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Because of their tractability and their natural interpretations in term of market quantities, Hawkes processes are nowadays widely used in high-frequency finance. However, in practice, the statistical estimation results seem to show that…

Statistical Finance · Quantitative Finance 2015-03-13 Thibault Jaisson , Mathieu Rosenbaum

We consider the stochastic volatility model obtained by adding a compound Hawkes process to the volatility of the well-known Heston model. A Hawkes process is a self-exciting counting process with many applications in mathematical finance,…

Probability · Mathematics 2022-10-28 David R. Baños , Salvador Ortiz-Latorre , Oriol Zamora Font

The Hawkes model is suitable for describing self and mutually exciting random events. In addition, the exponential decay in the Hawkes process allows us to calculate the moment properties in the model. However, due to the complexity of the…

Statistical Finance · Quantitative Finance 2024-09-24 Kyungsub Lee

We establish the weak convergence of the intensity of a nearly-unstable Hawkes process with heavy-tailed kernel. Our result is used to derive a scaling limit for a financial market model where orders to buy or sell an asset arrive according…

Mathematical Finance · Quantitative Finance 2026-03-26 Ulrich Horst , Wei Xu , Rouyi Zhang

Using microscopic price models based on Hawkes processes, it has been shown that under some no-arbitrage condition, the high degree of endogeneity of markets together with the phenomenon of metaorders splitting generate rough Heston-type…

Statistical Finance · Quantitative Finance 2021-01-20 Aditi Dandapani , Paul Jusselin , Mathieu Rosenbaum

In this paper we propose an overview of the recent academic literature devoted to the applications of Hawkes processes in finance. Hawkes processes constitute a particular class of multivariate point processes that has become very popular…

Trading and Market Microstructure · Quantitative Finance 2015-05-19 Emmanuel Bacry , Iacopo Mastromatteo , Jean-François Muzy

Hawkes processes were first introduced to obtain microscopic models for the rough volatility observed in asset prices. Scaling limits of such processes leads to the rough-Heston model that describes the macroscopic behavior. Blanc et al.…

Statistical Finance · Quantitative Finance 2025-08-25 Priyanka Chudasama , Srikanth Krishnan Iyer

Empirical data reveals that the liquidity flow into the order book (depositions, cancellations andmarket orders) is influenced by past price changes. In particular, we show that liquidity tends todecrease with the amplitude of past…

Trading and Market Microstructure · Quantitative Finance 2020-06-24 Antoine Fosset , Jean-Philippe Bouchaud , Michael Benzaquen

We introduce a multivariate Hawkes process with constraints on its conditional density. It is a multivariate point process with conditional intensity similar to that of a multivariate Hawkes process but certain events are forbidden with…

Applications · Statistics 2014-02-14 Ban Zheng , François Roueff , Frédéric Abergel

We consider a tick-by-tick model of price formation, in which buy and sell orders are modeled as self-exciting point processes (Hawkes process), similar to the one in [Bacry, Delattre, Hoffmann, Muzy, Modelling microstructure noise with…

Mathematical Finance · Quantitative Finance 2026-03-27 Paolo Dai Pra , Paolo Pigato

A point process for event arrivals in high frequency trading is presented. The intensity is the product of a Hawkes process and high dimensional functions of covariates derived from the order book. Conditions for stationarity of the process…

Trading and Market Microstructure · Quantitative Finance 2026-05-12 Luca Mucciante , Alessio Sancetta

We prove a law of large numbers and a functional central limit theorem for multivariate Hawkes processes observed over a time interval $[0,T]$ in the limit $T \rightarrow \infty$. We further exhibit the asymptotic behaviour of the…

Probability · Mathematics 2012-02-07 Emmanuel Bacry , Sylvain Delattre , Marc Hoffmann , Jean François Muzy

In the classical model of stock prices which is assumed to be Geometric Brownian motion, the drift and the volatility of the prices are held constant. However, in reality, the volatility does vary. In quantitative finance, the Heston model…

Pricing of Securities · Quantitative Finance 2019-10-21 Arunangshu Biswas , Anindya Goswami , Ludger Overbeck

We introduce an affine extension of the Heston model where the instantaneous variance process contains a jump part driven by $\alpha$-stable processes with $\alpha\in(1,2]$. In this framework, we examine the implied volatility and its…

Mathematical Finance · Quantitative Finance 2018-12-06 Ying Jiao , Chunhua Ma , Simone Scotti , Chao Zhou

We introduce a model for limit order book of a certain security with two main features: First, both the limit orders and market orders for the given asset are allowed to appear and interact with each other. Second, the high frequency…

Pricing of Securities · Quantitative Finance 2024-12-24 Yun Chen-Shue , Yukun Li , Jiongmin Yong

We propose a microstructural model for the order flow in financial markets that distinguishes between {\it core orders} and {\it reaction flow}, both modeled as Hawkes processes. This model has a natural scaling limit that reconciles a…

Statistical Finance · Quantitative Finance 2026-02-03 Johannes Muhle-Karbe , Youssef Ouazzani Chahdi , Mathieu Rosenbaum , Grégoire Szymanski

In this paper, we employ the Heston stochastic volatility model to describe the stock's volatility and apply the model to derive and analyze the optimal trading strategies for dealers in a security market. We also extend our study to option…

Trading and Market Microstructure · Quantitative Finance 2016-02-02 Wai-Ki Ching , Jia-Wen Gu , Tak-Kuen Siu , Qing-Qing Yang

We derive a semi-analytical pricing formula for European VIX call options under the Heston-Hawkes stochastic volatility model introduced in arXiv:2210.15343. This arbitrage-free model incorporates the volatility clustering feature by adding…

Mathematical Finance · Quantitative Finance 2024-06-21 Oriol Zamora Font

Volatility measures the amplitude of price fluctuations. Despite it is one of the most important quantities in finance, volatility is not directly observable. Here we apply a maximum likelihood method which assumes that price and volatility…

Computational Finance · Quantitative Finance 2012-09-03 Jordi Camprodon , Josep Perelló

A simple Hawkes model have been developed for the price tick structure dynamics incorporating market microstructure noise and trade clustering. In this paper, the model is extended with random mark to deal with more realistic price tick…

Statistical Finance · Quantitative Finance 2019-07-30 Kyungsub Lee , Byoung Ki Seo
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