English

Commuting normal operators and joint numerical range

Functional Analysis 2022-03-22 v2

Abstract

Let H{\mathcal H} be a complex Hilbert space and let B(H){\mathcal B}({\mathcal H}) be the algebra of all bounded linear operators on H{\mathcal H}. For a positive integer kk less than the dimension of H{\mathcal H} and A=(A1,,Am)B(H)m{\mathbf A} = (A_1, \dots, A_m)\in {\mathcal B}({\mathcal H})^m, the joint kk-numerical range Wk(A)W_k({\mathbf A}) is the set of (α1,,αm)Cm(\alpha_1, \dots, \alpha_m) \in{\mathbb C}^m such that αi=j=1kAixj,xj\alpha_i = \sum_{j = 1}^k \langle A_ix_j, x_j\rangle for an orthonormal set {x1,,xk}\{x_1, \ldots, x_k\} in H{\mathcal H}. Relations between the geometric properties of Wk(A)W_k({\mathbf A}) and the algebraic and analytic properties of A1,,AmA_1, \dots, A_m are studied. It is shown that there is kNk\in {\mathbb N} such that Wk(A)W_k({\mathbf A}) is a polyhedral set, i.e., the convex hull of a finite set, if and only if A1,,AkA_1, \dots, A_k have a common reducing subspace V{\mathbf V} of finite dimension such that the compression of A1,,AmA_1, \dots, A_m on the subspace V{\mathbf V} are diagonal operators D1,,DmD_1, \dots, D_m and Wk(A)=Wk(D1,,Dm)W_k({\mathbf A}) = W_k(D_1, \dots, D_m). Characterization is also given to A{\bf A} such that the closure of Wk(A)W_k({\mathbf A}) is polyhedral. The conditions are related to the joint essential numerical range of A{\mathbf A}. These results are used to study A{\bf A} such that (a) {A1,,Am}\{A_1, \dots, A_m\} is a commuting family of normal operators, or (b) Wk(A1,,Am)W_k(A_1, \dots, A_m) is polyhedral for every positive integer kk. It is shown that conditions (a) and (b) are equivalent for finite rank operators but it is no longer true for compact operators. Characterizations are given for compact operators A1,,AmA_1, \dots, A_m satisfying (a) and (b), respectively. Results are also obtained for general non-compact operators.

Keywords

Cite

@article{arxiv.2108.05414,
  title  = {Commuting normal operators and joint numerical range},
  author = {Jor-Ting Chan and Chi-Kwong Li and Yiu-Tung Poon},
  journal= {arXiv preprint arXiv:2108.05414},
  year   = {2022}
}

Comments

The paper is combined the earlier paper "The Joint k-numerical range of operators" arXiv:2105.04621 with additional results

R2 v1 2026-06-24T05:02:39.920Z