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Financial document question answering (QA) demands complex multi-step numerical reasoning over heterogeneous evidence--structured tables, textual narratives, and footnotes--scattered across corporate filings. Existing retrieval-augmented…

人工智能 · 计算机科学 2026-05-08 Yang Shu , Yingmin Liu , Zequn Xie

In the fast-paced financial domain, accurate and up-to-date information is critical to addressing ever-evolving market conditions. Retrieving this information correctly is essential in financial Question-Answering (QA), since many language…

信息检索 · 计算机科学 2025-09-04 Chanyeol Choi , Jihoon Kwon , Jaeseon Ha , Hojun Choi , Chaewoon Kim , Yongjae Lee , Jy-yong Sohn , Alejandro Lopez-Lira

Financial documents--such as 10-Ks, 10-Qs, and investor presentations--span hundreds of pages and combine diverse modalities, including dense narrative text, structured tables, and complex figures. Answering questions over such content…

计算与语言 · 计算机科学 2026-04-13 Chinmay Gondhalekar , Urjitkumar Patel , Fang-Chun Yeh

Retrieval-augmented generation (RAG) systems offer a promising approach to reduce hallucinations and improve answer accuracy in large language models (LLMs), a requirement for reliable, financial analysis where answers must be grounded in…

机器学习 · 计算机科学 2026-05-26 Magnus Samuelsen , Wilmer Nyström , Somnath Mazumdar , Mansoor Hussain , Mikkel Strange

Retrieval-Augmented Generation (RAG) systems often face limitations in specialized domains such as fintech, where domain-specific ontologies, dense terminology, and acronyms complicate effective retrieval and synthesis. This paper…

Retrieval-Augmented Generation (RAG) is becoming increasingly essential for Question Answering (QA) in the financial sector, where accurate and contextually grounded insights from complex public disclosures are crucial. However, existing…

Financial disclosures such as 10-K filings present challenging retrieval problems due to their length, regulatory section hierarchy, and domain-specific language, which standard retrieval-augmented generation (RAG) models underuse. We…

计算工程、金融与科学 · 计算机科学 2025-09-16 Ying Li , Mengyu Wang , Miguel de Carvalho , Sotirios Sabanis , Tiejun Ma

Retrieval-Augmented Generation (RAG) has emerged as a promising framework to mitigate hallucinations in Large Language Models (LLMs), yet its overall performance is dependent on the underlying retrieval system. In the finance domain,…

信息检索 · 计算机科学 2025-03-20 Sejong Kim , Hyunseo Song , Hyunwoo Seo , Hyunjun Kim

Financial sectors are rapidly adopting language model technologies, yet evaluating specialized RAG systems in this domain remains challenging. This paper introduces SMARTFinRAG, addressing three critical gaps in financial RAG assessment:…

计算工程、金融与科学 · 计算机科学 2025-04-28 Yiwei Zha

Financial analysts face significant challenges extracting information from lengthy 10-K reports, which often exceed 100 pages. This paper presents a Retrieval-Augmented Generation (RAG) system designed to answer questions about S&P 500…

计算与语言 · 计算机科学 2026-04-29 Zhiyuan Cheng , Longying Lai , Yue Liu , Kai Cheng , Xiaoxi Qi

In the modern financial sector, the exponential growth of data has made efficient and accurate financial data analysis increasingly crucial. Traditional methods, such as statistical analysis and rule-based systems, often struggle to process…

统计金融 · 定量金融 2025-04-10 Jingru Wang , Wen Ding , Xiaotong Zhu

Retrieval-Augmented Generation (RAG) plays a vital role in the financial domain, powering applications such as real-time market analysis, trend forecasting, and interest rate computation. However, most existing RAG research in finance…

计算与语言 · 计算机科学 2025-09-10 Suifeng Zhao , Zhuoran Jin , Sujian Li , Jun Gao

Multi-document Multi-entity Question Answering inherently demands models to track implicit logic between multiple entities across scattered documents. However, existing Large Language Models (LLMs) and Retrieval-Augmented Generation (RAG)…

人工智能 · 计算机科学 2026-03-13 Teng Lin , Yizhang Zhu , Zhengxuan Zhang , Yuyu Luo , Nan Tang

Retrieval-augmented generation (RAG) effectively addresses issues of static knowledge and hallucination in large language models. Existing studies mostly focus on question scenarios with clear user intents and concise answers. However, it…

计算与语言 · 计算机科学 2025-02-18 Shuting Wang , Xin Yu , Mang Wang , Weipeng Chen , Yutao Zhu , Zhicheng Dou

The rapid evolution of Retrieval-Augmented Generation (RAG) toward multimodal, high-stakes enterprise applications has outpaced the development of domain specific evaluation benchmarks. Existing datasets often rely on general-domain corpora…

人工智能 · 计算机科学 2026-01-23 Chandan Kumar Sahu , Premith Kumar Chilukuri , Matthew Hetrich

Retrieval-Augmented Generation (RAG) shows significant promise in knowledge-intensive tasks by improving domain specificity, enhancing temporal relevance, and reducing hallucinations. However, applying RAG to finance encounters critical…

机器学习 · 计算机科学 2025-11-03 Mohammad Zahangir Alam , Khandoker Ashik Uz Zaman , Mahdi H. Miraz

We introduce AccurateRAG -- a novel framework for constructing high-performance question-answering applications based on retrieval-augmented generation (RAG). Our framework offers a pipeline for development efficiency with tools for raw…

计算与语言 · 计算机科学 2026-03-04 Linh The Nguyen , Chi Tran , Dung Ngoc Nguyen , Van-Cuong Pham , Hoang Ngo , Dat Quoc Nguyen

Tax authorities and public-sector financial agencies rely on large volumes of unstructured and semi-structured fiscal documents - including tax forms, instructions, publications, and jurisdiction-specific guidance - to support compliance…

信息检索 · 计算机科学 2026-03-17 Akhil Chandra Shanivendra

PDF files are primarily intended for human reading rather than automated processing. In addition, the heterogeneous content of PDFs, such as text, tables, and images, poses significant challenges for parsing and information extraction. To…

Accurately forecasting stock price movements is critical for informed financial decision-making, supporting applications ranging from algorithmic trading to risk management. However, this task remains challenging due to the difficulty of…

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