English

An optimal trace estimate for microlocal square functions on quadratic surfaces

Analysis of PDEs 2026-05-08 v1 Functional Analysis

Abstract

We study a local trace estimate for the microlocal angular square function GRf:=(ΘfΘ2)1/2 G_R f := \left(\sum_\Theta |f_\Theta|^2\right)^{1/2} associated with a parabolic decomposition of the frequency annulus of radius RR in R3\mathbb{R}^3. The measure under consideration is μQ=χH2SQ, \mu_Q=\chi\, H^2\lfloor S_Q, where χL(SQ)\chi\in L^\infty(S_Q) is a measurable nonnegative density compactly supported in the patch, and SQ={(u1,u2,Q(u1,u2)):uU},Q(u1,u2)=12(λ1u12+λ2u22),λ1λ2>0. S_Q=\{(u_1,u_2,Q(u_1,u_2)):u\in U\}, \qquad Q(u_1,u_2)=\frac12(\lambda_1u_1^2+\lambda_2u_2^2), \qquad \lambda_1\lambda_2 >0. Writing ρ=R1/2\rho=R^{-1/2}, we prove GRfL2(dμQ)R1/8fL2(R3). \| G_R f\|_{L^2(\mathrm d\mu_Q)} \lesssim R^{1/8}\|f\|_{L^2(\mathbb R^3)}. Under local positivity of the density near the tangency point, the factor R1/8R^{1/8} is attained by a tangent wave packet test and hence cannot be improved within this elliptic quadratic model, at this parabolic scale and for this angular square function. In particular, it measures the failure of a trace bound uniform in RR within this class. Its source is the extreme tangential interaction between a tube of radius ρ\rho and SQS_Q: the relevant surface measure is ρ3/2\sim\rho^{3/2}, whereas an L2L^2-normalized wave packet has quadratic size ρ2\sim\rho^{-2}. Thus the optimal quadratic cost is ρ1/2\rho^{-1/2}, producing the norm factor ρ1/4=R1/8\rho^{-1/4}=R^{1/8}.

Cite

@article{arxiv.2605.05422,
  title  = {An optimal trace estimate for microlocal square functions on quadratic surfaces},
  author = {Vicente Vergara},
  journal= {arXiv preprint arXiv:2605.05422},
  year   = {2026}
}

Comments

41 pages

R2 v1 2026-07-01T12:53:39.107Z