieving a good generalization solution during neural network training. In this work, we present a theoretical derivation of an implicit regularization of…

机器学习 · 计算机科学 2023-04-11 Zhongwang Zhang , Zhi-Qin John Xu

Grokking is the phenomenon where neural networks NNs initially fit the training data and later generalize to the test data during training. In this paper, we empirically provide a frequency perspective to explain the emergence of this…

机器学习 · 计算机科学 2024-05-29 Zhangchen Zhou , Yaoyu Zhang , Zhi-Qin John Xu

Delayed generalization, termed grokking, in a machine learning calculation occurs when the increase in test accuracy is delayed relative to the training accuracy. This paper examines grokking in the context of a dense neural network trained…

无序系统与神经网络 · 物理学 2026-02-06 Karolina Hutchison , David Yevick

Neural collapse ($\mathcal{NC}$) is a phenomenon observed in classification tasks where top-layer representations collapse into their class means, which become equinorm, equiangular and aligned with the classifiers. These behaviours --…

机器学习 · 计算机科学 2024-11-27 Robert Wu , Vardan Papyan

Existing accounts of grokking explain the phenomena in terms of mechanistic frameworks such as circuit efficiency or lazy-to-rich transitions. However, despite a known dependence between grokking and model size, how model capacity shapes…

机器学习 · 计算机科学 2026-05-12 Yiding Song , Hanming Ye

The recent work of Papyan, Han, & Donoho (2020) presented an intriguing "Neural Collapse" phenomenon, showing a structural property of interpolating classifiers in the late stage of training. This opened a rich area of exploration studying…

机器学习 · 计算机科学 2022-02-18 Like Hui , Mikhail Belkin , Preetum Nakkiran

We formalize and study a phenomenon called feature collapse that makes precise the intuitive idea that entities playing a similar role in a learning task receive similar representations. As feature collapse requires a notion of task, we…

机器学习 · 计算机科学 2023-05-26 Thomas Laurent , James H. von Brecht , Xavier Bresson

Training loss and accuracy are the standard signals used to monitor generalization during deep neural network training. Two well-documented phenomena complicate this picture: in grokking, train loss falls rapidly while test performance…

机器学习 · 计算机科学 2026-05-29 Chi-Ning Chou , Oscar Uzdelewicz , Neng-Chun Chiu , Yao-Yuan Yang , SueYeon Chung

Grokking, a delayed generalization in neural networks after perfect training performance, has been observed in Transformers and MLPs, but the components driving it remain underexplored. We show that embeddings are central to grokking:…

机器学习 · 计算机科学 2025-05-22 H. V. AlquBoj , Hilal AlQuabeh , Velibor Bojkovic , Munachiso Nwadike , Kentaro Inui

Many of the recent remarkable advances in computer vision and language models can be attributed to the success of transfer learning via the pre-training of large foundation models. However, a theoretical framework which explains this…

机器学习 · 计算机科学 2024-12-19 Michael Munn , Benoit Dherin , Javier Gonzalvo

We present a simple neural network that can learn modular arithmetic tasks and exhibits a sudden jump in generalization known as ``grokking''. Concretely, we present (i) fully-connected two-layer networks that exhibit grokking on various…

机器学习 · 计算机科学 2023-01-10 Andrey Gromov

Neural networks sometimes exhibit grokking, a phenomenon where perfect or near-perfect performance is achieved on a validation set well after the same performance has been obtained on the corresponding training set. In this workshop paper,…

机器学习 · 计算机科学 2024-02-15 Jack Miller , Patrick Gleeson , Charles O'Neill , Thang Bui , Noam Levi

When training overparameterized deep networks for classification tasks, it has been widely observed that the learned features exhibit a so-called "neural collapse" phenomenon. More specifically, for the output features of the penultimate…

机器学习 · 计算机科学 2023-03-09 Can Yaras , Peng Wang , Zhihui Zhu , Laura Balzano , Qing Qu

Grokking - the delayed transition from memorisation to generalisation in neural networks - remains poorly understood. We study this phenomenon through the geometry of learned representations and identify a consistent empirical signature…

机器学习 · 计算机科学 2026-05-13 Truong Xuan Khanh , Truong Quynh Hoa , Luu Duc Trung , Phan Thanh Duc

In this paper, we extend original Neural Collapse Phenomenon by proving Generalized Neural Collapse hypothesis. We obtain Grassmannian Frame structure from the optimization and generalization of classification. This structure maximally…

机器学习 · 计算机科学 2023-05-15 Peifeng Gao , Qianqian Xu , Peisong Wen , Huiyang Shao , Zhiyong Yang , Qingming Huang

This paper studies emergent phenomena in neural networks by focusing on grokking where models suddenly generalize after delayed memorization. To understand this phase transition, we utilize higher-order mutual information to analyze the…

机器学习 · 计算机科学 2024-08-20 Kenzo Clauw , Sebastiano Stramaglia , Daniele Marinazzo

While the phenomenon of grokking, i.e., delayed generalization, has been studied extensively, it remains an open problem whether there is a mathematical framework that characterizes what kind of features will emerge, how and in which…

机器学习 · 计算机科学 2025-12-03 Yuandong Tian

This paper focuses on predicting the occurrence of grokking in neural networks, a phenomenon in which perfect generalization emerges long after signs of overfitting or memorization are observed. It has been reported that grokking can only…

机器学习 · 计算机科学 2023-10-02 Pascal Jr. Tikeng Notsawo , Hattie Zhou , Mohammad Pezeshki , Irina Rish , Guillaume Dumas

Recent studies have uncovered intriguing phenomena in deep learning, such as grokking, double descent, and emergent abilities in large language models, which challenge human intuition and are crucial for a deeper understanding of neural…

机器学习 · 计算机科学 2024-02-27 Yufei Huang , Shengding Hu , Xu Han , Zhiyuan Liu , Maosong Sun