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Many real-world datasets contain missing entries and mixed data types including categorical and ordered (e.g. continuous and ordinal) variables. Imputing the missing entries is necessary, since many data analysis pipelines require complete…

Methodology · Statistics 2022-10-14 Yuxuan Zhao , Alex Townsend , Madeleine Udell

The impact of a stress scenario of default events on the loss distribution of a credit portfolio can be assessed by determining the loss distribution conditional on these events. While it is conceptually easy to estimate loss distributions…

Risk Management · Quantitative Finance 2016-01-11 Dirk Tasche

In this paper, we propose a cost function that corresponds to the mean square errors between estimated values and true values of conditional probability in a discrete distribution. We then obtain the values that minimize the cost function.…

Applications · Statistics 2017-09-26 Kento Kawakami , Masato Kikuchi , Mitsuo Yoshida , Eiko Yamamoto , Kyoji Umemura

We show how to analyze and interpret the correlation structures, the conditional expectation values and correlation coefficients of exchangeable Bernoulli random variables. We study implied default distributions for the iTraxx-CJ tranches…

Physics and Society · Physics 2008-12-02 S. Mori , K. Kitsukawa , M. Hisakado

In this paper, we propose simple estimation methods dedicated to a semiparametric family of bivariate copulas. These copulas can be simply estimated through the estimation of their univariate generating function. We take profit of this…

Methodology · Statistics 2011-04-04 Cécile Amblard , Stéphane Girard

Academics and practitioners have studied over the years models for predicting firms bankruptcy, using statistical and machine-learning approaches. An earlier sign that a company has financial difficulties and may eventually bankrupt is…

Risk Management · Quantitative Finance 2020-02-27 Tesi Aliaj , Aris Anagnostopoulos , Stefano Piersanti

In this note, we develop stock option price approximations for a model which takes both the risk o default and the stochastic volatility into account. We also let the intensity of defaults be influenced by the volatility. We show that it…

Computational Engineering, Finance, and Science · Computer Science 2007-12-21 Erhan Bayraktar

The estimation of dependencies between multiple variables is a central problem in the analysis of financial time series. A common approach is to express these dependencies in terms of a copula function. Typically the copula function is…

Machine Learning · Statistics 2013-07-02 José Miguel Hernández-Lobato , James Robert Lloyd , Daniel Hernández-Lobato

Credit scoring is an essential tool used by global financial institutions and credit lenders for financial decision making. In this paper, we introduce a new method based on Gaussian Mixture Model (GMM) to forecast the probability of…

General Economics · Economics 2020-11-17 Hamidreza Arian , Seyed Mohammad Sina Seyfi , Azin Sharifi

Uncertain information on input parameters of reliability models is usually modeled by considering these parameters as random, and described by marginal distributions and a dependence structure of these variables. In numerous real-world…

Applications · Statistics 2018-04-30 Nazih Benoumechiara , Bertrand Michel , Philippe Saint-Pierre , Nicolas Bousquet

Risk-neutral default probabilities can be implied from credit default swap (CDS) market quotes. In practice, mid CDS quotes are used as inputs, as their risk-neutral counterparts are not observable. We show how to imply risk-neutral default…

Mathematical Finance · Quantitative Finance 2021-08-17 Matteo Michielon , Asma Khedher , Peter Spreij

The authors examine the concept of probability of default for asset-backed loans. In contrast to unsecured loans it is shown that probability of default can be defined as either a measure of the likelihood of the borrower failing to make…

Risk Management · Quantitative Finance 2013-07-01 David Chisholm , Graham Andersen

In the aftermath of the global financial crisis, much attention has been paid to investigating the appropriateness of the current practice of default risk modeling in banking, finance and insurance industries. A recent empirical study by…

Computational Finance · Quantitative Finance 2013-06-28 Jia-Wen Gu , Bo Jiang , Wai-Ki Ching , Harry Zheng

We introduce an innovative theoretical framework to model derivative transactions between defaultable entities based on the principle of arbitrage freedom. Our framework extends the traditional formulations based on Credit and Debit…

Risk Management · Quantitative Finance 2012-05-08 Claudio Albanese , Damiano Brigo , Frank Oertel

Gaussian copulas are widely used in the industry to correlate two random variables when there is no prior knowledge about the co-dependence between them. The perturbed Gaussian copula approach allows introducing the skew information of both…

Pricing of Securities · Quantitative Finance 2012-02-10 Alberto Elices , Jean-Pierre Fouque

We consider a structural model where the survival/default state is observed together with a noisy version of the firm value process. This assumption makes the model more realistic than most of the existing alternatives, but triggers…

Mathematical Finance · Quantitative Finance 2019-09-05 Cheikh Mbaye , Abass Sagna , Frédéric Vrins

We study the problem of maximizing the probability that (i) an electric component or financial institution $X$ does not default before another component or institution $Y$ and (ii) that $X$ and $Y$ default jointly within the class of all…

Probability · Mathematics 2021-10-04 Thomas Mroz , Juan Fernández Sánchez , Sebastian Fuchs , Wolfgang Trutschnig

In this paper, we performs a credit risk analysis, on the data of past loan applicants of a company named Lending Club. The calculation required the use of exploratory data analysis and machine learning classification algorithms, namely,…

Risk Management · Quantitative Finance 2022-10-12 Aadi Gupta , Priya Gulati , Siddhartha P. Chakrabarty

This paper develops a two-dimensional structural framework for valuing credit default swaps and corporate bonds in the presence of default contagion. Modelling the values of related firms as correlated geometric Brownian motions with…

Pricing of Securities · Quantitative Finance 2008-12-02 Helen Haworth , Christoph Reisinger , William Shaw

A factor copula model is proposed in which factors are either simulable or estimable from exogenous information. Point estimation and inference are based on a simulated methods of moments (SMM) approach with non-overlapping simulation…

Econometrics · Economics 2022-12-02 Alexander Mayer , Dominik Wied
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