English

Extremal Steklov-Neumann Eigenvalues

Optimization and Control 2026-03-16 v2 Spectral Theory

Abstract

Let Ω\Omega be a bounded open planar domain with smooth connected boundary, Γ\Gamma, that has been partitioned into two disjoint components, Γ=ΓSΓN\Gamma = \Gamma_S \sqcup \Gamma_N. We consider the Steklov-Neumann eigenproblem on Ω\Omega, where a harmonic function is sought that satisfies the Steklov boundary condition on ΓS\Gamma_S and the Neumann boundary condition on ΓN\Gamma_N. We pose the extremal eigenvalue problems (EEPs) of minimizing/maximizing the kk-th non-trivial Steklov-Neumann eigenvalue among boundary partitions of prescribed measure. We formulate a relaxation of these EEPs in terms of weighted Steklov eigenvalues where an L(Γ)L^\infty(\Gamma) density replaces the boundary partition. For these relaxed EEPs, we establish existence and prove optimality conditions. We also prove a homogenization result that allows us to use solutions to the relaxed EEPs to infer properties of solutions to the original EEPs. For a disk, we provide numerical and asymptotic evidence that the minimizing arrangement of ΓSΓN\Gamma_S\sqcup \Gamma_N for the kk-th eigenvalue consists of k+1k+1 connected components that are symmetrically arranged on the boundary. For a disk, for k=1k = 1, the constant density is a maximizer for the relaxed problem; we also provide numerical and asymptotic evidence that for k2k\ge 2, the maximizing density for the relaxed problem is a non-trivial function; a sequence of rapidly oscillating Steklov/Neumann boundary conditions approach the supremum value.

Keywords

Cite

@article{arxiv.2509.15975,
  title  = {Extremal Steklov-Neumann Eigenvalues},
  author = {Chiu-Yen Kao and Braxton Osting and Chee Han Tan and Robert Viator},
  journal= {arXiv preprint arXiv:2509.15975},
  year   = {2026}
}

Comments

23 pages, 6 figures, 2 pages appendix. We have corrected the variational characterization for $\lambda_1^{-1}(\rho)$

R2 v1 2026-07-01T05:45:50.178Z