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Limit order book (LOB) is a dynamic, event-driven system that records real-time market demand and supply for a financial asset in a stream flow. Event stream prediction in LOB refers to forecasting both the timing and the type of events.…

Statistical Finance · Quantitative Finance 2024-12-16 Zetao Zheng , Guoan Li , Deqiang Ouyang , Decui Liang , Jie Shao

The growth of striped order resulting from a quench of the two-dimensional Swift-Hohenberg model is studied in the regime of a small control parameter and quenches to zero temperature. We introduce an algorithm for finding and identifying…

Soft Condensed Matter · Physics 2009-11-07 Hai Qian , Gene F. Mazenko

Hawkes processes have seen a number of applications in finance, due to their ability to capture event clustering behaviour typically observed in financial systems. Given a calibrated Hawkes process, of concern is the statistical fit to…

Trading and Market Microstructure · Quantitative Finance 2016-04-18 Roger Martins , Dieter Hendricks

We present a framework for analyzing the exact dynamics of a class of online learning algorithms in the high-dimensional scaling limit. Our results are applied to two concrete examples: online regularized linear regression and principal…

Machine Learning · Computer Science 2017-12-13 Chuang Wang , Jonathan Mattingly , Yue M. Lu

This paper deals with a class of neural SDEs and studies the limiting behavior of the associated sampled optimal control problems as the sample size grows to infinity. The neural SDEs with $N$ samples can be linked to the $N$-particle…

Optimization and Control · Mathematics 2025-06-19 Huafu Liao , Alpár R. Mészáros , Chenchen Mou , Chao Zhou

The modeling of the limit order book is directly related to the assumptions on the behavior of real market participants. This paper is twofold. We first present empirical findings that lay the ground for two improvements to these models.The…

Trading and Market Microstructure · Quantitative Finance 2020-09-08 Mouhamad Drame

In this work we propose and analyze a new Hybrid High-Order method for the Brinkman problem for fluids with power-law viscosity. The proposed method supports general meshes and arbitrary approximation orders and is robust in all regimes,…

Numerical Analysis · Mathematics 2026-05-26 Daniel Castañón Quiroz , Daniele A. Di Pietro , Jérôme Droniou , Marwa Salah

In order-driven markets, limit-order book (LOB) resiliency is an important microscopic indicator of market quality when the order book is hit by a liquidity shock and plays an essential role in the design of optimal submission strategies of…

Trading and Market Microstructure · Quantitative Finance 2018-02-27 Hai-Chuan Xu , Wei Chen , Xiong Xiong , Wei Zhang , Wei-Xing Zhou , H Eugene Stanley

Diffusion limits of MCMC methods in high dimensions provide a useful theoretical tool for studying computational complexity. In particular, they lead directly to precise estimates of the number of steps required to explore the target…

Probability · Mathematics 2012-10-05 Jonathan C. Mattingly , Natesh S. Pillai , Andrew M. Stuart

We consider a sequence of Hawkes processes whose excitation measures may depend on the generation, and study its scaling limits in the near-unstable limiting regime. The limiting random measures, characterized via a nonlinear convolutional…

Probability · Mathematics 2026-04-08 Tristan Pace , Gordan Zitkovic

We present a new limiter method for solving the advection equation using a high-order, finite-volume discretization. The limiter is based on the flux-corrected transport algorithm. We modify the classical algorithm by introducing a new…

Numerical Analysis · Mathematics 2017-06-14 Christopher Chaplin , Phillip Colella

This paper poses a few fundamental questions regarding the attributes of the volume profile of a Limit Order Books stochastic structure by taking into consideration aspects of intraday and interday statistical features, the impact of…

Statistical Finance · Quantitative Finance 2015-04-23 Kylie-Anne Richards , Gareth W. Peters , William Dunsmuir

This study explores the application of Hawkes processes to model high-frequency data in the context of limit order books. Two distinct Hawkes-based models are proposed and analyzed: one utilizing exponential kernels and the other employing…

Mathematical Finance · Quantitative Finance 2025-03-20 Neal Batra

This paper studies the effect of an overdispersed arrival process on the performance of an infinite-server system. In our setup, a random environment is modeled by drawing an arrival rate $\Lambda$ from a given distribution every $\Delta$…

Probability · Mathematics 2016-02-02 Mariska Heemskerk , Johan van Leeuwaarden , Michel Mandjes

Tick-sizes not only influence the granularity of the price formation process but also affect market agents' behavior. We investigate the disparity in the microstructural properties of the Limit Order Book (LOB) across a basket of assets…

Trading and Market Microstructure · Quantitative Finance 2025-08-05 Konark Jain , Jean-François Muzy , Jonathan Kochems , Emmanuel Bacry

Statistical and dynamical characters of stock markets have been extensively studied, which now is providing the firm basis for econophysics and its application as ``stylized facts''. However, most of those studies are for markets under the…

Physics and Society · Physics 2024-09-04 Shota Nagumo , Takashi Shimada

We consider systems of diffusion processes ("particles") interacting through their ranks (also referred to as "rank-based models" in the mathematical finance literature). We show that, as the number of particles becomes large, the process…

Probability · Mathematics 2016-08-03 Praveen Kolli , Mykhaylo Shkolnikov

We examine the correlation of the limit price with the order book, when a limit order comes. We analyzed the Rebuild Order Book of Stock Exchange Electronic Trading Service, which is the centralized order book market of London Stock…

Data Analysis, Statistics and Probability · Physics 2009-11-13 Jun-ichi Maskawa

We consider an infinite-dimensional stochastic clustering model on $\mathbb{R}$. In discrete time, each point of a unit-intensity simple point process moves halfway toward either of its left or right neighbors, chosen uniformly at random.…

Probability · Mathematics 2026-03-10 Partha S. Dey , S. Rasoul Etesami , Aditya S. Gopalan

We extend a Discrete Time Random Walk (DTRW) numerical scheme to simulate the anomalous diffusion of financial market orders in a simulated order book. Here using random walks with Sibuya waiting times to include a time-dependent stochastic…

Computational Finance · Quantitative Finance 2024-08-14 Derick Diana , Tim Gebbie