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In this paper we provide a new criterion for the comparison of claims, when we have conditional claims arising in stop loss contracts or contracts with franchise deductible. These stochastic comparisons are made on the basis of the Tail…

Statistics Theory · Mathematics 2024-12-12 Félix Belzunce , Alba M. Franco-Pereira , Julio Mulero

We consider a stochastic game between a slow institutional investor and a high-frequency trader who are trading a risky asset and their aggregated order-flow impacts the asset price. We model this system by means of two coupled stochastic…

Trading and Market Microstructure · Quantitative Finance 2023-06-26 Rama Cont , Alessandro Micheli , Eyal Neuman

We analyze the hitting time distributions of stock price returns in different time windows, characterized by different levels of noise present in the market. The study has been performed on two sets of data from US markets. The first one is…

Physics and Society · Physics 2009-11-13 Davide Valenti , Bernardo Spagnolo , Giovanni Bonanno

We consider an optimal investment and consumption problem for a Black-Scholes financial market with stochastic volatility and unknown stock appreciation rate. The volatility parameter is driven by an external economic factor modeled as a…

Portfolio Management · Quantitative Finance 2015-05-15 Belkacem Berdjane , Sergei Pergamenshchikov

We revisit the classical Merton consumption--investment problem when risky-asset returns are modeled by stochastic differential equations interpreted through a general $\alpha$-integral, interpolating between It\^{o}, Stratonovich, and…

Mathematical Finance · Quantitative Finance 2026-02-10 Mario Ayala , Benjamin Vallejo Jiménez

In portfolio optimization problems, the minimum expected investment risk is not always smaller than the expected minimal investment risk. That is, using a well-known approach from operations research, it is possible to derive a strategy…

Portfolio Management · Quantitative Finance 2016-12-15 Takashi Shinzato

We investigate the impact of capital gains taxes on optimal investment decisions in a quite simple model. Namely, we consider a risk neutral investor who owns one risky stock from which she assumes that it has a lower expected return than…

Portfolio Management · Quantitative Finance 2015-01-05 Christoph Kühn , Budhi Arta Surya , Björn Ulbricht

We argue that negative skew and positive mean of the distribution of stock returns are largely due to the broken symmetry of stochastic volatility governing gains and losses. Starting with stochastic differential equations for stock returns…

Statistical Finance · Quantitative Finance 2026-03-10 Siqi Shao , Arshia Ghasemi , Hamed Farahani , R. A. Serota

It is well-known that using delta hedging to hedge financial options is not feasible in practice. Traders often rely on discrete-time hedging strategies based on fixed trading times or fixed trading prices (i.e., trades only occur if the…

Mathematical Finance · Quantitative Finance 2024-02-06 Cheng Cai , Tiziano De Angelis , Jan Palczewski

We apply a simple trading strategy for various time series of real and artificial stock prices to understand the origin of fractality observed in the resulting profit landscapes. The strategy contains only two parameters $p$ and $q$, and…

Statistical Finance · Quantitative Finance 2013-08-09 Il Gu Yi , Gabjin Oh , Beom Jun Kim

We investigate whether fractal markets hypothesis and its focus on liquidity and invest- ment horizons give reasonable predictions about dynamics of the financial markets during the turbulences such as the Global Financial Crisis of late…

Statistical Finance · Quantitative Finance 2012-07-13 Ladislav Kristoufek

This paper studies a continuous-time market where an agent, having specified an investment horizon and a targeted terminal mean return, seeks to minimize the variance of the return. The optimal portfolio of such a problem is called…

Probability · Mathematics 2008-12-02 Xun Li , Xun Yu Zhou

We discuss - in what is intended to be a pedagogical fashion - generalized "mean-to-risk" ratios for portfolio optimization. The Sharpe ratio is only one example of such generalized "mean-to-risk" ratios. Another example is what we term the…

Portfolio Management · Quantitative Finance 2018-04-12 Zura Kakushadze , Willie Yu

We study the dependence of volatility on the stock price in the stochastic volatility framework on the example of the Heston model. To be more specific, we consider the conditional expectation of variance (square of volatility) under fixed…

Pricing of Securities · Quantitative Finance 2011-07-29 Mikhail Martynov , Olga Rozanova

We perform a systematic investigation on the components of the empirical multifractality of financial returns using the daily data of Dow Jones Industrial Average from 26 May 1896 to 27 April 2007 as an example. The temporal structure and…

Statistical Finance · Quantitative Finance 2009-12-24 Wei-Xing Zhou

This article is concerned with stability and performance of controlled stochastic processes under receding horizon policies. We carry out a systematic study of methods to guarantee stability under receding horizon policies via appropriate…

Systems and Control · Computer Science 2017-11-27 Debasish Chatterjee , John Lygeros

We propose a model for stochastic formation of opinion clusters, modelled by an evolving network, and herd behaviour to account for the observed fat-tail distribution in returns of financial-price data. The only parameter of the model is h,…

Condensed Matter · Physics 2009-10-31 Victor M. Eguiluz , Martin G. Zimmermann

Portfolio management problems are often divided into two types: active and passive, where the objective is to outperform and track a preselected benchmark, respectively. Here, we formulate and solve a dynamic asset allocation problem that…

Portfolio Management · Quantitative Finance 2018-07-31 Ali Al-Aradi , Sebastian Jaimungal

Drifts of asset returns are notoriously difficult to model accurately and, yet, trading strategies obtained from portfolio optimization are very sensitive to them. To mitigate this well-known phenomenon we study robust growth-optimization…

Mathematical Finance · Quantitative Finance 2026-01-01 Balint Binkert , David Itkin , Paul Mangers Bastian , Josef Teichmann

In financial markets, greater volatility is usually considered synonym of greater risk and instability. However, large market downturns and upturns are often preceded by long periods where price returns exhibit only small fluctuations. To…

Statistical Finance · Quantitative Finance 2018-06-13 Davide Valenti , Giorgio Fazio , Bernardo Spagnolo
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