English

Higher Rank Numerical Ranges and Unitary Dilations

Functional Analysis 2022-11-15 v2

Abstract

Here we show that for kN,k\in \mathbb N, the closure of the kk-rank numerical range of a contraction AA acting on an infinite-dimensional Hilbert space H\mathcal{H} is the intersection of the closure of the kk-rank numerical ranges of all unitary dilations of AA to HH.\mathcal{H}\oplus\mathcal{H}. The same is true for k=k=\infty provided the \infty-rank numerical range of AA is non-empty. These generalize a finite dimensional result of Gau, Li and Wu. We also show that when both defect numbers of a contraction are equal and finite (=N=N), one may restrict the intersection to a smaller family consisting of all unitary NN-dilations. A result of {Bercovici and Timotin} on unitary NN-dilations is used to prove it. Finally, we have investigated the same problem for the CC-numerical range and obtained the answer in negative.

Keywords

Cite

@article{arxiv.2111.09249,
  title  = {Higher Rank Numerical Ranges and Unitary Dilations},
  author = {Pankaj Dey and Mithun Mukherjee},
  journal= {arXiv preprint arXiv:2111.09249},
  year   = {2022}
}

Comments

15 pages; Published in Adv. Oper. Theory 7, 56 (2022). Title is changed to "Generalized Halmos Conjectures and Constrained Unitary Dilations". In this published version, section 5 is the new addition. Based on the referee report, more examples are given in section 6

R2 v1 2026-06-24T07:42:26.749Z