English

Spectral shift via "lateral" perturbation

Spectral Theory 2022-07-13 v2 Mathematical Physics math.MP

Abstract

We consider a compact perturbation H0=S+K0K0H_0 = S + K_0^* K_0 of a self-adjoint operator SS with an eigenvalue λ\lambda^\circ below its essential spectrum and the corresponding eigenfunction ff. The perturbation is assumed to be "along" the eigenfunction ff, namely K0f=0K_0f=0. The eigenvalue λ\lambda^\circ belongs to the spectra of both H0H_0 and SS. Let SS have σ\sigma more eigenvalues below λ\lambda^\circ than H0H_0; σ\sigma is known as the spectral shift at λ\lambda^\circ. We now allow the perturbation to vary in a suitable operator space and study the continuation of the eigenvalue λ\lambda^\circ in the spectrum of H(K)=S+KKH(K)=S + K^* K. We show that the eigenvalue as a function of KK has a critical point at K=K0K=K_0 and the Morse index of this critical point is the spectral shift σ\sigma. A version of this theorem also holds for some non-positive perturbations.

Keywords

Cite

@article{arxiv.2011.11142,
  title  = {Spectral shift via "lateral" perturbation},
  author = {G. Berkolaiko and P. Kuchment},
  journal= {arXiv preprint arXiv:2011.11142},
  year   = {2022}
}

Comments

18 pages, 2 figures; dedicated to memory of Misha Shubin revised following referee suggestions; several references added

R2 v1 2026-06-23T20:25:58.832Z