English

The realization problem of essential surfaces in knot exteriors

Geometric Topology 2026-02-20 v1

Abstract

We study compact orientable essential surfaces in knot exteriors in the 3-sphere. The genus gg, the number of boundary components bb, and the boundary slope p/qp/q are fundamental invariants of an essential surface. The \textit{realization problem} asks whether, for a given triple (g,b,q)(g, b, q) with g0g \ge 0, b1b \ge 1, and q1q \ge 1, there exists a knot KS3K \subset S^3 whose exterior E(K)E(K) contains a compact orientable essential surface FF of genus gg with bb boundary components and boundary slope p/qp/q for some pp. In general, not all combinations of (g,b,q)(g, b, q) are realizable. First, we show that if bb is odd, then qq must be equal to 11. Our main theorem states that for any given even b2b \ge 2 and q1q \ge 1, there exist a genus g0g \ge 0 and a knot KK such that E(K)E(K) contains a compact orientable essential surface with these parameters.

Keywords

Cite

@article{arxiv.2602.17139,
  title  = {The realization problem of essential surfaces in knot exteriors},
  author = {Makoto Ozawa and Jesús Rodríguez-Viorato},
  journal= {arXiv preprint arXiv:2602.17139},
  year   = {2026}
}

Comments

13 pages, 10 figures