English

On the Witten index in terms of spectral shift functions

Spectral Theory 2014-09-12 v2 Mathematical Physics Functional Analysis math.MP

Abstract

We study the model operator DA=(d/dt)+A\mathbf{D}_{\mathbf{A}} = (d/dt) + \mathbf{A} in L2(R;H)L^2(\mathbb{R};\mathcal{H}) associated with the operator path {A(t)}t=\{A(t)\}_{t=-\infty}^{\infty}, where (Af)(t)=A(t)f(t)(\mathbf{A} f)(t) = A(t) f(t) for a.e.\ tRt\in\mathbb{R}, and appropriate fL2(R;H)f \in L^2(\mathbb{R};\mathcal{H}) (with H\mathcal{H} a separable, complex Hilbert space). Denoting by A±A_{\pm} the norm resolvent limits of A(t)A(t) as t±t \to \pm \infty, our setup permits A(t)A(t) in H\mathcal{H} to be an unbounded, relatively trace class perturbation of the unbounded self-adjoint operator AA_-, and no discrete spectrum assumptions are made on A±A_{\pm}. We introduce resolvent and semigroup regularized Witten indices of DA\mathbf{D}_{\mathbf{A}}, denoted by WrW_r and WsW_s, and prove that these regularized indices coincide with the Fredholm index of DA\mathbf{D}_{\mathbf{A}} whenever the latter is Fredholm. In situations where DA\mathbf{D}_{\mathbf{A}} ceases to be a Fredholm operator in L2(R;H)L^2(\mathbb{R};\mathcal{H}) we compute its resolvent (resp., semigroup) regularized Witten index in terms of the spectral shift function ξ(;A+,A)\xi(\,\cdot\,;A_+,A_-) associated with the pair (A+,A)(A_+, A_-) as follows: Assuming 00 to be a right and a left Lebesgue point of ξ(;A+,A)\xi(\,\cdot\,\, ; A_+, A_-), denoted by ξL(0+;A+,A)\xi_L(0_+; A_+,A_-) and ξL(0;A+,A)\xi_L(0_-; A_+, A_-), we prove that 00 is also a right Lebesgue point of ξ(;H2,H1)\xi(\,\cdot\,\, ; \mathbf{H_2}, \mathbf{H_1}), denoted by ξL(0+;H2,H1)\xi_L(0_+; \mathbf{H_2}, \mathbf{H_1}), and that \begin{align*} W_r(\mathbf{D}_{\mathbf{A}}) &= W_s(\mathbf{D}_{\mathbf{A}}) \\ & = \xi_L(0_+; \mathbf{H_2}, \mathbf{H_1}) \\ & = [\xi_L(0_+; A_+,A_-) + \xi_L(0_-; A_+, A_-)]/2, \end{align*} the principal result of this paper. In the special case where dim(H)<\dim(\mathcal{H}) < \infty, we prove that the Witten indices of DA\mathbf{D}_{\mathbf{A}} are either integer, or half-integer-valued.

Keywords

Cite

@article{arxiv.1404.0740,
  title  = {On the Witten index in terms of spectral shift functions},
  author = {Alan Carey and Fritz Gesztesy and Denis Potapov and Fedor Sukochev and Yuri Tomilov},
  journal= {arXiv preprint arXiv:1404.0740},
  year   = {2014}
}

Comments

47 pages, Remark 3.6 replaced by Example 3.6