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The recent surge in Deep Learning (DL) research of the past decade has successfully provided solutions to many difficult problems. The field of quantitative analysis has been slowly adapting the new methods to its problems, but due to…

Many sequential decision-making problems exhibit hierarchical structure, where high-level semantic choices constrain downstream actions and feedback is delayed and ambiguous. Learning in such settings is challenging due to credit…

Language Models (LMs) typically adhere to a "pre-training and fine-tuning" paradigm, where a universal pre-trained model can be fine-tuned to cater to various specialized domains. Low-Rank Adaptation (LoRA) has gained the most widespread…

密码学与安全 · 计算机科学 2025-07-25 Delong Ran , Xinlei He , Tianshuo Cong , Anyu Wang , Qi Li , Xiaoyun Wang

In response to Task II of the FinRL Challenge at ACM ICAIF 2024, this study proposes a novel prompt framework for fine-tuning large language models (LLM) with Reinforcement Learning from Market Feedback (RLMF). Our framework incorporates…

交易与市场微观结构 · 定量金融 2025-02-05 Arnav Grover

Many applications of large language models (LLMs) require deductive reasoning, yet models frequently produce incorrect or redundant inference steps. We frame natural language inference as a search problem where the final answer is the valid…

Language models often misinterpret human intentions due to their handling of ambiguity, a limitation well-recognized in NLP research. While morally clear scenarios are more discernible to LLMs, greater difficulty is encountered in morally…

计算与语言 · 计算机科学 2024-10-11 Pranav Senthilkumar , Visshwa Balasubramanian , Prisha Jain , Aneesa Maity , Jonathan Lu , Kevin Zhu

Large Language Models (LLMs) have demonstrated strong performance across various general Natural Language Processing (NLP) tasks. However, their effectiveness in financial credit assessment applications remains suboptimal, primarily due to…

计算与语言 · 计算机科学 2025-12-09 Yu Lei , Zixuan Wang , Chu Liu , Tongyao Wang

We study the limitations of Large Language Models (LLMs) for the task of response generation in human-machine dialogue. Several techniques have been proposed in the literature for different dialogue types (e.g., Open-Domain). However, the…

计算与语言 · 计算机科学 2024-08-06 Simone Alghisi , Massimo Rizzoli , Gabriel Roccabruna , Seyed Mahed Mousavi , Giuseppe Riccardi

The emergence of Pre-trained Language Models (PLMs) has achieved tremendous success in the field of Natural Language Processing (NLP) by learning universal representations on large corpora in a self-supervised manner. The pre-trained models…

信息检索 · 计算机科学 2023-09-14 Peng Liu , Lemei Zhang , Jon Atle Gulla

Although the advancements of pre-trained Large Language Models have significantly accelerated recent progress in NLP, their ever-increasing size poses significant challenges for conventional fine-tuning, especially in memory-intensive…

计算与语言 · 计算机科学 2024-04-02 Chenxi Whitehouse , Fantine Huot , Jasmijn Bastings , Mostafa Dehghani , Chu-Cheng Lin , Mirella Lapata

Financial time series prediction, especially with machine learning techniques, is an extensive field of study. In recent times, deep learning methods (especially time series analysis) have performed outstandingly for various industrial…

机器学习 · 计算机科学 2019-03-01 Sangyeon Kim , Myungjoo Kang

The integration of Large Language Models (LLMs) into financial analysis has garnered significant attention in the NLP community. This paper presents our solution to IJCAI-2024 FinLLM challenge, investigating the capabilities of LLMs within…

计算工程、金融与科学 · 计算机科学 2024-07-03 Yupeng Cao , Zhiyuan Yao , Zhi Chen , Zhiyang Deng

Artificial Intelligence (AI) models increasingly drive high-stakes consumer interactions, yet their decision logic often remains opaque. Prevailing explainable AI techniques rely on post hoc numerical feature attributions, which fail to…

计算与语言 · 计算机科学 2026-01-09 Xiang Cheng , Wen Wang , Anindya Ghose

Instruction finetuning is standard practice for improving LLM performance, yet it remains unclear whether it enhances reasoning or merely induces surface-level pattern matching. We investigate this by evaluating base and instruction-tuned…

机器学习 · 计算机科学 2026-01-21 Prateek Munjal , Clement Christophe , Ronnie Rajan , Praveenkumar Kanithi

We report successful results from using deep learning neural networks (DLNNs) to learn, purely by observation, the behavior of profitable traders in an electronic market closely modelled on the limit-order-book (LOB) market mechanisms that…

计算工程、金融与科学 · 计算机科学 2018-11-08 Arthur le Calvez , Dave Cliff

This report examines the fine-tuning of Large Language Models (LLMs), integrating theoretical insights with practical applications. It outlines the historical evolution of LLMs from traditional Natural Language Processing (NLP) models to…

机器学习 · 计算机科学 2024-10-31 Venkatesh Balavadhani Parthasarathy , Ahtsham Zafar , Aafaq Khan , Arsalan Shahid

Generative, explainable, and flexible recommender systems, derived using Large Language Models (LLM) are promising and poorly adapted to the cold-start user situation, where there is little to no history of interaction. The current…

机器学习 · 计算机科学 2025-07-23 Yushang Zhao , Huijie Shen , Dannier Li , Lu Chang , Chengrui Zhou , Yinuo Yang

Pre-trained language models (PLMs) have gained increasing popularity due to their compelling prediction performance in diverse natural language processing (NLP) tasks. When formulating a PLM-based prediction pipeline for NLP tasks, it is…

计算与语言 · 计算机科学 2022-10-17 Yuxin Xiao , Paul Pu Liang , Umang Bhatt , Willie Neiswanger , Ruslan Salakhutdinov , Louis-Philippe Morency

Fine-tuning Large Language Models (LLMs) typically relies on large quantities of high-quality annotated data, or questions with well-defined ground truth answers in the case of Reinforcement Learning with Verifiable Rewards (RLVR). While…

人工智能 · 计算机科学 2026-04-21 Justin Bauer , Thomas Walshe , Derek Pham , Harit Vishwakarma , Armin Parchami , Frederic Sala , Paroma Varma

Recent advancements in open-source code large language models (LLMs) have been driven by fine-tuning on the data generated from powerful closed-source LLMs, which are expensive to obtain. This paper explores whether it is possible to use a…

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