English

The index formula and the spectral shift function for relatively trace class perturbations

Spectral Theory 2015-03-03 v3 Functional Analysis

Abstract

We compute the Fredholm index, ind(DA){\rm ind}(D_A), of the operator DA=(d/dt)+AD_A = (d/dt) + A on L2(R;H)L^2(\mathbb{R};\mathcal{H}) associated with the operator path {A(t)}t=\{A(t)\}_{t=-\infty}^{\infty}, where (Af)(t)=A(t)f(t)(A f)(t) = A(t) f(t) for a.e. tRt\in\mathbb{R}, and appropriate fL2(R;H)f \in L^2(\mathbb{R};\mathcal{H}), via the spectral shift function ξ(;A+,A)\xi(\, \cdot \,;A_+,A_-) associated with the pair (A+,A)(A_+, A_-) of asymptotic operators A±=A(±)A_{\pm}=A(\pm\infty) on the separable complex Hilbert space H\mathcal{H} in the case when A(t)A(t) is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator AA_-. We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function ξ(;A+,A)\xi(\, \cdot \,;A_+,A_-) for the pair (A+,A)(A_+, A_-), and the corresponding spectral shift function ξ(;H2,H1)\xi(\, \cdot \,;H_2,H_1) for the pair of operators (H2,H1)=(DADA,DADA)(H_2,H_1)=(D_A {D_A}^*, {D_A}^* D_A) in this relative trace class context. This formula is then used to identify the Fredholm index of DAD_A with ξ(0;A+,A)\xi(0;A_+,A_-). In addition, we prove that ind(DA){\rm ind}(D_A) coincides with the spectral flow SpFlow({A(t)}t=)(\{A(t)\}_{t=-\infty}^\infty) of the family {A(t)}tR\{A(t)\}_{t\in\mathbb{R}} and also relate it to the (Fredholm) perturbation determinant for the pair (A+,A)(A_+, A_-). We also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.

Keywords

Cite

@article{arxiv.1004.1582,
  title  = {The index formula and the spectral shift function for relatively trace class perturbations},
  author = {Fritz Gesztesy and Yuri Latushkin and Konstantin A. Makarov and Fedor Sukochev and Yuri Tomilov},
  journal= {arXiv preprint arXiv:1004.1582},
  year   = {2015}
}

Comments

87 pages, proof of eq. (6.52) corrected, formulation of Theorem 4.1 corrected, some typos removed, references updated

R2 v1 2026-06-21T15:08:33.669Z