English

The set-theoretic universe $V$ is not necessarily a class-forcing extension of HOD

Logic 2017-09-25 v2

Abstract

In light of the celebrated theorem of Vop\v{e}nka (1972), proving in ZFC that every set is generic over HOD, it is natural to inquire whether the set-theoretic universe VV must be a class-forcing extension of HOD by some possibly proper-class forcing notion in HOD. We show, negatively, that if ZFC is consistent, then there is a model of ZFC that is not a class-forcing extension of its HOD for any class forcing notion definable in HOD and with definable forcing relations there (allowing parameters). Meanwhile, S. Friedman (2012) showed, positively, that if one augments HOD with a certain ZFC-amenable class AA, definable in VV, then the set-theoretic universe VV is a class-forcing extension of the expanded structure HOD,,A\langle\text{HOD},\in,A\rangle. Our result shows that this augmentation process can be necessary. The same example shows that VV is not necessarily a class-forcing extension of the mantle, and the method provides counterexamples to the intermediate model property, namely, a class-forcing extension VWV[G]V\subseteq W\subseteq V[G] with an intermediate transitive inner model WW that is neither a class-forcing extension of VV nor a ground model of V[G]V[G] by any definable class forcing notion with definable forcing relations.

Keywords

Cite

@article{arxiv.1709.06062,
  title  = {The set-theoretic universe $V$ is not necessarily a class-forcing extension of HOD},
  author = {Joel David Hamkins and Jonas Reitz},
  journal= {arXiv preprint arXiv:1709.06062},
  year   = {2017}
}

Comments

15 pages. Version v2 includes theorem 14, which provides a simultaneous counterexample to the class-forcing analogue of the intermediate model theorem. Questions and commentary can be made at http://jdh.hamkins.org/the-universe-need-not-be-a-class-forcing-extension-of-hod