English

The joint $k$-numerical range of operators

Functional Analysis 2022-05-17 v3

Abstract

Let B(H){\mathcal B}({\mathcal H}) be the algebra of all bounded linear operators on the Hilbert space H{\mathcal H}. For a positive integer kk less than the dimension of H{\mathcal H} and A=(A1,,Am)B(H)m{\mathbf A} = (A_1, \dots, A_m)\in {\mathcal B}({\mathcal H})^m, the joint kk-numerical range Wk(A)W_k({\mathbf A}) is the set of vector (α1,,αm)Cm(\alpha_1, \dots, \alpha_m) \in{\mathbb C}^m such that αi=j=1kAixj,xj\alpha_i = \sum_{j = 1}^k \langle A_ix_j, x_j\rangle for an orthonormal set {x1,,xk}\{x_1, \ldots, x_k\} in H{\mathcal H}. Geometrical properties of Wk(A)W_k({\mathbf A}) and their relations with the algebraic properties of {A1,,Am}\{A_1, \dots, A_m\} are investigated in this paper. For example, conditions for Wk(A)W_k({\mathbf A}) to be convex are studied. Descriptions are given for the closure of Wk(A)W_k({\mathbf A}) and the closure of convWk(A){\rm conv}\, W_k({\mathbf A}) in terms of the joint essential numerical range of A{\mathbf A} for infinite dimensional operators A1,,AmA_1, \dots, A_m. Characterizations are obtained for Wk(A)W_k({\mathbf A}) or convWk(A){\rm conv}\, W_k({\mathbf A}) to be closed. It is shown that Wk(A)W_k({\mathbf A}) is a polyhedral set if and only if A1,,AkA_1, \dots, A_k have a common reducing subspace V{\mathbf V} of finite dimension such that the compression of A1,,AmA_1, \dots, A_m on the subspace V{\mathbf V} are diagonal operators D1,,DmD_1, \dots, D_m and Wk(A)=Wk(D1,,Dm)W_k({\mathbf A}) = W_k(D_1, \dots, D_m). Similar results are obtained for A{\bf A} such that the closure of Wk(A)W_k({\mathbf A}) is polyhedral. Classifications are given for operators satisfying (1) {A1,,Am}\{A_1, \dots, A_m\} is a commuting family of normal operators, or (2) Wk(A1,,Am)W_k(A_1, \dots, A_m) is polyhedral for every positive integer kk less than dimH\dim {\mathcal H}.

Keywords

Cite

@article{arxiv.2105.04621,
  title  = {The joint $k$-numerical range of operators},
  author = {Jor-Ting Chan and Chi-Kwong Li and Yiu-Tung Poon},
  journal= {arXiv preprint arXiv:2105.04621},
  year   = {2022}
}

Comments

38 pages

R2 v1 2026-06-24T01:57:46.087Z