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We show that typical behaviors of market participants at the high frequency scale generate leverage effect and rough volatility. To do so, we build a simple microscopic model for the price of an asset based on Hawkes processes. We encode in…

Trading and Market Microstructure · Quantitative Finance 2016-09-19 El Euch Omar , Fukasawa Masaaki , Rosenbaum Mathieu

We prove a law of large numbers and functional central limit theorem for a class of multivariate Hawkes processes with time-dependent reproduction rate. We address the difficulties induced by the use of non-convolutive Volterra processes by…

Probability · Mathematics 2025-01-30 Thomas Deschatre , Pierre Gruet , Antoine Lotz

We introduce a novel stochastic volatility model where the squared volatility of the asset return follows a Jacobi process. It contains the Heston model as a limit case. We show that the joint density of any finite sequence of log returns…

Mathematical Finance · Quantitative Finance 2018-10-31 Damien Ackerer , Damir Filipović , Sergio Pulido

We extend the Heston stochastic volatility model to a Hilbert space framework. The tensor Heston stochastic variance process is defined as a tensor product of a Hilbert-valued Ornstein-Uhlenbeck process with itself. The volatility process…

Probability · Mathematics 2017-06-13 Fred Espen Benth , Iben Cathrine Simonsen

This paper investigates the asymptotic behavior of suitably time-modulated Hawkes processes with heavy-tailed kernels in a nearly unstable regime. We show that, under appropriate scaling, both the intensity processes and the rescaled Hawkes…

Probability · Mathematics 2026-02-12 Emmanuel Gnabeyeu , Gilles Pagès , Mathieu Rosenbaum

In this paper, we study stochastic volatility models in regimes where the maturity is small, but large compared to the mean-reversion time of the stochastic volatility factor. The problem falls in the class of averaging/homogenization…

Pricing of Securities · Quantitative Finance 2012-08-22 Jin Feng , Jean-Pierre Fouque , Rohini Kumar

In the option valuation literature, the shortcomings of one factor stochastic volatility models have traditionally been addressed by adding jumps to the stock price process. An alternate approach in the context of option pricing and…

Mathematical Finance · Quantitative Finance 2019-12-24 Gifty Malhotra , R. Srivastava , H. C. Taneja

We introduce a multivariate Hawkes process that accounts for the dynamics of market prices through the impact of market order arrivals at microstructural level. Our model is a point process mainly characterized by 4 kernels associated with…

Trading and Market Microstructure · Quantitative Finance 2013-01-08 E. Bacry , J. F Muzy

In this paper we introduce two new Hawkes processes, namely, compound and regime-switching compound Hawkes processes, to model the price processes in limit order books. We prove Law of Large Numbers and Functional Central Limit Theorems…

Mathematical Finance · Quantitative Finance 2017-12-11 Anatoliy Swishchuk , Bruno Remillard , Robert Elliott , Jonathan Chavez-Casillas

Stochastic volatility models describe asset prices $S_t$ as driven by an unobserved process capturing the random dynamics of volatility $\sigma_t$. Here, we quantify how much information about $\sigma_t$ can be inferred from asset prices…

Statistical Finance · Quantitative Finance 2015-12-29 Nils Bertschinger , Oliver Pfante

We introduce a point process regression model that is applicable to price models and limit order book models. Hawkes type autoregression in the intensity process is generalized to a stochastic regression to covariate processes. We establish…

Statistics Theory · Mathematics 2015-12-08 Teppei Ogihara , Nakahiro Yoshida

Recent years have seen an increased level of interest in pricing equity options under a stochastic volatility model such as the Heston model. Often, simulating a Heston model is difficult, as a standard finite difference scheme may lead to…

Computational Finance · Quantitative Finance 2011-11-28 Ian Iscoe , Asif Lakhany

We present a tractable non-independent increment process which provides a high modeling flexibility. The process lies on an extension of the so-called Harris chains to continuous time being stationary and Feller. We exhibit constructions,…

Applications · Statistics 2016-05-19 Michelle Anzarut , Ramses H. Mena

Hawkes processes are a particularly interesting class of stochastic process that have been applied in diverse areas, from earthquake modelling to financial analysis. They are point processes whose defining characteristic is that they…

Probability · Mathematics 2015-07-13 Patrick J. Laub , Thomas Taimre , Philip K. Pollett

Dynamic jumps in the price and volatility of an asset are modelled using a joint Hawkes process in conjunction with a bivariate jump diffusion. A state space representation is used to link observed returns, plus nonparametric measures of…

Applications · Statistics 2016-03-10 Worapree Maneesoonthorn , Catherine S. Forbes , Gael M. Martin

Mounting empirical evidence suggests that the observed extreme prices within a trading period can provide valuable information about the volatility of the process within that period. In this paper we define a class of stochastic volatility…

Statistical Finance · Quantitative Finance 2009-01-12 Abel Rodriguez , Henryk Gzyl , German Molina , Enrique ter Horst

We propose the Hawkes flocking model that assesses systemic risk in high-frequency processes at the two perspectives -- endogeneity and interactivity. We examine the futures markets of WTI crude oil and gasoline for the past decade, and…

Trading and Market Microstructure · Quantitative Finance 2020-12-09 Hyun Jin Jang , Kiseop Lee , Kyungsub Lee

A parsimonious generalization of the Heston model is proposed where the volatility-of-volatility is assumed to be stochastic. We follow the perturbation technique of Fouque et al (2011, CUP) to derive a first order approximation of the…

Pricing of Securities · Quantitative Finance 2017-06-06 Jean-Pierre Fouque , Yuri F. Saporito

A point process model for order flows in limit order books is proposed, in which the conditional intensity is the product of a Hawkes component and a state-dependent factor. In the LOB context, state observations may include the observed…

Trading and Market Microstructure · Quantitative Finance 2021-12-06 Emmanouil Sfendourakis , Ioane Muni Toke

We study an extension of the Heston stochastic volatility model that incorporates rough volatility and jump clustering phenomena. In our model, named the rough Hawkes Heston stochastic volatility model, the spot variance is a rough…

Mathematical Finance · Quantitative Finance 2022-10-25 Alessandro Bondi , Sergio Pulido , Simone Scotti