English

The splitting lemmas for nonsmooth functionals on Hilbert spaces I

Functional Analysis 2014-06-12 v2 Analysis of PDEs Geometric Topology

Abstract

The Gromoll-Meyer's generalized Morse lemma (so called splitting lemma) near degenerate critical points on Hilbert spaces, which is one of key results in infinite dimensional Morse theory, is usually stated for at least C2C^2-smooth functionals. It obstructs one using Morse theory to study most of variational problems of form F(u)=Ωf(x,u,...,Dmu)dxF(u)=\int_\Omega f(x, u,..., D^mu)dx as in (\ref{e:1.1}). In this paper we establish a splitting theorem and a shifting theorem for a class of continuously directional differentiable functionals (lower than C1C^1) on a Hilbert space HH which have higher smoothness (but lower than C2C^2) on a densely and continuously imbedded Banach space XHX\subset H near a critical point lying in XX. (This splitting theorem generalize almost all previous ones to my knowledge). Moreover, a new theorem of Poincar\'e-Hopf type and a relation between critical groups of the functional on HH and XX are given. Different from the usual implicit function theorem method and dynamical system one our proof is to combine the ideas of the Morse-Palais lemma due to Duc-Hung-Khai \cite{DHK} with some techniques from \cite{JM, Skr, Va1}. Our theory is applicable to the Lagrangian systems on compact manifolds and boundary value problems for a large class of nonlinear higher order elliptic equations.

Keywords

Cite

@article{arxiv.1211.2127,
  title  = {The splitting lemmas for nonsmooth functionals on Hilbert spaces I},
  author = {Guangcun Lu},
  journal= {arXiv preprint arXiv:1211.2127},
  year   = {2014}
}

Comments

68 pages; v2: for the published version we correct a few typo and state Theorems A.1, A.2 in a more precise way

R2 v1 2026-06-21T22:35:31.869Z