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Sparse portfolio optimization is a fundamental yet challenging problem in quantitative finance, since traditional approaches heavily relying on historical return statistics and static objectives can hardly adapt to dynamic market regimes.…

投资组合管理 · 定量金融 2025-07-24 Haochen Luo , Yuan Zhang , Chen Liu

Large Language Models (LLMs) show potential as sequential decision-making agents, but their application is often limited due to a reliance on large, computationally expensive models. This creates a need to improve smaller models, yet…

计算与语言 · 计算机科学 2025-08-15 Jim Dilkes , Vahid Yazdanpanah , Sebastian Stein

Fine-tuning methods such as Direct Preference Optimization (DPO) and Group Relative Policy Optimization (GRPO) have demonstrated success in training large language models (LLMs) for single-turn tasks. However, these methods fall short in…

计算与语言 · 计算机科学 2025-07-16 Thomas Savage

While large language models (LLMs) have recently made tremendous progress towards solving challenging AI problems, they have done so at increasingly steep computational and API costs. We propose a novel strategy where we combine multiple…

机器学习 · 计算机科学 2026-03-24 Wenwen Si , Sooyong Jang , Insup Lee , Osbert Bastani

Self-generated counterfactual explanations (SCEs) are minimally modified inputs (minimality) generated by large language models (LLMs) that flip their own predictions (validity), offering a causally grounded approach to unraveling black-box…

计算与语言 · 计算机科学 2026-05-13 Yilong Wang , Qianli Wang , Bohao Chu , Yihong Liu , Jing Yang , Simon Ostermann

Aligning the output of Large Language Models (LLMs) with human preferences (e.g., by means of reinforcement learning with human feedback, or RLHF) is essential for ensuring their effectiveness in real-world scenarios. Despite significant…

人工智能 · 计算机科学 2024-10-23 Pietro Bernardelle , Gianluca Demartini

Bootstrapping large language models (LLMs) through preference-based policy optimization offers a promising direction for aligning model behavior with human preferences without relying on extensive manual annotations. In this work, we…

人工智能 · 计算机科学 2025-12-25 Chen Jia

The next token prediction loss is the dominant self-supervised training objective for large language models and has achieved promising results in a variety of downstream tasks. However, upon closer investigation of this objective, we find…

计算与语言 · 计算机科学 2025-02-25 Zhili Feng , Dhananjay Ram , Cole Hawkins , Aditya Rawal , Jinman Zhao , Sheng Zha

The Chain-of-Thought (CoT) paradigm has emerged as a critical approach for enhancing the reasoning capabilities of large language models (LLMs). However, despite their widespread adoption and success, CoT methods often exhibit instability…

人工智能 · 计算机科学 2024-09-06 Yu Wang , Shiwan Zhao , Zhihu Wang , Heyuan Huang , Ming Fan , Yubo Zhang , Zhixing Wang , Haijun Wang , Ting Liu

Large language models (LLMs) have been widely adopted in mathematical optimization in scientific scenarios for their extensive knowledge and advanced reasoning capabilities. Existing methods mainly focus on utilizing LLMs to solve…

最优化与控制 · 数学 2025-03-18 Qitan Lv , Tianyu Liu , Hong Wang

Direct Preference Optimization (DPO) and its variants have become the de facto standards for aligning large language models (LLMs) with human preferences or specific goals. However, DPO requires high-quality preference data and suffers from…

机器学习 · 计算机科学 2024-11-12 Zhuotong Chen , Fang Liu , Jennifer Zhu , Wanyu Du , Yanjun Qi

Emotional Support Conversation (ESC) is a typical dialogue that can effectively assist the user in mitigating emotional pressures. However, owing to the inherent subjectivity involved in analyzing emotions, current non-artificial…

计算与语言 · 计算机科学 2024-08-05 Huaiwen Zhang , Yu Chen , Ming Wang , Shi Feng

Fine-tuning large language models (LLMs) on human preferences, typically through reinforcement learning from human feedback (RLHF), has proven successful in enhancing their capabilities. However, ensuring the safety of LLMs during…

人工智能 · 计算机科学 2025-04-09 Wenxuan Zhang , Philip H. S. Torr , Mohamed Elhoseiny , Adel Bibi

Existing alignment methods for preference optimization of large language models (LLMs) aim to enhance model performance by utilizing pairs of positive and negative samples. However, due to the limited capacity of models in scoring or…

计算与语言 · 计算机科学 2025-09-30 Jun Rao , Yunjie Liao , Xuebo Liu , Zepeng Lin , Lian Lian , Dong Jin , Shengjun Cheng , Jun Yu , Min Zhang

Combinatorial optimization (CO) problems, central to decision-making scenarios like logistics and manufacturing, are traditionally solved using problem-specific algorithms requiring significant domain expertise. While large language models…

人工智能 · 计算机科学 2025-09-24 Xia Jiang , Yaoxin Wu , Minshuo Li , Zhiguang Cao , Yingqian Zhang

Recently, there has been a growing interest in leveraging Large Language Models (LLMs) for recommendation systems, which usually adapt a pre-trained LLM to the recommendation scenario through supervised fine-tuning (SFT). However, both the…

信息检索 · 计算机科学 2024-10-17 Jiayi Liao , Xiangnan He , Ruobing Xie , Jiancan Wu , Yancheng Yuan , Xingwu Sun , Zhanhui Kang , Xiang Wang

Emotional Support Conversation (ESC) plays a critical role in mental health assistance by providing accessible psychological support in real-world applications. Large Language Models (LLMs) have shown strong empathetic abilities in ESC…

计算与语言 · 计算机科学 2026-04-21 Lin Zhong , Renjin Zhu , Shujuan Ma , Jinhao Cui , Lingzhi Wang , Hao Chen , Qing Liao

The alignment of large language models (LLMs) is crucial not only for unlocking their potential in specific tasks but also for ensuring that responses meet human expectations and adhere to safety and ethical principles. Current alignment…

计算与语言 · 计算机科学 2024-06-18 Ruijun Chen , Jiehao Liang , Shiping Gao , Fanqi Wan , Xiaojun Quan

We introduce an approach aimed at enhancing the reasoning capabilities of Large Language Models (LLMs) through an iterative preference learning process inspired by the successful strategy employed by AlphaZero. Our work leverages Monte…

人工智能 · 计算机科学 2024-06-19 Yuxi Xie , Anirudh Goyal , Wenyue Zheng , Min-Yen Kan , Timothy P. Lillicrap , Kenji Kawaguchi , Michael Shieh

The alignment of language models with human preferences is vital for their application in real-world tasks. The problem is formulated as optimizing the model's policy to maximize the expected reward that reflects human preferences with…

计算与语言 · 计算机科学 2024-06-06 Haozhe Ji , Cheng Lu , Yilin Niu , Pei Ke , Hongning Wang , Jun Zhu , Jie Tang , Minlie Huang