English

A relative version of Rochlin's theorem

Geometric Topology 2021-09-24 v3

Abstract

Rochlin proved that a closed 4-dimensional connected smooth oriented manifold X4X^4 with vanishing second Stiefel-Whitney class has signature σ(X)\sigma(X) divisible by 16. This was generalized by Kervaire and Milnor to the statement that if ξH2(X;Z)\xi \in H_2(X;\mathbb{Z}) is an integral lift of an element in H2(X;Z/2Z)H_2(X; \mathbb{Z}/2\mathbb{Z}) that is dual to w2(X)w_2(X), and if ξ\xi can be represented by an embedded sphere in XX, then the self-intersection number ξ2\xi^2 is divisible by 16. This was subsequently generalized further by Rochlin and various alternative proofs of this result where given by Freedman, Kirby, and Matsumoto. We give further generalizations of this result concerning 4-manifolds with boundary. Given a smooth compact orientable four manifold X4X^4 with integral homology sphere boundary and a connected orientable characteristic surface with connected boundary F2F^2 properly embedded in XX, we prove a theorem relating the Arf invariant of F\partial F, and the Arf invariant of FF, and the Rochlin invariant of X\partial X. We then proceed to generalize this result to the case where XX is a topological compact orientable 4-manifold (which brings in the Kirby-Siebenmann invariant), F\partial F is not connected (which brings in the condition of being proper as a link), FF is not orientable (which brings in Brown invariants), and finally where X\partial X is an arbitrary 3-manifold (which brings in pin structures). The final result gives a "combinatorial" description of the Kirby-Siebenmann invariant of a compact orientable 4-manifold with nonempty boundary.

Keywords

Cite

@article{arxiv.2011.12418,
  title  = {A relative version of Rochlin's theorem},
  author = {Michael R. Klug},
  journal= {arXiv preprint arXiv:2011.12418},
  year   = {2021}
}

Comments

Fixed abstract. Comments welcome!

R2 v1 2026-06-23T20:29:22.783Z